Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS presents our courses in-person, virtually with an instructor, or by on-demand delivery.
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Weekly & Biweekly Events Calendar

Auditor Tradecraft Skills Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Conflict Resolution
Talent Management
Remote Auditing

Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
Forensic Accounting
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

PCAOB Auditor Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
Substantive Testing
Control Testing
Dual-Purpose Testing

Banking Industry Virtual Events
AML/BSA Basics
Banking Fraud Prevention
Compliance Failures
Employee Fraud at Banks
FinCEN's CDD Rule
Red Flags & High Risk AML
Identity Issues in Banking

On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Periodic Multi-Day CPE Events

Internal Control Focused Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

PCAOB Audits
Project Management
SSAE SOC Training

Cybersecurity Focused Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management

PCAOB Audit Focused Events
Audit Sampling Techniques
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
Substantive Testing
Control Testing
Dual-Purpose Testing
SSAE SOC Training

Auditor Focused Events

Internal Control Focused Events

Information Technology Focused Events

Insurance Industry Focused Events

Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123

The Instructors

John Blackshire
David Marshall
Robert Berry
C.S. Colvin
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group.

Organizations Attending Seminars

Links to Professional Organizations


Custom CPE Seminars and Workshops

Tailored education sessions focused on your concerns.

On-Site training is a convenient and fast way to educate your team on any compliance related subject. Choose any of our public course offerings at your own location, or you can choose to have the class tailored to the specific needs of your business or industry. Options include selecting relevant topics and using your firm's own data.

Compliance Seminars has extensive experience in the design, development and presentation of tailored education. The principals have created education programs for software vendors, public accounting firms, major regulatory agencies and other clients. We have provided training on audit issues, SEC requirements, internal auditing, SOX compliance, PCAOB compliance, banking regulations, software usage, the COSO framework, using COBIT, and IFRS implementation. We use the standards from the IIA, AICPA, PCAOB, COSO, COBIT as background materials for our training.

Compliance Seminars' custom, on-site courses that are presented in a "Group-Live" environment and use our own classroom training guides are eligible for CPE credits. Credits will be awarded to an individual based on the number of hours of actual, documented classroom time (based on one credit per 50-minute hour).

The standard fees are very reasonable and include instructor travel expenses and administrative costs. There are additional charges for extensive customization efforts.

Our instructors have decades of hands-on Audit, Financial, IT, Risk Management, Anti-Fraud, and Compliance experience. They serve as a great resource for facilitating workshops on current issues, problem-solving and compliance program implementation, and always provide practical, cost effective, real-world solutions. Our offerings are tailored to the CPA, CIA, CISA, CFE in your organization. Contact David S. Marshall or John C. Blackshire, Jr. today!

 Recently Presented On-Site Courses have included:

SOX Section 302 & 404 for the External Auditor 8 Hour Seminar Assurance staff members and partners for a CPA firm to address PCAOB inspection issues.
Information Technology General Controls using COBIT 8 Hour Seminar IT staff for public company. The presentation allowed English staff members to attend via teleconferencing.
SOX Section 302 & 404 for the External Auditor 8 Hour Seminar Sixty assurance staff members and partners for a CPA firm with 41 public clients.
Using COSO 2013 for SOX Compliance 8 Hour Seminar Financial Management Department for a publicly-traded operator/franchisor of full-service travel centers.
SOX Section 302 & 404 for the External Auditor 8 Hour Seminar Quality Assurance Partners for one of the largest CPA firms.
Best Practices: Internal Auditing 16 Hour Seminar City Government Internal Audit Department
Best Practices: Auditing Internal Controls 8 Hour Seminar PCAOB Registered CPA Firm
Security Awareness Training 2 Hour Seminar Public Traded Company
Internal Controls under the Combined Code 8 Hour Seminar British Public Company
Implementing Auditing Standard 5 8 Hour Seminar PCAOB Registered CPA Firm
ICFR for City Owned Utility 16 Hour Workshop County-Wide Electric Utility
Using SEC Management Guidance Effectively 16 Hour Workshop Non-Accelerated Issuer
IFRS for the Banking Regulator 6 Hour Seminar Federal Banking Regulator
Best Practices: Banking Audit Committee 4 Hour Seminar National Bank
Internal Controls for the Software Vendor 8 Hour Seminar Application Software Vendor
Basel II Accord 2 Hour Webinar Banking Industry

Benefits of Custom Seminars

If your training needs are outside of the current courses offered by Compliance Seminars, custom training seminars can be created. Benefits of having our instructors at your location include:

- Provides a private learning experience for your team, with discussions centering on your unique needs,

- Uses focused course material,

- Is more cost effective for larger groups,

- Eliminates travel-related expenses for your staff,

- Fits your time-table

Our instructors who have decades of hands-on experience in their areas of expertise, serve as a great resource for facilitating discussions on current issues, problem implementations and compliance issues - always providing solutions in practical terms.

For more information on how to contract a custom seminar or any other education-related inquiries, please use the Online Contact Form.

Online Contact Form

Experts Providing Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS and IIA Standards.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit while examining the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG)Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging training.

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On-Site/Custom Seminars

On-site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions

Audit Sampling

Forensic & Investigative Accounting

Internal Auditor 101 Training Course

Internal Auditor 201 Training Course

Internal Auditor 301 Training Course

Internal Audit Basic 3 Day Course

Internal Audit Advanced 3 Day Course

Internal Audit Report Training Course

Cybersecurity Risk Programs Training

Cybersecurity Risk Tools Training

NAIC Cybersecurity Risk Compliance

COSO 2013 Training Course

COSO Academy 3 Day Course

Using COSO 3 Day Training Course

Continuous Auditing Training Course

Ethics for the CIA, CPA, CFE and CISA

Frauditing Training Course

The GAO Green Book Seminar

The GAO Green Book Academy 3 Day

ICFR Assessments Training Course

IT General Controls Training Course

Medicaid Cost Reporting - Texas

NAIC MAR Program

NAIC MAR Compliance

SSAE SOC Audit Training Course

World Class ERM Training Course


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Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Internal Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics - CIA, CPA, CFE
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
Medicaid Cost Reporting
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Auditing Procure to Pay
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Using COSO
World Class ERM
XBRL Reporting


Corporate Compliance Seminars

Instructor-lead virtual seminars are presented via live internet connections due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;