Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, Internal Control Pages
Risk Management & Internal Control Seminars
Summary
World Class ERM
COSO 2013: The Sequel
COSO Academy
Using COSO
ICFR Assessments
The Green Book
Green Book Academy
Audit Committee
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
FCPA Course
Forensic Accounting
Frauditing Course
Improving Risk ID
IT Controls
Managing Change
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity
Project Management
PMP 5 Day Course
SSAE SOC Audits
SOX for the CPA
XBRL Webinar

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Basic Banks
I/A Basic Insurance
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Seminars


 

Risk Management & Internal Control Seminars


 

Information Management Seminars


 

Insurance Industry MAR Compliance


External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker
 

Business Partners

Infotech Global
The Accountware Group.
 


Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Chattanooga, TN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, GA
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Doylestown, PA
Dulles, VA
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Framingham, MA
Franklin, TN
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Huntsville, AL
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Manassas, VA
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Myrtle Beach, SC
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Olympia, WA
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tallahassee, FL
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
West Lake Village, CA
West Palm Beach, FL
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


NAIC Model Audit Rule Compliance Academy

Focuses on the skills need by insurance professionals working on NAIC MAR annual compliance programs.

Our approach with this training academy is to provide the relevant information and skills which professionals will need to fulfill the "Internal Control Life Cycle" using the "top-down, risk-based" approach.

We teach the background knowledge sources, provide advice on how to conduct risk assessments, discuss scoping, and review how to plan the assessment of an internal control framework. Risk management activities are the key process to determine the requirements of a NAIC MAR program. The MAR program deliverables should lead to management's opining on the status of the internal control framework in reference to an insurance commissioner's reporting requirements.

We have created detailed workshop materials based on our experiances with the creation and validation of internal controls for the annual compliance with MAR. Each attendee will go home with a set of 51 documents that were used to create the academy.

This twenty-four hour (Three Day) CPE course provides you with the tradecraft skills to implement a compliance program that is consistent with NAIC Model Audit Rule compliance.

What You Get!!!:

We present the roadmap to having the skills and knowledge to work on NAIC MAR compliance.

Relax, learn and enjoy expert instructor presentations, group discussions, role-playing, audit and compliance exercises, white-board diagramming and simulations.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

CCS offers two programs that are targetted at insurance organizations that have to comply with MAR:

NAIC Model Audit Rule Program Training (NAIC MAR Program) is focused on the creation of a program to address the NAIC MAR law. It looks at how to create the necessary entity level controls to address the Insurance Commissioner's triannual audit. It covers in detail the COSO Internal Framework and how to relate the documentation to the COSO framework for Entity, ITGC and Business Process controls. This is for the organization or person that has never been involved with MAR.

NAIC Model Audit Rule Compliance Academy (NAIC MAR Compliance) is focused on how to run the annual MAR program that allows for managmenet to certify the internal controls each year. It is down in the details about how to document, test and report to management to the operation of the compliance program. This is focused on the organization and people that want to improve their controls and their MAR program.

The retail cost of this CPE seminar is $1,775.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $3,370.00 (3) $4,790.00 (4) $6,035.00 (5) $7,100.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.

 Upcoming Model Audit Rule Compliance Academies:

City/State
Day - Date
Timing

Anaheim, CA
Wednesday-Friday, June 3-5, 2020 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
......

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Regus Office Facility - Stadium Towers Plaza at 2400 E. Katella Avenue, Suite 800, Anaheim, California 92806

Boston, MA
Wednesday-Friday, June 24-26, 2020 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
......

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Regus HQ Facility at Prudential Tower, 800 Boylston Street, 16th Floor, Boston, MA 02199

Dallas, TX
Wednesday-Friday, October 28-30, 2020 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
......

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Spaces Office Facility - Dallas at 1919 McKinney Avenue, Suite 100, Dallas, Texas 75201

New Orleans, LA
Wednesday-Friday, November 18-20, 2020 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
......

