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Continuous Auditing and Monitoring
Elevate your internal audit function with the Continuous Auditing and Monitoring CPE Training Event, a comprehensive learning experience for audit managers, compliance officers, CFOs, and other professionals responsible for safeguarding organizational controls and mitigating risks. This seminar offers insights, tools, and best practices to design and implement a customized continuous auditing program—ensuring your company stays ahead in a rapidly evolving landscape. Earn 4 NASBA-Approved CPE credits while revolutionizing your audit approach with cutting-edge knowledge and techniques.
 
Why Attend?
 
Master Continuous Auditing Methodologies
Learn the fundamentals of continuous auditing and monitoring, transitioning from periodic reviews to real-time control assessments.
 
Leverage Technology to Enhance Audit Efficiency
Explore advanced auditing tools like IDEA, ACL, and Approva, and see how technology can transform your audit processes.
 
Identify and Reduce Risks Proactively
Gain practical knowledge on spotting anomalies, improving internal control management, and addressing fraud risks effectively.
 
Earn 4 CPE Credits
Improve your professional credentials with valuable credits as you gain actionable skills to enhance your internal audit function.
 
What You’ll Learn
 
This interactive, four-hour seminar covers vital topics to prepare you for implementing and improving continuous auditing processes.
1. Continuous Auditing Fundamentals
  • Definitions and key concepts of continuous monitoring (CM) and continuous auditing (CA).
  • The "Inverse Relationship" and how it ensures proactive management of risks.
2. Audit Strategy Design and Execution
  • Steps to successfully design a continuous auditing program, including defining objectives and identifying risks, controls, and audit tests.
  • Techniques for establishing data requirements and piloting, refining, and managing results.
3. Advanced Applications and Case Studies
  • Best practices for using continuous auditing to comply with the Sarbanes-Oxley Act.
  • Implementing campaigns for IT compliance and financial control, including fraud detection and prevention.
  • Real-world examples of monitoring financial data, IT systems administration, and disbursement fraud.
4. Automating Audit Processes
  • Comparative insights on leading audit software options like IDEA and ACL.
  • Build vs. buy decision-making framework for audit technology solutions.
5. Managing Modern Risks and Compliance Needs
  • Application of continuous monitoring systems for dynamic regulatory changes, operational efficiency, and fraud mitigation.
6. Real-Time Risk Mitigation Techniques
  • How continuous auditing tools streamline processes for ICFR compliance under SOX.
  • The growing role of technology in securing financial systems, IT operations, and vendor management.
 
Seminar Highlights
  • Interactive Training: Hands-on exercises and discussions tailored to real-world scenarios.
  • Practical Case Studies: Gain actionable strategies to tackle challenges from various industries.
  • Expert Insights: Learn from seasoned professionals with decades of experience in internal controls and auditing.
 
Event Details
  • Format: Virtual, group internet-based training.
  • Schedule: Runs every eight weeks, Fridays from 10 a.m. to 2:30 p.m. Central Time.
  • Duration: 4 Hours
  • Cost: $280 per participant.
  • Private Sessions: Tailored sessions available for groups of two or more attendees.
 
Who Should Attend?
 
This course is designed for professionals who play a key role in maintaining robust internal controls and risk management, including:
  • Internal Audit Managers: Enhance audit quality and efficiency while leveraging advanced technology.
  • Compliance Officers: Gain deeper insights into continuous monitoring frameworks for regulatory adherence.
  • Chief Financial Officers (CFOs): Strengthen financial control processes to mitigate fraud and operational risks.
  • Controllers and Risk Managers: Develop integrated programs to reduce risks and streamline processes.
 
Why Continuous Auditing and Technology Matter
 
Continuous auditing changes the internal audit paradigm, enabling real-time analysis of large volumes of transactional data. This shift reduces dependence on sample-based periodic reviews and prepares organizations to respond proactively to risks and compliance requirements.
At its core, continuous auditing empowers organizations to maximize control effectiveness, enhance efficiency, and build resilience in an era of increasing regulatory complexity. This course equips attendees with the skills to harness cutting-edge tools and techniques, fostering trust and transparency across their organizations.
 
Register Today
 
Don’t miss the chance to revolutionize your audit processes with the Continuous Auditing and Monitoring CPE Training Event. Gain confidence in designing, implementing, and maintaining robust auditing systems supported by leading technologies. Earn 4 CPE credits as you build expertise in navigating modern risk and compliance challenges.
 
Sign up now to create value within your internal audit function and drive your organization toward more effective risk management and regulatory excellence!

Continuous Auditing and Monitoring

$280.00Price

  • Offered every eight weeks on Fridays at 10:00 a.m. to 2:30 p.m. Central Time in four CPE-Credit event.

     

    We can schedule private events on your timetable for two or more attendees.

In the event you haven't seen an email from johnb@cseminars.com confirming your registration in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

Contact Us

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Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

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In accordance with the standards of the National Registry of CPE Sponsors, CPE credits are granted based on a 50-minute hour.

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National Registry of CPE Sponsors ID #108983

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Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com)

 

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At CCS, we are deeply dedicated to delivering NASBA-sponsored Continuing Professional Education (CPE) training events focusing on vital subjects such as risk management, audit & assurance, internal controls, internal audit, cybersecurity, and compliance. Our educational content is meticulously crafted to be accessible through live webinars and in-person CPE events, custom-tailored to meet the CPE requirements of certifications including CIA, CPA, CISA, CFE, and other professional certifications.

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We take immense pride in our pivotal role over the past twenty years of empowering participants to expand their audit expertise and develop a deep understanding of best-practice frameworks and standards established by eminent organizations such as IIA, AICPA, COSO Framework, PCAOB Auditing Standards, NAIC Model Laws, GAO Green Book, GAO Yellow Book, NIST, ISO, CMMC, ACFE, SEC, and IAASB.

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Our comprehensive CPE training events provide invaluable insights across a diverse spectrum of topics, encompassing internal auditing, external audits, planning and execution of audits using the PCAOB Auditing Standards, formulation and implementation of effective internal audits, risk identification and evaluation, adherence to accounting and auditing standards, proficient management of business endeavors and projects, ITGCs and application controls, vigilant oversight of vendor and third-party risks, robust cybersecurity initiatives, and the reporting of audit, risk management, and internal control training courses.

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Furthermore, we offer our professional attendees the opportunity to engage with our webinar CPE events virtually, featuring live instructors, or to participate in-person at select cities or a location of their choice.

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We consider our target audience to include chief audit executives, audit partners in CPA firms, chief compliance officers, audit managers, audit supervisors, external auditors, internal auditors, internal control professionals, quality control professionals, compliance professionals, board members, and other professionals who prioritize continuous improvement and organizational sustainability.

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Our CPE events are all based on the professional standards provided by the IIA, AICPA, PCAOB Auditing Standards, SEC, ISACA, ACFE, NAIC regulations, NIST, ISO, CMMC, COSO Framework, GAO Yellow Book, GAO Green Book, U.S. GAAP, IFRS, and IAASB.

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The CCS training staff has a broad range of experience in internal auditing, Big 4 auditing, software development and implementation, Big 4 consulting, governmental accounting and auditing, regulatory compliance and professional training.

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Our flexibility in delivering content allows us to cater to the diverse needs of our professional audit function, internal control professional and information technology participants, ensuring a truly enriching learning experience for all.

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Explore our CPE event offerings and sign up for your first CPE training event today!

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