Corporate Compliance Seminars
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, Internal Control Pages
Risk Management & Internal Control Seminars
World Class ERM
COSO 2013: The Sequel
COSO Academy
Using COSO
ICFR Assessments
The Green Book
Green Book Academy
Audit Committee
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
FCPA Course
Forensic Accounting
Frauditing Course
Improving Risk ID
IT Controls
Managing Change
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity
Project Management
PMP 5 Day Course
SOX for the CPA
XBRL Webinar

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Basic Banks
I/A Basic Insurance
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training

Cybersecurity Focused Training Seminars
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


Internal Auditing Seminars


Risk Management & Internal Control Seminars


Information Management Seminars


Insurance Industry MAR Compliance

External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group.

Cities for Courses

Alameda, CA
Albany, NY
Albuquerque, NM
Alexandria, VA
Allentown, PA
Anaheim, CA
Anchorage, AK
Ann Arbor, MI
Annapolis, MD
Appleton, WI
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Bentonville, AR
Bethesda, MD
Biloxi, MS
Birmingham, AL
Bloomfield Hills, MI
Bloomington, IL
Bloomington, MN
Boca Raton, FL
Boise, ID
Boston, MA
Brevard County, FL
Brevard County, FL
Buffalo, NY
Burlington, VT
Cedar Rapids, IA
Charlestown, SC
Charlestown, WV
Charlotte, NC
Charlottesville, VA
Chattanooga, TN
Cherry Hill, NJ
Chicago - Fulton Market, IL
Chicago - Loop, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, MO
Columbia, SC
Columbus, GA
Columbus, OH
Corpus Christi, TX
Dallas, TX
Dayton, OH
Deerfield, Il
Denver - Downtown, CO
Denver - Tech Center, CO
Des Moines, IA
Detroit, MI
Diamond Bar, CA
District of Columbia
Doylestown, PA
Dulles, VA
Duluth, MN
Durham, NC
East Berlin, CT
El Paso, TX
El Segundo, CA
Erie, PA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Garland, TX
Glendale, CA
Grand Rapids, MI
Green Bay, WI
Greensboro, NC
Greenville, SC
Harrisburg, PA
Hartford, CT
Honolulu, HI
Houston - Downtown, TX
Houston - Energy, TX
Huntsville, AL
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
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Lansing, MI
Laredo, TX
Las Vegas, NV
League City, TX
Lexington, KY
Lincoln, NE
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Macon, GA
Madison, WI
Manchester, NH
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Melville, NY
Memphis, TN
Miami, FL
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Plantation, FL
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Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Rehmond, WA
Richmond, VA
Riverside, CA
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Rochester, MN
Rochester, NY
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Rye, NY
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Springfield, IL
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Stamford, CT
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Tampa, FL
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Toronto, ON
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Tucson, AZ
Tulsa, OK
Virginia Beach, VA
Waco, TX
Walnut Creek, CA
Waltham, MA
Washington, DC
West Conshohocken, PA
West Palm Beach, FL
Westlake Village, CA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Winston-Salem, NC
Worcester, MA
Woodland Hills, CA

Links to Professional Organizations


Internal Control Focused CPE Training Seminars

Corporate Compliance Seminars presents continuing professional education (CPE) seminars in the following areas:

COSO 2013 Training Seminars

Information Technology Training Seminars

Internal Control Training Seminars

Internal Auditor Training Seminars

We provide CPE training base on the standards published by the IIA, COSO, COBIT, AICPA, PCAOB, SEC, ISACA, PMBOK, FASB, and IAASB.

List of Internal Control Focused CPE Training Seminars

This page summaries the Internal Control Focused Training Seminars which are being presented in various cities throughout the United States. This family of seminars includes:

World Class Enterprise Risk Management (8 CPE)
COSO 2013: The Sequel (8 CPE)
COSO 2013: ICFR Assessments (8 CPE)
COSO Compliance Academy (24 CPE)
Cybersecurity Risk Program Training Academy (16 CPE)
Cybersecurity Risk Management Tools Academy (24 CPE)
The Green Book (8 CPE)
The Green Book Compliance Academy (24 CPE)
Using COSO 2013 for Compliance (24 CPE)
Best Practices: Audit Committee (4 CPE)
Understanding Cybersecurity (4 CPE)
Best Practices: Project Management (8 CPE)
Foreign Corrupt Practices Act (FCPA) (4 CPE)
Forensic Accounting (4 CPE)
"Frauditing" Internal Controls to Prevent & Detect Corporate Fraud (8 CPE)
Information Technology General Controls (8 CPE)
Managing Corporate Cultural Change (4 CPE)
NAIC Model Audit Rule Compliance (24 CPE)
NAIC Model Audit Rule Compliance Academy (24 CPE)
NAIC Cybersecurity Model Law Academy (16 CPE)
SOX for the External Auditor (8 CPE)
SSAE SOC Audits: Auditee - Auditor - Assessor (24 CPE)
Business Improvement - Restructuring & Turnaround (8 CPE)
The SEC's XBRL Mandate: A Practical Perspective (1 CPE)

These CPE programs are also available for presentation at your site tailored to your specific training needs. See the page concerning Custom Seminars for further details.

