Corporate Compliance Seminars
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.

CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
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The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Tom DeRise
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Don West
Tom Wickes

Business Partners

Infotech Global
The Accountware Group.

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
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Atlanta, GA
Austin, TX
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Links to Professional Organizations


NAIC Cybersecurity Model Law Academy

New cybersecurity regulations for insurance companies are approaching faster than you might think. The National Association of Insurance Commissioners (NAIC) approved Insurance Data Security Model Law and the State of New York in March 2017 placed into effect Section 500 of Title 23 of the Official Compilation of Codes.

"Computers, software, programming and algorithms are all parts of a cybersecurity program but it is the interaction with the "humans" that makes all the difference in world."

NAIC's model law requires insurance organizations to have everything from information security program policies to incident response plans to specific breach notification procedures. Insurance organizations will also have to certify compliance to state insurance commissioners annually. Now that NAIC's model law is heading for adoption, it's important to learn how it might apply to your organization and what you can do now to start preparing for compliance.

This event focuses on describing the effective components of a modern cybersecurity management program. The attendees will be prepared to start the evaluation of an existing program. They will then be able to discuss with senior management, the audit committee, and the board of directors how to proceed in improving cybersecurity. We consider five main components of an effective program: data, control implementation, verification, breach preparedness and risk management.

This comprehensive training course is for anyone who wants to have a strong base of knowledge and understanding of the essentials of cybersecurity management.

This timely, two day CPE training seminar is designed for the project director, project leader and individuals who have to create effective cybersecurity program and the related documents for an insurance organization.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 16 CPE Hours.

The retail cost of this CPE seminar is $1,195.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.


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Course Duration: 2 Days; CPE Credits: 16; Knowledge Level: Basic; Field of Study: Information Technology, Risk Assessment, Audit; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None. A certificate of completion will be provided.

 Upcoming NAIC Cybersecurity Model Law Academies:

City Date Timing
Austin, Texas
Monday-Tuesday, April 16-17, 2018 Monday-Tuesday - 8:45a to 4:45p

Confirmed Presentation

Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701
Boston, MA
Monday-Tuesday, April 30 - May 1, 2018 Monday-Tuesday - 8:45a to 4:45p

Confirmed Presentation

Spaces Newbury Street, 359 Newbury Street, 3rd/4th/5th Floor, Boston, MA 02115

San Diego, CA
Monday-Tuesday, May 14-15, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... Spaces University Town Center, 4660 La Jolla Village Drive, Suite 100 & Suite 200, San Diego CA 92122
Austin, Texas
Monday-Tuesday, July 23-24, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

Basking Ridge, NJ
Monday-Tuesday, August 6-7, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... Dolce Basking Ridge, 300 N Maple Avenue, Basking Ridge, NJ 07920

Chicago - Fulton Market, IL
Monday-Tuesday, August 20-21, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... Spaces Fulton Market, 159 N. Sangamon Street, Suite 200 & 300, Chicago, IL 60607
San Jose, CA 95136
Monday-Tuesday, August 27-28, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... San Jose - Dolce Hayes Mansion, 200 Edenvale Avenue, San Jose, CA
Austin, Texas
Monday-Tuesday, December 3-4, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

Denver - Downtown, CO
Monday-Tuesday, December 17-18, 2018 Monday-Tuesday - 8:45a to 4:45p
... ... Denver - Downtown - Spaces: 2301 Blake Street, Denver, Colorado, 80205

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

. What are the NAIC goals with this Act?
. How does this Act compare to New York State Regulation Section 500?
. Which organizations fall under the Act's provisions?
. What is the definition of "cybersecurity event".
. What is contained in an "Information Security Program".
. What is nonpublic information under an information security program?
. What is "publicly available information"?
. How do you approach creating a cybersecurity risk assessment?
. What are the eleven enumerated security measures?
. What does continuous monitoring mean?
. What Board of Director's oversight is required?
. What certficiation is required?

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Learning Objectives

- Attendees will see how cybersecurity is an evolving art.
- Attendees will understand risk assessment from the cybersecurity viewpoint.
- Attendees will have examples for the minimum standards.
- Attendees will know the components in an effective information security program.
- Attendees will have an approach to controls at third party providers.
- Attendess will have a example incident reporting and notification plan.

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Key Issues on the Agenda

Introduction and Overview
. About Us and About Your Instructors
. Who are You?
. What are Your Needs?
. Overview of Agenda

Section 1 - Concepts and Definitions
. What is an "Cyber Security Program"?
. The NAIC's Principles of Cybersecurity
. Insurance Data Security Model Law
. New York State Section 500
. Comparison of NAIC to Section 500

Section 2 - Initiating the Improvement of an Information Security Program
. What is the current state?
. Risk Assessment
. Risk Management
. Board of Director's Oversight
. Oversight of Third-Party Service Providers
. Incident Response Plan
. Prior Assessments

Section 3 - Define the Problems and Opportunities
. Maturity Assessments
. Detection of internal breaches
. Detection of external breaches
. Business alighment
. Governance and leadership
. Strategic context
. Resilience
. Response readiness
. Extended ecosystem
. Investment efficiency

Section 4 - General Issues
. Ethics
. Authorized individuals
. User access and passwords
. Workplace and desktop management
. Email and local data storage
. Data encryption
. Disaster recovery

Section 5 - Network Security Issues
. Remote access
. Router and switch security
. Acquisition assessments
. Wireless communications
. Accessing the Cloud

Section 6 - Server Security Issues
. Technology equipment location and access
. Database credentials
. Information access logging
. Software and hardware change management

Section 7 - The Effective Information Security Program
. Confidentiality
. Integrity
. Availablity
. Risk Assessment
. Data classification and ownership
. Policy and procedure ownership
. Detective controls
. Event response plans
. Event recovery plans
. Regulatory requirements

Section 8 - Review the Effectiveness
. Tone at the Top
. Cybersecurity management
. Control self assessments
. Internal control testing
. Internal audit strategy and tactics
. Outside reviews
. SSAE SOC reports

Section 9 - Investigation & Response to a Cybersecurity Event
. Monitoring detective controls
. Metrics and exception handling
. Notification of a cybersecurity event
. Internal processes
. Clear roles and responsibilities
. Levels of decision-making and reporting
. External and internal communications
. Remediation of the root cause

Section 10 - Summary and Wrap-Up
. Recap of Information Security Program
. Your Keys to Success!
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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing, information technology and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA, PMP and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance staff, engineers, and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, project management, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Institute of Internal Auditor's IPPF, Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, Sarbanes-Oxley Act of 2002 (SOX), NAIC Model Acts, and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.


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We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Audit 101

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Audit 301

Audit Basic 3 Day

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Audit Reporting

Understanding Cybersecurity

Cybersecurity Programs

NAIC Cybersecurity Compliance

COSO 2013

COSO Academy 3 Day

Using COSO 3 Day

Continuous Auditing


The GAO Green Book

The GAO Green Book Academy 3 Day

ICFR Assessments

IT Controls

NAIC Model Audit Rule

NAIC Model Audit Rule Academy


World Class ERM

Human Resource Compliance Seminars


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Audit Committee
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Cybersecurity 2 Day
Ethics for CPAs
Forensic Accounting
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
Managing Change
Managing Requirements
NAIC Cybersecurity
MAR Academy
OMB A-123
Procurement Audits
Project Management
PMP Academy
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting


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Corporate Compliance Seminars

Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site, e-mail Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;