top of page
  • Facebook
  • Twitter
  • Linkedin
Red Flags and High Risk AML Transactions
Protect your financial institution with expert insights from our Red Flags and High-Risk AML Transactions webinar. Designed for professionals navigating the challenges of Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance, this specialized training dives deep into identifying and managing high-risk transactions.
 
This engaging, two-hour session is your opportunity to strengthen your knowledge of AML best practices, stay ahead of evolving threats, and position your organization as a leader in compliance and vigilance.
 
Why Attend?
 
Earn 2 CPE Credits
Participants receive 2 Continuing Professional Education (CPE) credits, recognized in the field of auditing, to bolster their professional credentials while enhancing their AML expertise.
 
Master High-Risk Transaction Compliance
Learn how to identify red flags, pinpoint suspicious activities, and implement strategies that protect your institution from money laundering risks.
 
Gain Practical Tools for AML Success
This course offers actionable tools designed for immediate application, making it easier to detect and address high-risk transactions.
 
Engage With Industry Specialists
Gain real-world insights from seasoned anti-money laundering experts, equipping you with the confidence to handle compliance challenges effectively.
 
What You’ll Learn
 
This comprehensive training covers the critical aspects of high-risk transaction management and highlights strategies to safeguard your organization. Topics include:
  • AML and BSA Fundamentals: Understand the core principles of the Bank Secrecy Act and the role of AML in financial integrity.
  • Red Flags for Money Laundering: Learn to spot sophisticated techniques like micro-structuring, cuckoo smurfing, and identity theft.
  • Regulatory Reporting Requirements: Master the processes for Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) to stay compliant.
  • Risk Mitigation Strategies: Gain techniques for analyzing controls, reviewing high-risk accounts, and improving customer due diligence.
  • Communication Best Practices: Improve collaboration with your BSA officer and compliance team to strengthen internal oversight.
 
Key Features
  • Interactive Learning Experience: Participate in real-time discussions and gain clarity on your compliance challenges through Q&A with experts.
  • Focused Course Agenda: This training provides a step-by-step approach to understanding and managing high-risk AML transactions.
  • Action-Oriented Training: Leave with tools and solutions that can be applied immediately within your organization.
 
Course Agenda
  • Understanding Money Laundering and Its Evolution:
    • Explore the history of money laundering and its impact on global financial systems.
  • Identifying Red Flags:
    • Delve into warning signs linked to structuring, layering, and fraudulent behaviors.
  • BSA and USA PATRIOT Act Essentials:
    • Review the regulatory framework and requirements set by BSA and related acts.
  • Customer Due Diligence (CDD) and KYC:
    • Understand key compliance practices for knowing your customer and managing high-risk accounts.
  • Managing AML Alerts and Investigations:
    • Enhance your ability to handle, monitor, and resolve alerts tied to suspicious activity.
  • Current Challenges in AML Compliance:
    • Tackle emerging issues like false positive alerts, overlaps with fraud, and evolving perpetrator tactics.
 
Who Should Attend?
 
This course is tailored for financial professionals committed to protecting their institutions from money laundering risks, including:
  • Compliance Officers and AML specialists
  • Internal Auditors responsible for examining transactional risks
  • Fraud detection and investigative professionals
  • Risk management teams addressing high-risk customers and accounts
 
The program is ideal for both newcomers to the compliance field and experienced professionals seeking to refresh their knowledge of AML practices.
 
Session Details
 
  • When: Every 8 weeks, Tuesdays, 10 a.m.–12 p.m. CST
  • Where: Online, live, group-based webinar
  • CPE Credits: 2 credits (50 minutes of instruction per credit hour)
  • Private Training Available: Ideal for teams of two or more seeking a customized schedule.
 
Why High-Risk AML Compliance Matters
 
Money laundering doesn’t just tarnish reputations—it directly threatens the integrity of financial institutions and the larger economic system. Regulatory penalties, reputational damage, and legal consequences can cripple organizations that fail to comply.
 
By mastering AML and BSA compliance, you not only defend against financial crime but also foster a culture of transparency, trust, and accountability within your organization.
 
This training positions participants to proactively detect, manage, and reduce risks associated with high-risk transactions, ensuring long-term institutional success.
 
