Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages
Cities Where We Present Seminars

Calender of Seminars


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Insurance Industry Events

NAIC MAR Compliance
NAIC MAR Training
NAIC CyberSecurity

CPA & Other Events

PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Training
Cybersecurity Tools
NAIC CyberSecurity


External Audit Focused Training Seminars
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Internal Control Focused Training Seminars


Internal Auditor Focused Training Seminars


Information Technology Focused Training Seminars


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom DeRise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 


Recent Issues Links


Organizations Attending Seminars


Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUBO
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE



Ethics for the CIA, CPA, CFE and CISA: Managing Your Ethics in the Professional Setting

Ethics training for the CIA, CPA, CFE and CISA to meet their CPE requirements. Look at Ethics from the from a number of perspectives: fraud examiner, investigator, auditor, accountant, attorney or business owner's. EAch professional group provides their code of conduct or set of professional ethics. This seminar explores how to manage professionals behavior within these guidelines.

This timely, one-half day CPE training seminar is designed for the CIA, CPA, CISA, CFE, controllers, finance managers, attorneys, IT professionals and department heads.

Ethics is the study of morality. "Managing Business Ethics" is concerned with business practices defining right and wrong behavior in the corporate environment.

We frequently make ethical choices in business. How do we know that we are "doing the right thing"? The business professional should look at ethics not merely as a personal choice but the impact our choices have on the organization and its stakeholders.

An organization's reputation is a reflection of the ethical conduct or lack thereof, of its leadership, employees, vendors, customers and board of directors.

We will present the study of ethics and how "ethics" differs from "law". We reveiw the IIA Code of Ethics. We touch on AICPA's rules and professional standards. We will discuss the important role that ethics has in an organization's "control environment". We will discuss examples of positive and negative ethical behavior by corporate personnel.

This engaging, interactive CPE seminar will identify specific methods to improve corporate governance and ethics through internal controls.

The retail cost of this CPE seminar is $240.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

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Each attendee will receive 4 Ethics CPE Hours. A certificate of completion will be provided.

Upcoming Ethics for the CIA, CPA, CFE and CISA events:

City Day - Date Timing
Albuquerque, NM
Friday morning, November 30, 2018 8:45 to 12:45

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Jacksonville, FL
Friday morning, November 30, 2018 8:45 to 12:45

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Oklahoma City, OK
Friday morning, November 30, 2018 8:45 to 12:45

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Walthem, MA
Friday morning, November 30, 2018 8:45 to 12:45

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Atlanta, GA
Friday morning, December 7, 2018 8:45 to 12:45

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Baltimore, MD
Friday morning, December 7, 2018 8:45 to 12:45

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Houston - Energy Corridor, TX
Friday morning, December 7, 2018 8:45 to 12:45

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Overland Park, KS
Friday morning, December 7, 2018 8:45 to 12:45

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San Antonio - Riverwalk, TX
Friday morning, December 7, 2018 8:45 to 12:45

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Bethesda, MD
Friday morning, December 14, 2018 8:45 to 12:45

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Paramus, NJ
Friday morning, December 14, 2018 8:45 to 12:45

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Scottsdale, AZ
Friday morning, December 14, 2018 8:45 to 12:45

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Windsor, CT
Friday morning, December 14, 2018 8:45 to 12:45

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Charlotte - North, NC
Friday morning, December 21, 2018 8:45 to 12:45

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Pittsburgh - Downtown, PA
Friday morning, December 21, 2018 8:45 to 12:45

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Austin - Downtown, TX
Friday morning, December 28, 2018 8:45 to 12:45

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Los Angeles - Downtown, CA
Friday morning, January 18, 2019 8:45 to 12:45

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The Woodlands, TX
Friday morning, January 18, 2019 8:45 to 12:45

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Williamsville, NY
Friday morning, January 18, 2019 8:45 to 12:45

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Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being present. Our Seminar Cities by Week provides a guide to the locations during a calender week.

Benefits of Attending

The primary goal of this course is to present the study of ethics and to identify methods that CIAs, CPAs, CISAs, CFEs and others can implement to improve governance and ethical behavior. The internal controls presented need to be applied within an ethical framework. We also want the attendees to recognize that the ethical situations they may encounter are not always "black or white", and that personal behavior may have a far-reaching effect on the organization.

