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PCAOB NOCLAR - Non-compliance with Laws and Regulations
Strengthen your auditing expertise and build a foundation of ethical excellence with the PCAOB NOCLAR Training Event. This specialized session focuses on "Non-Compliance with Laws and Regulations (NOCLAR)", equipping auditors, CPA firm staff, and compliance professionals with the knowledge to address regulatory and ethical challenges in external audits. Earn 1 NASBA-Approved CPE credit while refining your skills to meet the evolving demands of the auditing profession.
 
Why Attend?
1. Gain Command of NOCLAR Requirements - Learn the core principles of the PCAOB’s NOCLAR proposal, including its impact on auditing standards, and how to identify laws and regulations that influence financial statements.
2. Enhance Audit Efficiency and Ethics - Strengthen your approach to auditing by aligning your practices with ethical and regulatory expectations, fostering both compliance and integrity.
3. Understand Auditors’ Responsibilities - Discover auditors’ obligations within the revised standards, including assessing risks, managing documentation, and making disclosure decisions based on NOCLAR guidelines.
4. Earn 1 CPE Credit - Advance your professional credentials with actionable insights that add value to your audit practice.
 
What You’ll Learn
This interactive, one-hour workshop will prepare you to handle the complexities of non-compliance with laws and regulations. Covering the latest updates to PCAOB rules, you’ll leave equipped to meet today’s compliance demands.
 
Course Highlights:
1. Understanding the PCAOB NOCLAR Standards
  • Explore the objectives and scope of the PCAOB’s 2023 NOCLAR proposal.
  • Gain clarity on the framework designed to address non-compliance issues impacting audit quality.
2. Ethical Framework and Professional Obligations
  • Learn how PCAOB standards align with the International Code of Ethics (IESBA) in promoting accountability.
  • Discuss the decision-making process when confronted with legal or regulatory violations.
3. Applying NOCLAR in Audits
  • Understand the steps auditors must take to identify, document, and address non-compliance risks.
  • Examine expectations for auditor communication with management and audit committees based on NOCLAR guidelines.
4. Strengthening Compliance Strategies
  • Improve practices for identifying and disclosing significant risks related to non-compliance.
  • Explore strategies to align audit ethics with organizational values.
 
Key Topics Covered:
  • Definitions and scope of NOCLAR under PCAOB standards.
  • Framework variations and methodologies for responding to non-compliance.
  • Ethical imperatives and risk assessment tactics for external auditors.
  • Best practices for managing whistleblower protocols and breach disclosures.
 
Benefits of Attending
  • Detailed Understanding of NOCLAR Standards: Walk away with comprehensive knowledge of PCAOB’s NOCLAR framework and its application in external audits.
  • Ethical Proficiency in Auditing: Ensure compliance with ethical guidelines while promoting transparency and accountability.
  • Practical Tools for Immediate Application: Incorporate NOCLAR principles into your audit practice for better documentation, communication, and accuracy.
  • Earn CPE Credit: Gain 1 NASBA-Approved CPE credit to boost your professional standing.
 
Event Details
  • Schedule: Offered every eight weeks on Tuesdays, from 1 p.m. to 2 p.m. CST.
  • Duration: A focused 1-hour training session.
  • Format: Group Internet-Based, with interactive discussions led by seasoned professionals.
  • CPE Credits: 1 NASBA-Approved CPE credit (Ethics).
  • Cost: $75.
  • Private Events Available: Flexible scheduling options for groups of 2 or more participants.
 
Who Should Attend?
This training is essential for professionals who strive to meet and exceed the auditing profession's ethical standards, including:
  • Auditors: Improve efficiency and communication regarding compliance issues.
  • CPA Firm Staff: Understand your organization’s responsibilities under NOCLAR.
  • Compliance Professionals: Gain strategies to foster an ethical and regulated workplace.
 
