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Managing NAIC Model Audit Rule Programs - In-Person
Optimize Internal Controls with Practical Insights on NAIC Model Audit Rule Compliance
 
The Managing NAIC Model Audit Rule Programs – In-Person CPE Training Event is an essential program for professionals seeking mastery in internal control management within the insurance industry. Designed with the NAIC Model Audit Rule (MAR) at its core, this enriching seminar equips attendees with the tools and strategies to ensure compliance, minimize risks, and fortify corporate governance practices. Over two days, participants will gain 16 NASBA-approved CPE credits, alongside actionable knowledge that can be applied immediately to their organizations.
 
Why Attend?
  • Earn 16 CPE Credits - Advance your professional skills and credentials while mastering the essentials of MAR compliance.
  • Understand Key Regulatory Frameworks - Learn how the COSO framework, NAIC Model Law, and other guiding frameworks integrate with MAR compliance.
  • Mitigate Risks with Best Practices - Explore effective approaches to strengthen internal controls and risk management practices.
  • Learn from Experts - Benefit from insights shared by professionals with hands-on experience in MAR program implementation and audits.
  • Drive Organizational Success - Apply practical strategies not only to comply with regulations but also enhance operational efficiency.
 
What You’ll Learn
This seminar provides a blend of theoretical knowledge and practical application tailored to the complexities of the insurance industry. Participants will learn to:
  • Comprehend the NAIC Model Audit Rule - Understand the purpose, key elements, and its relationship to governing frameworks like COSO 2013 and COBIT.
  • Identify and Assess Risks - Develop the ability to pinpoint risks to internal control over financial reporting (ICFR) and implement mitigation strategies.
  • Establish and Monitor Controls - Design effective controls, ensure ongoing compliance, and maintain oversight through ongoing assessments.
  • Enhance Reporting Practices - Learn to deliver insightful reports to management and boards, communicating findings effectively.
  • Address Deficiencies - Gain strategies to identify, address, and resolve control deficiencies during assessments.
  • Stay Ahead of Regulatory Updates - Ensure your knowledge stays current with continual updates to MAR and related regulations.
 
Course Highlights
  • Foundational Theories - Explore critical frameworks and their practical application to MAR programs.
  • Hands-On Exercises - Apply concepts through case studies and real-world simulation activities.
  • Comprehensive Session Agenda - Understand MAR through a structured breakdown of its components and strategies for operational success.
 
Key Agenda Topics
  • Introduction to NAIC Model Audit Rule (MAR) - An overview of its purpose, importance, and relation to internal controls.
  • COSO Framework and NAIC Integration - Learn how MAR aligns with COSO 2013 to support organizational compliance objectives.
  • Risk Identification and Mitigation - Techniques for detecting vulnerabilities and applying the appropriate corrective measures.
  • Tasks for MAR Compliance - Establishing internal control policies and procedures tailored to financial reporting accuracy.
  • Common Audit Risks - Examples of risks typically identified during audits and effective solutions for addressing them.
  • Planning and Conducting Internal Audits - Proven techniques for thorough audit preparation, execution, and reporting.
  • Assessment and Monitoring - Strategies for conducting annual control assessments and fostering sustained compliance.
  • Best Practices for Continuous Improvement - Insights on updating programs regularly and adapting to changes in compliance standards.
 
Event Details
  • Format: Live, in-person training tailored to industry-specific challenges.
  • Schedule:
    • Day 1 (Thursday): 9 a.m. – 5 p.m.
    • Day 2 (Friday): 9 a.m. – 4 p.m.
  • CPE Credits: 16 hours accredited by NASBA.
  • Cost: $1,440 per attendee.
  • Location: Available in multiple cities throughout the year, with private sessions upon request for groups of three or more.
  • Prerequisites: Participants should have a basic understanding of internal control frameworks.
 
Who Should Attend?
This training is ideal for professionals committed to ensuring MAR compliance and enhancing internal controls, such as:
  • Internal Auditors managing corporate audits and controls.
  • Compliance Officers tasked with regulatory compliance in the insurance sector.
  • Finance Professionals focused on improving financial reporting accuracy.
  • Risk Managers keen on identifying and mitigating vulnerabilities.
 
