Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for internal audit, COSO, internal controls and financial audit training.

CCS can conduct all our seminars at your location!!!
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Internal Auditing Seminars


Risk Management, Internal Control & SOX Seminars


Information Management & QA Seminars

Focused CPE Training Weeks

I/A Basic Weeks
I/A Advanced Weeks
COSO & SOX Weeks
Insurance Weeks
IT Training Weeks
SOC Vendor Management


Calender of Seminar Cities

Cities Where We Present Seminars

Recent Issues Links

Organizations Attending Seminars

The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes

Business Partners

Infotech Global
The Accountware Group.

Internal Audit Basic Training Weeks

CCS is providing a classroom training week on the best practices for the new internal auditor. We focus on the tradecraft that is needed to be a successful internal auditor or compliance professional.

This seminar week focuses on helping the new internal auditor to understand the basics of internal auditing. Attendees will learn how to prepare, perform, report, and close an audit. It is an ideal way for new auditors, those preparing to be on an audit team, and groups who will soon be audited to understand the auditing process.

This week of seminars provides an overview of the "audit life cycle", "internal control framework" and corporate fraud. The week includies audit planning and risk assessment, conducting fieldwork, interviews, walkthroughs and tests of controls, and audit reporting and follow-up. We provide the latest guidance for a risk-based, top-down audit approach, key audit terminology and audit workpaper documentation.

There is a concentrated discussion of the proper internal audit tradecraft which, within the internal audit community, refers to the techniques used in modern internal auditing and generally, the activity of internal audits. This includes general topics or techniques (risk assessments and interviewing auditees, for example), or the specific techniques of IIA Standards or organization (the particular sample size chart being used by the organization, for example).

This week of training allows the attendee to structure the training week to specific needs. We are offering the following stand-alone seminars:

- Internal Audit Basic Training (24 CPEs)
- COSO 2013: The Sequel (8 CPEs)
- "Frauditing" Fraud Detection & Prevention (8 CPEs)

Our instructors have brought to this set of seminars an advanced set of audit and business knowledge. We work with the attendees to provide an understanding of basic audit skills. These programs are for the new internal auditor or compliance staff member. We also see a number of non-auditors who have internal control responsibilities and need to learn the ins-and-outs of internal controls and their testing.

The combination of the above seminars covers the following auditor tradecraft:

- Risk assessment and internal controls,
- Internal control documentation and testing,
- Audit planning elements and process,
- Audit fieldwork and interviewing methodologies,
- Audit issue documentation and audit fieldwork documentation,
- Audit report writing,
- Selling change.

We limit all seminars to the first ten paid signups. We focus on the individuals who are in attendance and their learning needs.

A Registration Form is required. Please use the "SIGN-UP NOW!" button in the right margin to access the Registration Form and payment processing.

The table below list the seminars we have grouped together for the training of new auditors.

Seminar Day of Week CPE Credits and Retail Pricing
COSO 2013: The Sequel Mondays - Full Day Seminar 8 CPE Credits - $495.00 per attendee
Internal Audit Basic Training Workshop Tuesday-Thursday, Three Days 24 CPE Credits - $1,575.00 per attendee
"Frauditing" Internal Controls to Prevent & Detect Corporate Fraud Fridays - Full Day Seminar 8 CPE Credits - $495.00 per attendee
All of the above seminars are all day; seating at 8:45 a.m. and ending at 4:45 p.m.

Prices for individual attendance are detailed above and on the Pricing/CPE/Terms web page also on the seminar specific web pages or by processing the Buy Now Buttons on the payment page.

There is combination pricing for Internal Audit Basic Training (IABT) and one or more of the other seminars. IABT and one of the other seminars is $1,875.00 and for all five days the price is $2,300.00.

Payment is required ten days prior to the seminar week. If you have completed a Registration Form by going to the "SIGN-UP NOW!" please use the "Make a Payment After Signing up for a Seminar" button in the right margin to access the payment process.

The Internal Audit Basic Training Weeks are in:


Anaheim, CA


Atlanta - Buckhead

October 23-27, 2017

Basking Ridge, NJ

January 8-12, 2018

Chaska, MN

September 11-15, 2017

Chicago - Loop

October 10-13, 2017

Columbus, OH

December 4-8, 2017

Denver, CO


Dulles, VA

April 9-13, 2018

Jersey City, NJ

September 25-29, 2018

Indianapolis, IN

August 14-18, 2017

Irving, TX

December 18-22, 2017

Las Vegas, NV

October 30 - November 3, 2017

Miami, FL

February 5-9, 2018

Nashville, TN

November 27 - December 1, 2017

Orlando, FL

September 18-22, 2017

Philadelphia, PA

August 7-11, 2017

Portland, OR

August 28 - September 1, 2017

San Antonio, TX

November 6-10, 2017

San Mateo, CA

August 7-11, 2017

Scottsdale, AZ

November 13-17, 2017

Seattle, WA

September 25-29, 2017

Toronto, ON

August 28 - September 1, 2017

Walnut Creek, CA

November 27 - December 1, 2017

Windsor, CT

July 24-28, 2017

The Woodlands, TX -

July 10-14, 2017

Woodland Hills, CA

October 10-13, 2017



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On-Site/Custom Seminars

On-site/Custom Training
We can provide training seminars at your company's location. Contact us for details.


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Make a Payment After Signing up for a Seminar

Seminar CPE Credits, Pricing and Discounts

Details on CPE Credits

Audit 101

Audit Reporting


COSO 2013

Continuous Auditing


ICFR Assessments

IT Controls

NAIC Model Audit Rule

World Class ERM

Human Resource Compliance Seminars

List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COSO 2013
Continuous Auditing
Ethics for CPAs
Forensic Accounting
Green Book
ICFR Assessments
IFRS Conversions
IT Quality Audits
Managing Change
Managing Requirements
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Using COSO
World Class ERM
XBRL Reporting


Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


Corporate Compliance Seminars

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;