Why NOCLAR is Crucial
Ethical non-compliance poses significant challenges in the auditing process. PCAOB’s NOCLAR proposal offers a structured approach for auditors to address these complexities. By mastering NOCLAR, you’ll:
  • Promote Ethical Conduct: Help organizations adhere to laws and regulations while preserving public trust.
  • Ensure Regulatory Alignment: Maintain compliance with evolving auditing standards and protocols.
  • Strengthen Audit Quality: Enhance decision-making processes and documentation for transparent outcomes.
 
Register Now
Take advantage of this opportunity to elevate your auditing skills and align them with the newest regulatory standards. Gain crucial insights into the NOCLAR framework, improve your ethical decision-making, and earn 1 CPE credit to advance your career.
 
Register today to strengthen your audit practices and thrive in today’s challenging regulatory landscape!

PCAOB NOCLAR - Non-compliance with Laws and Regulations

$75.00Price

  • Offered every eight weeks on Tuesdays at 1:00 p.m. to 2:00 p.m. Central Time in one CPE-Credit event.

     

    We can schedule private events on your timetable for two or more attendees.

     

    NASBA Program Disclosure

    Program Level of Understanding: Basic
    Prerequisites: None
    Advance Preparation: None
    Delivery Format: Group Internet Based
    NASBA Field(s) of Study: Ethics
    CPE Credits: 1, based on 50 minutes of instruction per hour

In the event you haven't seen an email from johnb@cseminars.com confirming your registration in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

Contact Us

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Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

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In accordance with the standards of the National Registry of CPE Sponsors, CPE credits are granted based on a 50-minute hour.

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National Registry of CPE Sponsors ID #108983

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Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com)

 

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At CCS, we are deeply dedicated to delivering NASBA-sponsored Continuing Professional Education (CPE) training events focusing on vital subjects such as risk management, audit & assurance, internal controls, internal audit, cybersecurity, and compliance. Our educational content is meticulously crafted to be accessible through live webinars and in-person CPE events, custom-tailored to meet the CPE requirements of certifications including CIA, CPA, CISA, CFE, and other professional certifications.

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We take immense pride in our pivotal role over the past twenty years of empowering participants to expand their audit expertise and develop a deep understanding of best-practice frameworks and standards established by eminent organizations such as IIA, AICPA, COSO Framework, PCAOB Auditing Standards, NAIC Model Laws, GAO Green Book, GAO Yellow Book, NIST, ISO, CMMC, ACFE, SEC, and IAASB.

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Our comprehensive CPE training events provide invaluable insights across a diverse spectrum of topics, encompassing internal auditing, external audits, planning and execution of audits using the PCAOB Auditing Standards, formulation and implementation of effective internal audits, risk identification and evaluation, adherence to accounting and auditing standards, proficient management of business endeavors and projects, ITGCs and application controls, vigilant oversight of vendor and third-party risks, robust cybersecurity initiatives, and the reporting of audit, risk management, and internal control training courses.

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Furthermore, we offer our professional attendees the opportunity to engage with our webinar CPE events virtually, featuring live instructors, or to participate in-person at select cities or a location of their choice.

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We consider our target audience to include chief audit executives, audit partners in CPA firms, chief compliance officers, audit managers, audit supervisors, external auditors, internal auditors, internal control professionals, quality control professionals, compliance professionals, board members, and other professionals who prioritize continuous improvement and organizational sustainability.

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Our CPE events are all based on the professional standards provided by the IIA, AICPA, PCAOB Auditing Standards, SEC, ISACA, ACFE, NAIC regulations, NIST, ISO, CMMC, COSO Framework, GAO Yellow Book, GAO Green Book, U.S. GAAP, IFRS, and IAASB.

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The CCS training staff has a broad range of experience in internal auditing, Big 4 auditing, software development and implementation, Big 4 consulting, governmental accounting and auditing, regulatory compliance and professional training.

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Our flexibility in delivering content allows us to cater to the diverse needs of our professional audit function, internal control professional and information technology participants, ensuring a truly enriching learning experience for all.

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Explore our CPE event offerings and sign up for your first CPE training event today!

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