Why NAIC Model Audit Rule Mastery Matters
NAIC’s Model Audit Rule is a pivotal framework for ensuring transparency, accountability, and financial integrity in the insurance industry. By attending this training, you will develop the competence to manage compliant audit programs tailored to insurance-specific challenges, minimizing risks, and maximizing operational benefits.
 
Register Now
Don’t miss your opportunity to gain expert insight into managing NAIC Model Audit Rule Programs. Secure your spot and join professionals dedicated to achieving excellence in internal controls and compliance.
 
Register today for the Managing NAIC Model Audit Rule Programs – In-Person CPE Training Event to elevate your internal audit capabilities and industry expertise!

Managing NAIC Model Audit Rule Programs - In-Person

$1,440.00Price

  • The sessions will be as follows:

    Thursday – 9:00 a.m. to 5:00 p.m.

    Friday - 9:00 a.m. to 4:00 p.m.

    Offered in-person in various cities.

    We can schedule private events on your timetable for three or more attendees.

    NASBA Program Disclosure

    Program Level of Understanding: Intermediate to Advanced
    Prerequisites: Participants should come with a knowledge of internal control frameworks.
    Advance Preparation: A number of documents will be provided in advance.
    Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
    NASBA Field(s) of Study: Auditing
    CPE Credits: 16, based on 50 minutes of instruction per hour. 

In the event you haven't seen an email from johnb@cseminars.com confirming your registration in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

Contact Us

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Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

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In accordance with the standards of the National Registry of CPE Sponsors, CPE credits are granted based on a 50-minute hour.

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National Registry of CPE Sponsors ID #108983

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Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com)

 

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At CCS, we are deeply dedicated to delivering NASBA-sponsored Continuing Professional Education (CPE) training events focusing on vital subjects such as risk management, audit & assurance, internal controls, internal audit, cybersecurity, and compliance. Our educational content is meticulously crafted to be accessible through live webinars and in-person CPE events, custom-tailored to meet the CPE requirements of certifications including CIA, CPA, CISA, CFE, and other professional certifications.

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We take immense pride in our pivotal role over the past twenty years of empowering participants to expand their audit expertise and develop a deep understanding of best-practice frameworks and standards established by eminent organizations such as IIA, AICPA, COSO Framework, PCAOB Auditing Standards, NAIC Model Laws, GAO Green Book, GAO Yellow Book, NIST, ISO, CMMC, ACFE, SEC, and IAASB.

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Our comprehensive CPE training events provide invaluable insights across a diverse spectrum of topics, encompassing internal auditing, external audits, planning and execution of audits using the PCAOB Auditing Standards, formulation and implementation of effective internal audits, risk identification and evaluation, adherence to accounting and auditing standards, proficient management of business endeavors and projects, ITGCs and application controls, vigilant oversight of vendor and third-party risks, robust cybersecurity initiatives, and the reporting of audit, risk management, and internal control training courses.

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Furthermore, we offer our professional attendees the opportunity to engage with our webinar CPE events virtually, featuring live instructors, or to participate in-person at select cities or a location of their choice.

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We consider our target audience to include chief audit executives, audit partners in CPA firms, chief compliance officers, audit managers, audit supervisors, external auditors, internal auditors, internal control professionals, quality control professionals, compliance professionals, board members, and other professionals who prioritize continuous improvement and organizational sustainability.

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Our CPE events are all based on the professional standards provided by the IIA, AICPA, PCAOB Auditing Standards, SEC, ISACA, ACFE, NAIC regulations, NIST, ISO, CMMC, COSO Framework, GAO Yellow Book, GAO Green Book, U.S. GAAP, IFRS, and IAASB.

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The CCS training staff has a broad range of experience in internal auditing, Big 4 auditing, software development and implementation, Big 4 consulting, governmental accounting and auditing, regulatory compliance and professional training.

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Our flexibility in delivering content allows us to cater to the diverse needs of our professional audit function, internal control professional and information technology participants, ensuring a truly enriching learning experience for all.

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Explore our CPE event offerings and sign up for your first CPE training event today!

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