Our seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging training.

Our instructors are experts in risk management, auditing, corporate accounting, executive management, information technology and CPA firm operations. Our goal is to provide expert advice on COSO ERM, COSO, FDICIA, COBIT, NIST, ITIL, CMMI, FCPA, PCAOB standards, AICPA standards and cyber risk management.

Prices for individual attendance are detailed on the seminar specific web pages or via the Buy Now Buttons on the payment page. Call us for special offers and group pricing.

Internal Controls for SOX and COSO Compliance

Classroom training on the best practices for internal control, including streamlined SOX compliance and the latest guidance from the SEC, PCAOB and COSO.

This one-day seminar is designed to provide a complete overview of an effective program for the creation of internal control over financial reporting (ICFR). Be trained on how an organization can create and maintain an internal control framework to comply with SOX or other similar regulations.

Hundreds of our seminar attendees have taken a top-down risk-based approach to compliance which has produced results for management and been successfully assessed by their external auditors. Learn what the "Best Practices" concerning the use of COSO Princples to define ICFR. (8 Hours CPE)

Details On & Upcoming Training Dates for SOX Compliance Seminar

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Business Improvement - Restructuring & Turnaround

Full day of organized advice gathered from very experienced business turnaround consultants. This consulting session presents the factors you need to consider during the business turnaround process.

This one-day presentation is designed to provide an overview of an effective approach to leaving no stone un-turned during the execution of a business turnaround. Learn what turnaround consultants have devised and executed in corporate renewal programs.

While each business turnaround is unique there are established stages that each successful turnaround must go through. Our seminar attendees will hear a composite program that can be used to address management changes, situation analysis, action plan, business restructuring and a return to normalcy. Learn the "Best Practices" used in effective business turnarounds. (8 Hours CPE)

Details On & Upcoming Training Dates for Business Turnaround Seminar

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Best Practices - Information Technology (IT) Controls Seminar

Classroom training on the best practices for Information Technology (IT) governance, management, security, general controls and auditing.

This popular one-day seminar is designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT) and its assessment. Be trained on how your organization can develop and maintain an effective IT internal control framework to comply with SOX or other similar regulations.

Our attendees learn that a top-down, risk-based approach to IT compliance can produce better results for their companies by streamlining their operations, providing more accurate, timely and reliable information, avoiding litigation and reducing their IT costs. Learn the "Best Practices" of IT from the methodologies of Control Objectives for Information and Related Technology (COBIT), IT Infrastructure Library (ITIL) and IT departments around the globe. Implement and update your IT SOX compliance and IT auditing programs. This seminar is for IT and non-IT professionals, auditors and management. (8 Hours CPE).

Details On & Upcoming Training Dates for IT General Controls Seminar

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Sarbanes-Oxley Compliance for the CPA External Auditor Seminar

Classroom training on the best practices for external auditors who have to comply with the PCAOB Auditing Standards.

This new one-day seminar is designed to provide the PCAOB registered auditing firm partners and professionals with an understanding of requirements within Auditing Standard 5. It moves you away from the audit programs established under Auditing Standard 2 to establishing audit activities that take the integrated audit approach.

Attendees learn the planning approach which will lead to a top-down, risk-based integrated audit. Smaller public companies are now required to comply with the management assertion requirement of Section 404 of the Sarbanes-Oxley Act. Now, these companies will be subject to the auditor attestation requirement of Section 404 for their annual reports filed for fiscal years ended on or after December 15, 2009. This seminar is for audit partners and audit professionals who will be conducting these SOX audits. (8 Hours CPE).

Details On & Upcoming Training Dates for SOX for the CPA Seminar

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U.S. GAAP to IFRS Conversion – Preparing for the Change Seminar

The SEC's Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) by U.S. Issuers was published in the Federal Register on November 21, 2008.

The SEC is proposing a lengthy conversion period to allow companies to absorb the standards and avoid the difficulties experienced from the Sarbanes-Oxley Act compliance. Other Federal Regulars are now working on their conversion plans to regulations based on financial reporting under IFRS.

The one-day seminar will provide guidance and training to prepare for a smooth transition to IFRS. Changing to IFRS is not a revolution but a global standardization to move from a rules-based financial reporting standard to one that is principles-based. (6 Hours CPE)

Upcoming Training Dates for IFRS Conversion Seminar

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NAIC Model Audit Rule Compliance Workshop

Learn how to comply using a cost-effective methodology with the NAIC's Model Audit Rule requirements concerning internal controls over financial reporting.