Signup Now
Regus Office Facility at 201 St. Charles Avenue, Suite 2500, New Orleans, Louisiana 70170

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

Benefits of Attending

- Review how COSO 2013 is structured
- Understand the skills necessary to design, implement and test controls
- Know the key program management deliverables within a COSO 2013 program
- Review the implications for using COSO 2013 and its assessment

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Seminar Highlights

- NAIC Model Audit Rule Compliance
- The Components of COSO
- How to gauge the effectiveness of internal controls
- How to build a "Culture of Compliance

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Learning Objectives

- Defining "MAR based internal control framework" within an insurance organization
- Describing the MAR Control Framework and its documents to management
- Positioning attendees to design, implement and assess internal controls at all levels

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Key Issues on the Agenda


Introduction

Section 1 - NAIC Regulatory Context
. NAIC Regulatory Context
. NAIC Solvency Modernization
. Risk-Focused Surveillance Cycle
. Risk Assessment Cycle
. NAIC Model Acts

SECTION 2 - INTERNAL CONTROL CONCEPTS
. How the World Works!
. Internal Control & Quality Control Defined
. The Big Three Connection Concept
. Understanding the 'Real Risks" - Pareto's Principle
. The Layers of Cause
. Deming's 14 Quality Concepts
. Enterprise Risk Management Concept
. Mission - Values - Business Model Concept
. Humans and Internal Controls
. Tone at the Top Concept
. Competence
. Human Communications
. Dr. Kotter's Steps for Change
. Program Management Concept

SECTION 3 -INTERNAL CONTROL AND ACCOUNTING FRAMEWORKS
. SOX vs NAIC Model Audit Rule
. Why Frameworks!!
. U.S. GAAP vs Statutory Accounting Principles
. COSO ERM Components
. COSO 2013 Components & 17 Principles

SECTION 4 -INFORMATION TECHNOLOGY INTERNAL CONTROL CONCEPTS
. Moore's Law
. Categories of IT Control
. What is information technology all about?
. Information Technology Quality Control Frameworks
. COBIT - COSO - ITIL - CMMI - PMBOK - ISO 17799
. COBIT 5.0 Principles
. COBIT Enterprise Enablers
. COBIT 5.0 Domains
. COBIT Governance Domain
. COBIT Align, Plan & Organize Domain
. COBIT Build, Acquire & Implement Domain
. COBIT Deliver, Service & Support Domain
. COBIT Monitor, Evaluation & Assess Domain
. COBIT Software Life Cycle Approach - Four Layers
. COBIT Software Life Cycle Approach - Create the Appropriate Environment
. COBIT Software Life Cycle Approach - Programme Management
. COBIT Software Life Cycle Approach - Change Enablement
. COBIT Software Life Cycle Approach - Continual Improvement Life Cycle

SECTION 5 - NAIC LAYERS OF SOLVENCY ASSESSMENT
. NAIC's Model Acts
. NAIC's Regulatory Practices & Procedures
. NAIC's Model Regulation Requiring Annual Audited Financial Reports
. Model Audit Rule 2010 Focus
. Financial Condition Examiners Handbook
. NAIC Financial Examiner Risk-Focused Examinations

SECTION 6 - MANAGEMENT'S APPROACH TO SETTING MAR COMPLIANCE OBJECTIVES
. COSO Principle 6: Specifies Suitable Objectives
. Five Layers of Objectives
. Have You Categorized Your Controls?
. Attribute Tracking of Internal Controls
. Assessment of "Big Three"
. Six Elements in an Insurance Business Model
. Entity Level Controls
. Approach to Mapping Integration
. NAIC Risk Assessments
. NAIC Model Audit Rule: Risk Brands
. NAIC Risk Assessment Approach
. NAIC Model Audit Rule: Examination Assertions
. COSO Principle 8: Assesses Fraud Risk
. COSO Principle 9: Significant Change

SECTION 7 - MANAGEMENT'S APPROACH TO DOCUMENTATION
. Management's Layers of Risk Assessment
. The Big Four's Different Approaches to Mapping to COSO 2013
. Maturity Model: Policy - Standard - Procedure
. Policy - Standard - Procedure - Guidelines Framework
. Concepts Behind Policy-Procedure Effectiveness

