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Join the PCAOB Auditing Standard 1300 Training Event, a focused program designed to help auditors, CPA firm staff, and financial reporting professionals excel in auditor-to-audit committee communications. This specialized session provides the knowledge and skills you need to implement effective communication strategies, improve audit quality, and manage compliance with PCAOB requirements, all while earning 2 CPE credits for your professional growth.

 

Why Attend?

1. Master PCAOB Communication Standards - Learn the detailed requirements of PCAOB AS 1300, including sections 1301 (Communication with Audit Committees) and 1305 (Control Deficiency Communications), and understand how to align your audit practices with these standards.

2. Refine Your Audit Communication Skills - Acquire tools for communicating critical matters such as internal control issues, audit findings, and auditor independence to audit committees and management.

3. Achieve Regulatory Excellence - Understand how PCAOB uses these standards in regulatory enforcement, and ensure your practices meet their expectations to maintain compliance and quality.

4. Earn 2 CPE Credits - Advance your professional credentials while gaining actionable communication insights for PCAOB-regulated audits.

 

What You’ll Learn

This interactive course helps attendees gain practical proficiency in aligning their audit communication processes with PCAOB standards. Designed by professionals with Big 4 audit expertise, the training offers real-world insights and applications.

 

Course Highlights:

1. Understanding PCAOB Auditing Standard 1300

  • Overview of AS 1301 requirements for conducting and documenting interactions with audit committees.
  • Insights into AS 1305, focusing on identifying and reporting control deficiencies effectively.

2. Practical Communication Practices

  • Explore strategies for delivering clear, concise, and actionable communications to audit committees.
  • Learn how to address challenging topics, such as internal control weaknesses, in a professional and constructive manner.

3. Strengthening Audit Workpapers

  • Incorporate PCAOB auditing standards into your workpapers effectively, ensuring proper documentation and regulatory compliance.

4. Managing Relationships with Audit Committees

  • Build trust and transparency with audit committee members to enhance audit quality and collaboration.
  • Understand the audit committee’s role as a force multiplier in improving audit outcomes.

5. Best Practices for Auditors

  • Explore quality control approaches, reporting techniques, and PCAOB inspection tips tailored to regulated audit engagements.

 

Key Topics Covered:

  • Importance and mechanics of auditor/audit committee communications.
  • Reporting control deficiencies and remediation efforts to audit committees.
  • Ensuring auditor independence and compliance with PCAOB inspection standards.
  • Regulatory enforcement insights from PCAOB’s perspective.

 

Benefits of Attending

  • Clear Command of PCAOB Standards: Achieve a deeper understanding of upfront responsibilities for audit communications.
  • Enhanced Confidence in Communication: Apply strategies for transparent, effective interactions with audit committees and management.
  • Regulatory Excellence: Ensure your practices meet PCAOB audit quality and documentation requirements.
  • Career Development: Earn 2 CPE credits to solidify your position as a knowledgeable and effective audit professional.

 

Event Details

  • Schedule: Offered every six weeks on Tuesdays, from 10 a.m. to 12 p.m. CST.
  • Duration: 2 hours packed with expert guidance and practical tools.
  • Format: Group Internet-Based, interactive training.
  • CPE Credits: 2 NASBA-Approved CPE credits (Auditing).
  • Cost: $140.
  • Private Training Available: Flexible scheduling for groups of two or more attendees.

 

Who Should Attend?

This training is ideal for professionals looking to advance their expertise in audit communications, such as:

  • CPA Firm Staff: Learn to incorporate PCAOB standards and expectations into your audits.
  • Auditors: Refine your ability to communicate complex audit issues with clarity and confidence.
  • Financial Reporting Professionals: Build a deeper understanding of audit committee interactions and improve internal processes.

 

Why Effective Audit Communication Matters

Communication is the backbone of audit success. By following PCAOB Auditing Standard 1300, auditors not only improve the quality of the audit but also foster stronger relationships with audit committee members and management. Key reasons this training is valuable include:

  • Transparency: Deliver audit findings with clarity, ensuring all stakeholders understand their implications.
  • Accountability: Promote robust discussions to address control deficiencies immediately.
  • Audit Quality: Strengthen the foundation of audit committees as active participants in the audit process.

 

Register Now

Don’t miss this opportunity to gain the crucial skills needed to excel in PCAOB-regulated audits. Improve your understanding of standards, elevate your communication practices, and earn 2 CPE credits to enhance your professional qualifications.

 

Register today and take the next step toward becoming a trusted adviser in audit communication and PCAOB compliance.

PCAOB AS 1300: Auditor Communications

$140.00Price
  • Offered every six weeks on Tuesdays at 10:00 a.m. to 12:00 noon Central Time in two CPE-Credit event.

     

    We can schedule private events on your timetable for two or more attendees.

     

    NASBA Program Disclosure

    Program Level of Understanding: Basic
    Prerequisites: None
    Advance Preparation: None
    Delivery Format: Group Internet Based
    NASBA Field(s) of Study: Auditing
    CPE Credits: 2, based on 50 minutes of instruction per hour

     

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Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits are granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366davem@cseminars.com) and/ or John Blackshire (479-200-4373johnb@cseminars.com)

 

At CCS, we are deeply dedicated to delivering NASBA-sponsored Continuing Professional Education (CPE) training events focusing on vital subjects such as risk management, audit & assurance, internal controls, internal audit, cybersecurity, and compliance. Our educational content is meticulously crafted to be accessible through live webinars and in-person CPE events, custom-tailored to meet the CPE requirements of certifications including CIA, CPA, CISA, CFE, and other professional certifications.

We take immense pride in our pivotal role over the past twenty years of empowering participants to expand their audit expertise and develop a deep understanding of best-practice frameworks and standards established by eminent organizations such as IIA, AICPA, COSO Framework, PCAOB Auditing Standards, NAIC Model Laws, GAO Green Book, GAO Yellow Book, NIST, ISO, CMMC, ACFE, SEC, and IAASB.

Our comprehensive CPE training events provide invaluable insights across a diverse spectrum of topics, encompassing internal auditing, external audits, planning and execution of audits using the PCAOB Auditing Standards, formulation and implementation of effective internal audits, risk identification and evaluation, adherence to accounting and auditing standards, proficient management of business endeavors and projects, ITGCs and application controls, vigilant oversight of vendor and third-party risks, robust cybersecurity initiatives, and the reporting of audit, risk management, and internal control training courses.

Furthermore, we offer our professional attendees the opportunity to engage with our webinar CPE events virtually, featuring live instructors, or to participate in-person at select cities or a location of their choice.

We consider our target audience to include chief audit executives, audit partners in CPA firms, chief compliance officers, audit managers, audit supervisors, external auditors, internal auditors, internal control professionals, quality control professionals, compliance professionals, board members, and other professionals who prioritize continuous improvement and organizational sustainability.

Our CPE events are all based on the professional standards provided by the IIA, AICPA, PCAOB Auditing Standards, SEC, ISACA, ACFE, NAIC regulations, NIST, ISO, CMMC, COSO Framework, GAO Yellow Book, GAO Green Book, U.S. GAAP, IFRS, and IAASB.

The CCS training staff has a broad range of experience in internal auditing, Big 4 auditing, software development and implementation, Big 4 consulting, governmental accounting and auditing, regulatory compliance and professional training.

Our flexibility in delivering content allows us to cater to the diverse needs of our professional audit function, internal control professional and information technology participants, ensuring a truly enriching learning experience for all.

Explore our CPE event offerings and sign up for your first CPE training event today!

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