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Corporate Compliance Seminars - Left Menu, General Pages
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Insurance Industry CPE Training Seminars
The insurance industry is constantly changing - this means that your insurance organization spends a heck of a lot of time trying to keep up and keep your staff up to date on changing risk management and NAIC regulatory changes.
If that's not enough, as experienced employees start to move up in the organization or retire, you are under pressure to develop new talent as quickly as possible.
The forward thinking insurance organization must optimize performance and operations at all levels.
This page summaries the Insurance Industry focused training seminars which are being presented in various cities throughout the United States.
This family of seminars includes:
NAIC Cybersecurity Model Law Training Academy (16 CPE)
NAIC Model Audit Rule Programs (24 CPE)
NAIC Model Audit Rule Compliance Academy (24 CPE)
We also offer private, on-site seminars that can be tailored to your specific training requirements. See the "Custom Seminars" page for further details.
Our training seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging training.
Prices for individual attendance are detailed on the training seminar specific web pages or via the Buy Now Buttons on the payment page. Call us for special offers and group pricing.
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This family of seminars are constructed to provide guidance in compliance with the following NAIC and New York State Requirements:
NAIC Annual Financial Reporting Model Regulation (Model Audit Rule)
NAIC Corporate Governance Annual Disclosure Model Act
NAIC Insurance Data Security Model Law
New York State Department of Financial Services 23 NYCRR 500
Insurance Industry and NAIC Background Materials
In preparing the materials have been used by our staff to create the CPE events that are focuse on NAIC compliance programs:
- NAIC Annual Financial Reporting Model Regulation - Click here to move to this document.
- NAIC Solvency Modernization Initiative - Click here to move to the NAIC's Website for a downloadable documents.
- NAIC Existing U.S. Corporate Governance Requirements - Click here to move to the NAIC's Website for a downloadable documents.
- NAIC Own Risk and Solvency Assessment (ORSA) Model Act - Click here to move to the NAIC's Website for a downloadable copies of the Act and Guidance Manual documents.
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NAIC - Annual Financial Reporting Model Regulation
Links are provided to each Section of the Model Audit Rule Template
Section 1. Authority
Section 2. Purpose and Scope
Section 3. Definitions
Section 4. General Requirements Related to Filing and Extensions for Filing of Annual Audited Financial Report and Audit Committee Appointment
Section 5. Contents of Annual Audited Financial Report
Section 6. Designation of Independent Certified Public Accountant
Section 7. Qualifications of Independent Certified Public Accountan
Section 8. Consolidated or Combined Audits
Section 9. Scope of Audit and Report of Independent Certified Public Accountan
Section 10. Notification of Adverse Financial Condition
Section 11. Communication of Internal Control Related Matters Noted in an Audit
Section 12. Accountant's Letter of Qualifications
Section 13. Definition, Availability and Maintenance of Independent Certified Public Accountant Work Papers
Section 14. Requirements for Audit Committees
Section 15. Internal Audit Function Requirements
Section 16. Conduct of Insurer in Connection with the Preparation of Required Reports and Documents
Section 17. Management's Report of Internal Control over Financial Reporting
Section 18. Exemptions and Effective Dates
Section 19. Canadian and British Companies
Section 20. Severability Provision
NAIC CORPORATE GOVERNANCE ANNUAL DISCLOSURE MODEL ACT
NAIC Model Laws, Regulations, Guidelines and Other Resources-4th Quarter 2014
Links are provided to each Section of the Corporate Governance Annual Disclosure Model Act
Section 1. Purpose and Scope
Section 2. Definitions
Section 3. Disclosure Requirements
Section 4. Rules and Regulations
Section 5. Contents of Corporate Governance Annual Disclosure
Section 6. Confidentiality
Section 7. Third-party Consultants
Section 8. Sanctions
Section 9. Severability Clause
Section 10. Effective Date
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Tables of Contents for the Regulations
Section 1. Title
Section 2. Purpose and Intent
Section 3. Definitions
Section 4. Information Security Program
Section 5. Investigation of a Cybersecurity Event
Section 6. Notification of a Cybersecurity Event
Section 7. Power of Commissioner
Section 8. Confidentiality
Section 9. Exceptions
Section 10.Penalties
Section 11.Rules and Regulations [OPTIONAL]
Section 12.Severability
Section 13.Effective Date
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New York State Department of Financial Services 23 NYCRR 500
Section 500.00 Introduction.
Section 500.01 Definitions.
Section 500.02 Cybersecurity Program.
Section 500.03 Cybersecurity Policy.
Section 500.04 Chief Information Security Officer.
Section 500.05 Penetration Testing and Vulnerability Assessments.
Section 500.06 Audit Trail.
Section 500.07 Access Privileges.
Section 500.08 Application Security.
Section 500.09 Risk Assessment.
Section 500.10 Cybersecurity Personnel and Intelligence.
Section 500.11 Third Party Service Provider Security Policy.
Section 500.12 Multi-Factor Authentication.
Section 500.13 Limitations on Data Retention.
Section 500.14 Training and Monitoring.
Section 500.15 Encryption of Nonpublic Information.
Section 500.16 Incident Response Plan.
Section 500.17 Notices to Superintendent.
Section 500.18 Confidentiality.
Section 500.19 Exemptions.
Section 500.20 Enforcement.
Section 500.21 Effective Date.
Section 500.22 Transitional Periods.
Section 500.23 Severability.
APPENDIX A Certification of Compliance
APPENDIX B Notice of Exemption
Providing the best continuing professional education (CPE) courses for the CPA, CIA, CISA, CFE, CMA, CGMA, CA, CB, EA, CFP, PFS, CFA, CFF, ASA, ABV, CEIV, CVA, AVA, CITP, CSCA, RSSA, CBPC, CPFP, CTC, FPC, CPP and PMP
Local Professional Organizations in West Virginia
We provide training seminars in Charleston, West Virginia and Cleveland, Cincinnati, Columbus, Dayton and Toledo, Ohio.
We cover external audit, internal auditing, human resource management and other topics. We use guidance from the AICPA, IIA, COSO, COBIT, ITIL, OCG SEC and PCAOB. We have attendees that have CPA, CIA, CISA, CFE and IC certificates. We teach Continuous Auditing & Monitoring, Audit Report Writing, Ethics, Audit Committee, Compliance, Principles, Techniques and numerous standards. Our instructors are members of the AICPA, IIA, ISACA, ACFE and other professional groups.
The following professional organizations have chapters in West Virginia:
Providing the best continuing professional education (CPE) courses for the CPA, CIA, CISA, CFE, CMA, CGMA, CA, CB, EA, CFP, PFS, CFA, CFF, ASA, ABV, CEIV, CVA, AVA, CITP, CSCA, RSSA, CBPC, CPFP, CTC, FPC, CPP and PMP
Nationwide Professional Organizations
Our CPE courses are recognized by the National Association of State Boards of Accountancy (NASBA) which allows the following professional groups to accept them for continuing professional education (CPE) credits:
Providing the best continuing professional education (CPE) courses for the CPA, CIA, CISA, CFE, CMA, CGMA, CA, CB, EA, CFP, PFS, CFA, CFF, ASA, ABV, CEIV, CVA, AVA, CITP, CSCA, RSSA, CBPC, CPFP, CTC, FPC, CPP and PMP
Organizations That Provide Standards
Our CPE courses are based on standards that our expert instructors and event developers are extremely familiar with. Here is a list of the standard providers that are the basis of our educational events:
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