This three-day workshop is focused on insurance organizations that will have to comply with the NAIC Model Audit Rule (MAR). It will leverage the efforts of compliance managers, controllers, CFO’s and others who have to create internal controls over financial reporting and governance under the NAIC Model Audit Rule. We will walk through how to comply using the knowledge we have acquired from numerous SOX engagements and Model Audit Rule projects. (24 Hours CPE)

Link to article providing summary of MAR Compliance

Details On & Upcoming Training Dates for this NAIC MAR Compliance Workshop

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OMB Circular A-123 and the Sarbanes-Oxley Act Seminar

A seminar about practical, cost-effective compliance with “Management’s Responsibility for Internal Control” for Federal Agencies with a comparison to the SOX Act requirements for Public Companies. We look closely at the risk assessment process and how to link it to the internal controls that mitigate the major risks.

This one-day seminar is designed for government accountants, auditors, section chiefs, directors, finance managers, attorneys, IT professionals and CPAs. Learn how agencies and public companies comply with the Office of Management and Budget (OMB) A-123 and the Sarbanes-Oxley Act without breaking the budget. We focus on the guidance provided by OMB, COSO, SEC and PCAOB. Improve your Agency operations by improving the quality of internal controls! (8 Hours CPE)

Details On & Upcoming Training Dates for OMB A-123 & SOX Seminar

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Managing Business Ethics Seminar

Ethics Training for CPA's and CFE's to meet their CPE requirements. Look at Ethics from the fraud examiner, investigator, auditor, accountant, attorney or business owner's prospective to prevent and detect and fraud.

This timely, one-half day training seminar is designed for CPA's, auditors, CFE's, controllers, finance managers, attorneys, IT professionals and department heads.

Ethics is the study of morality. "Ethics for the CPA" is concerned with business practices defining right and wrong. Ethical choice exists prior to the acceptance by any one individual. The professional should look at ethics not as a personal choice but a business construct. Ethical practices are a reflection on the right actions by the professional.

Details On & Upcoming Training Dates for CPA Ethics CPE Seminar

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Auditor Licenses and Certifications

Employment opportunities are best for auditors with certification. Most audit employers prefer or require auditors to have certified public account (CPA) or certified internal auditor (CIA) credentials or certified fraud examiner (CFE) and certified information systems auditor (CISA).

CPA audit certification is granted by each state's Board of Accountancy. In nearly all states, accountants or auditors must have 150 academic hours of training, which requires training beyond the typical 120 hours of an undergraduate degree. Therefore, CPA candidates usually have completed graduate-level accounting and auditing courses.

To become certified, auditors must pass the Uniform CPA Examination, which is administered by the American Institute of Certified Public Accountants (AICPA). The exam involves four sections which can be passed at once or on separate testing occasions, though exam-takers are required to pass all four sections within 18 months of passing the initial section. To retain CPA credentials, auditors and accountants must obtain continuing education credits.

The Institute of Internal Auditors (IIA) offers CIA certification for auditors who have completed a formal audit training program and acquired at least two years of audit experience. Auditors must pass a comprehensive exam that addresses tax and auditing regulations, proper auditing processes and additional areas of financial review. To remain certified, auditors must participate in continuing education courses offered by the IIA.

CFE certification is granted by the Assocation of Certified Fraud Examiners (ACFE). Certified Fraud Examiners (CFEs) possess unique audit industry expertise in preventing and detecting fraud, and are highly valued by organizations spanning all industries, sectors and sizes. The CFE Exam will test knowledge of the four major areas that comprise the fraud examination body of knowledge.

The CISA certification has been granted in the past by the Information Systems Audit and Control Association. The ISACA now goes by its acronym only, to reflect the broad range of IT governance professionals it serves. ISACA®'s Certified Information Systems Auditor® (CISA®) certification instantly validates skills and expertise in auditing, control and information security. It proves the CISA can assess vulnerabilities, report on compliance and validate and enhance controls in an enterprise.


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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions

Audit Sampling

Internal Audit 101 Course

Internal Audit 201 Training Course

Internal Audit 301 Course

Internal Audit Basic 3 Day Course

Internal Audit Advanced 3 Day Course

Internal Audit Report Training Course

Understanding Cybersecurity Risk Training

Cybersecurity Risk Programs Training

Cybersecurity Risk Tools Training

NAIC Cybersecurity Risk Compliance

COSO 2013 Training Course

COSO Academy 3 Day Course

Using COSO 3 Day Course

Continuous Auditing Training Course

Ethics for the CIA, CPA, CFE and CISA

Frauditing Training Course

The GAO Green Book Training

The GAO Green Book Academy 3 Day

ICFR Assessments Training Course

IT General Controls Training Course

NAIC MAR Program

NAIC MAR Compliance

SSAE SOC Audit Course

World Class ERM Training

Human Resource Compliance Seminars


View All

List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting


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Corporate Compliance Seminars

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;