Register Today
 
Don’t miss your chance to build expertise in combating high-risk AML violations. Red Flags and High-Risk AML Transactions delivers the insights and tools needed to protect your financial institution while positioning your career for growth.
 
Secure your spot today and join professionals across the financial industry who are committed to excellence in compliance. Gain confidence, avoid risks, and become a leader in the fight against money laundering.
 
Register now and take charge of financial security in your organization!

Red Flags and High Risk AML Transactions

$140.00Price

  • Offered every eight weeks on Tuesdays at 10:00 a.m. to 12:00 noon Central Time in two CPE-Credit event.

     

    We can schedule private events on your timetable for two or more attendees.

     

    NASBA Program Disclosures

    Program Level of Understanding: Basic
    Prerequisites: None
    Advance Preparation: None
    Delivery Format: Group Internet Based
    NASBA Field(s) of Study: Auditing
    CPE Credits: 2, based on 50 minutes of instruction per hour

In the event you haven't seen an email from johnb@cseminars.com confirming your registration in your inbox, there's a chance it might have taken a little detour into your spam, junk, or quarantine folder. If you could take a moment to peek in there and kindly mark it as "not spam" or “not junk,” that would be fantastic. On the off chance that your firewall is being a bit overprotective and preventing the email from even reaching your spam folder, please don’t hesitate to give me a ring at 479-200-4373. I’m here to ensure everything’s set straight for you.

Contact Us

Please white list the email address johnb@cseminars.com to allow for CCS emails to reach you effectively.

Thanks for submitting!

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

​

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits are granted based on a 50-minute hour.

​

National Registry of CPE Sponsors ID #108983

​

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com)

 

​

At CCS, we are deeply dedicated to delivering NASBA-sponsored Continuing Professional Education (CPE) training events focusing on vital subjects such as risk management, audit & assurance, internal controls, internal audit, cybersecurity, and compliance. Our educational content is meticulously crafted to be accessible through live webinars and in-person CPE events, custom-tailored to meet the CPE requirements of certifications including CIA, CPA, CISA, CFE, and other professional certifications.

​

We take immense pride in our pivotal role over the past twenty years of empowering participants to expand their audit expertise and develop a deep understanding of best-practice frameworks and standards established by eminent organizations such as IIA, AICPA, COSO Framework, PCAOB Auditing Standards, NAIC Model Laws, GAO Green Book, GAO Yellow Book, NIST, ISO, CMMC, ACFE, SEC, and IAASB.

​

Our comprehensive CPE training events provide invaluable insights across a diverse spectrum of topics, encompassing internal auditing, external audits, planning and execution of audits using the PCAOB Auditing Standards, formulation and implementation of effective internal audits, risk identification and evaluation, adherence to accounting and auditing standards, proficient management of business endeavors and projects, ITGCs and application controls, vigilant oversight of vendor and third-party risks, robust cybersecurity initiatives, and the reporting of audit, risk management, and internal control training courses.

​

Furthermore, we offer our professional attendees the opportunity to engage with our webinar CPE events virtually, featuring live instructors, or to participate in-person at select cities or a location of their choice.

​

We consider our target audience to include chief audit executives, audit partners in CPA firms, chief compliance officers, audit managers, audit supervisors, external auditors, internal auditors, internal control professionals, quality control professionals, compliance professionals, board members, and other professionals who prioritize continuous improvement and organizational sustainability.

​

Our CPE events are all based on the professional standards provided by the IIA, AICPA, PCAOB Auditing Standards, SEC, ISACA, ACFE, NAIC regulations, NIST, ISO, CMMC, COSO Framework, GAO Yellow Book, GAO Green Book, U.S. GAAP, IFRS, and IAASB.

​

The CCS training staff has a broad range of experience in internal auditing, Big 4 auditing, software development and implementation, Big 4 consulting, governmental accounting and auditing, regulatory compliance and professional training.

​

Our flexibility in delivering content allows us to cater to the diverse needs of our professional audit function, internal control professional and information technology participants, ensuring a truly enriching learning experience for all.

​

Explore our CPE event offerings and sign up for your first CPE training event today!

bottom of page