The ITGCs for NAIC Model Audit Rule Programs – In-Person CPE Training Event offers essential insights into Information Technology General Controls (ITGCs) and their role in ensuring compliance with the NAIC Model Audit Rule. This focused training enables insurance industry professionals to develop robust IT systems and practices that support accurate financial reporting and reliable internal controls. With a practical, regulation-focused approach, this program awards attendees 4 NASBA-approved CPE credits and delivers actionable strategies for designing and implementing ITGC frameworks.
 
Why Attend?
Earn 4 CPE Credits - Enhance your professional qualifications while gaining valuable expertise in ITGC implementation.
Ensure Compliance with the NAIC Model Audit Rule - Achieve confidence in meeting regulatory requirements for data integrity and financial accuracy.
Strengthen Organizational Defenses - Learn how to implement effective ITGCs that support risk management and audit readiness in the insurance industry.
Enhance IT Operations and Security - Master best practices for efficient IT operations, secure systems, and reliable backup protocols.
 
What You’ll Learn
This interactive, hands-on training session is designed to provide comprehensive knowledge of ITGCs and their application in aligning with NAIC Model Audit Rule requirements. Learning objectives include:
Understand ITGCs in the Context of the NAIC Model Audit Rule - Gain an understanding of the role of ITGCs in compliance and their importance to financial reporting accuracy.
Implement Access Controls - Develop measures to restrict system access to authorized personnel, including user authentication and password policies.
Master Change Management Processes - Learn how to oversee system changes effectively, from authorization to documentation and testing.
Ensure Data Backup and Recovery - Establish robust data protection controls to prepare for system failures or disasters.
Foster Secure Program Development - Design and maintain software systems using secure coding practices, version control, and thorough testing.
Optimize IT Operations - Enhance system performance through effective monitoring, hardware management, and redundancy strategies.
Focus on IT Security Controls - Develop a defensive posture against unauthorized access with firewalls, intrusion prevention systems, and employee training.
Prepare for Regular Assessments - Adopt tools and procedures for periodic testing and continuous monitoring of ITGCs.
 
Course Highlights
ITGC Foundations - Learn the fundamentals of ITGCs, including their role in supporting financial reporting and risk management.
Real-World Application - Explore case studies and best practices for implementing ITGC processes across insurance organizations.
Interactive Learning - Participate in sessions covering access control design, change management frameworks, and IT operations security.
Compliance-Centric Curriculum - Align with the NAIC Model Audit Rule by understanding regulatory requirements and how ITGCs play a pivotal role.
Expert Guidance - Receive practical advice and insights from professionals experienced in auditing systems and managing IT frameworks within the insurance sector.
 
Key Agenda Topics
Introduction to NAIC Model Audit Rule and ITGCs - Overview of the rule’s objectives and the critical role ITGCs play in meeting them.
Types of ITGCs - Deep-dive into core ITGC categories, including Access Controls, Change Management, and IT Security Controls.
Developing ITGC Frameworks - Steps to create and maintain an ITGC program that aligns with industry best practices.
Implementation and Monitoring - Guidance on deploying ITGC measures effectively and ensuring their continuous operation.
Annual Assessments Required by NAIC Model Audit Rule - Learn the necessary elements of annual evaluations and how to prepare.
Addressing IT-Related Audit Findings - Explore strategies for mitigating typical audit deficiencies related to ITGCs.
Aligning ITGCs with Financial Reporting Needs - Ensure systems are prepared to support accurate, timely, and compliant reporting processes.
Next Steps for Compliance Readiness - Practical action plans for immediate impacts and long-term improvements.
 
Event Details
Format: Live, in-person seminar with expert-led instructional sessions and interactive components.
Schedule:
Friday: 1 p.m. – 4:45 p.m.
CPE Credits: Earn 4 NASBA-approved hours in Auditing.
Cost: $420 per attendee.
Location: Hosted in cities nationwide, with options for private sessions for organizational teams.
Audience: Insurance professionals in compliance, auditing, IT, and financial reporting roles. No prerequisites required.
 
Who Should Attend?
This in-person training is ideal for professionals involved in IT risk management and compliance in the insurance industry, including:
IT Auditors responsible for examining internal systems and ensuring regulatory alignment.
Insurance Compliance Managers aiming to enhance their knowledge of ITGCs and their regulatory implications.
Financial Analysts and Accountants engaged in reporting processes requiring IT accuracy and reliability.
Internal Audit Professionals tasked with assessing and improving IT frameworks.
 
Why ITGCs Matter in the Insurance Industry
The NAIC Model Audit Rule mandates effective ITGCs to ensure reliable financial reporting and safeguard organizational infrastructure. Effective controls address risks that can lead to data breaches, financial misstatements, and regulatory violations. By attending this training, you’ll gain the tools to design, implement, and monitor ITGCs, helping your organization thrive in a highly regulated industry.
 
Register Today
Take the first step in fortifying your organization’s IT frameworks while earning CPE credits that boost your professional standing. Learn to implement IT controls that meet compliance requirements, strengthen operational security, and foster trust in your financial reporting processes.
 
Register now for the ITGCs for NAIC Model Audit Rule Programs – In-Person CPE Training Event and secure your expertise in ITGC implementation for the insurance industry!