The course is designed to encourage the CIA, CPA, CISA, CFE professional to look for ethical situations which they might not ordinarily recognize as potential problems and to look at ethical dilemmas as they might be viewed with hindsight or might be perceived by others.

The instructors will candidly share their experience and present a pragmatic approach to using internal controls to create an ethical environment and responding the discovery of ethical issues and fraud.

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Seminar Highlights

- What are "ethics" and "laws", and why are they important in organized societies?
- What are the AICPA rules for professional conduct?
- What are examples of positive and negative ethical behavior by corporate personnel and CPAs?
- What methods can be used to improve corporate governance and encourage ethical behavior?

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Learning Objectives

- Attendees will learn the definition of "ethics" and how it differs from "laws"
- Attendees will identify rules for professional conduct
- Attendees will understand the methods to improve corporate governance
- Attendees will learn specific internal controls that contribute to an ethical framework.

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Key Issues on the Agenda


Registration

Section 1 - Introduction and The Study of Ethics
Section 2 - Codes of Professional Conduct
Section 3 - State Ethics Requirements for CPAs
Section 4 - Ethical Guidance for Financial Statement Auditors
Section 5 - Understanding Fraud Risk
Section 6 - Internal Controls to Manage Ethics and Fraud
Section 7 - Using Data Analytics to Detect Fraud
Section 8 - Case Studies in Ethics and Wrap-Up

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Seminar Schedule

Experts (CIAs CPAs CISAs CFEs) Providing Training Seminars

Corporate Compliance Seminars was founded by experts who enjoy researching and providing classroom training, workshops and consulting on internal controls, auditing, compliance and accounting related subjects. We focus on SOX, COSO, PCAOB, COBIT, GRC, risk management, IFRS and IIA Standards. All of our instructors have been practicing as a CPA, or CIA, or CISA, or CFE, or CA.

Corporate Compliance Seminars allows an attendee to earn Official NASBA CPE credit while examining the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG)Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our training seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging educational training.

 

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Seminar CPE Credits,

Pricing and Discounts

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On-Site/Custom Seminars

On-site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Internal Audit 101 Training Course


Internal Audit 201 Training Course


Internal Audit 301 Training Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Training Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Seminar


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC Model Audit Rule Course


NAIC Model Audit Rule Academy


SSAE SOC Audit Training Course


World Class ERM Training Course


Human Resource Compliance Seminars


Testimonials


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Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

List of All Seminars

Audit Committee
Internal Audit 101
Internal Audit 201
Internal Audit 301
Internal Audit Quality
Internal Audit Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Risk Programs
Cyber Program Tools
Ethics - CIA, CPA, CFE
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Course
MAR Academy
OMB A-123 Course
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting


Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR

Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ

California

- Anaheim, CA

- Brea, CA

- Burbank, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange, CA

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Valencia, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- Hartford, CT

- Norwalk, CT

- Windsor, CT

Delaware

- Wilmington, DE

District of Columbia

- Washington, DC

Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tampa, FL

Georgia

- Atlanta, GA

- Savannah, GA

Hawaii

- Honolulu, HI

Illinois

- Chicago, IL

- Deerfield, IL

- Schaumburg, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA

Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS

Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Wakefield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI

Minnesota

- Bloomington, MN

- Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN

Mississippi

- Jackson, MS

Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO

Nebraska

- Omaha, NE

Nevada

- Las Vegas, NV

- Reno, NV

New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Bridgewater, NJ

- Cherry Hill, NJ

- East Rutherford, NJ

- Jersey City, NJ

- Hamilton, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

- Woodbridge, NJ

New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City, NY

- Palisades, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

- Santa Fe, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Cleveland, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH

Oklahoma

- Oklahoma City, OK

- Tulsa, OK

Ontario

- Toronto, ON

Oregon

- Portland, OR

Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

Tennessee

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN

Texas

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- Midland, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX

Utah

- Salt Lake City, UT

Virginia

- Arlington, VA

- Charlottesville, VA

- Dulles, VA

- Herndon, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

- Virginia Beach, VA

Washington

- Redmond, WA

- Seattle, WA

- Spokane, WA

Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@ccseminars.net) and/ or John Blackshire (479-200-4373; johnb@ccseminars.net).