SECTION 8 - TOOLKIT FOR THE ASSESSOR OF INTERNAL CONTROLS OVER FINANCIAL REPORTING
. The Assessor's Toolkit Concepts
. Four Stages of Competence
. Get to the "Facts"
. Monitoring and Analytics
. What are the "Usual" suspects?
. Use "S.P.I.N. Selling" During Your Interviews
. Make the Management Action Plan SMART!
. What is the "Cause" of the Finding?
. Root Cause Analysis
. Recognize Different Personalities
. Deception-Detection Methodology
. What Deception Sounds Like
. What Deception Looks Like
. What To Tell the "Executive"??
. Optimize the Visual
. Input - Process - Output
. Can We Measure "Control Maturity"?
. The "Walk Through"
. Dr. Kotter's Steps for Change

SECTION 9 - INTERNAL CONTROL PROGRAM MANAGEMENT
. MAR Program Organization
. COSO 2013 Project Scope
. Program Management: Scope Management
. Project Management Killers
. Project Planning Deliverables

SECTION 10 - ENTITY LEVEL ANNUAL INTERNAL CONTROL
. MAR Section 3 - Definitions
. Management's Certification of "ICFR"
. Overall Assessment of a System of Internal Control
. 10 Points for Risk Management
. Risk Management is Not Perfect.
. NAIC MAR ICFR Assessment
. Residual Risk after Controls Verification
. COSO Internal Control - Integrated Framework
. KPMG Approach to Mapping Integration
. SEC Defined "Entity Controls"
. Characteristics of ELC Documentation
. "Better Policy Management"
. IT General Controls Risk Assessment
. Financial Statement Risk Assessment
. A "Major Deficiency" Can Occur.
. Summary of Internal Control Deficiencies
. Defensive Strategy "Business Resilience"
. Defensive Strategy - "Getting the Right Information"

SECTION 11 - PROCESS LEVEL INTERNAL CONTROL FUNCTIONS
. Process & Activity Ownership
. Business Cycles and Processes
. Risks within the Process
. Business Process Documentation
. What are the Assertions of the Key Control?
. Segregation of Duties
. Walk Through
. Flowcharting
. What About Spreadsheets?
. Annual Assessment and "SSAE 18"
. Control Self Assessment Program

SECTION 12 - THE INSURANCE ORGANIZATION INTERNAL AUDIT FUNCTION
. Internal Audit Testing ICFR??
. MAR Internal Audit Function Requirements
. Internal Audit Charter
. Internal Audit Coverage
. Internal Audit Tactical Plan
. External Audit Testing
. Internal Control Group Testing

SECTION 13 - INTERNAL CONTROL TESTING
. Did We Effectively Remediate and Re-Test?
. Sufficient to Support Our Conclusion?
. FCEH Examination Sampling
. Types of Control Testing
. Evaluate the COSO Stages of "Control Effectiveness"
. NAIC Standard Testing Samples
. Testing of Controls

SECTION 14 - INTERNAL CONTROL REPORTING TRADECRAFT
. Do We Know our Audience?
. Organize Content for Your Audience
. Executive Summary Section
. What is the "Condition" of the Finding?
. What is the "Cause" of the Finding?
. What is the "Effect" of the Finding?
. Optimize the Tone
. Management Action Plan (MAP)

SECTION 15 - INTERNAL CONTROL OVER FINANCIAL REPORTING SUMMARY
. Opining
. Assessment of ICFR
. Seven Layers of Defense
. NAIC's Position on Insolvency
. Better Policy Management
. Build a "Culture of Compliance"
. Top COSO 2013 Key Control Programs
. Keys to Successful ICFR

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Seminar Schedule

Internal Control & CPA Focused Training Seminars

Corporate Compliance Seminars presents two families of professional continuing education (CPE) seminars:

Internal Control & CPA Focused Training Seminars (Details)

Internal Auditor Focused Training Seminars (Details)

The internal control seminars we present can benefit a variety of attendees:

- Non-accelerated filers who may just be getting their documentation underway for Section 404 compliance,

- Public companies looking to improve their effectiveness and efficiency of their Section 404 compliance,

- Nonprofit organizations, governmental agencies and other groups that want to improve the integration of their governance, risk and compliance (GRC) efforts,

- Executives and Board of Directors members who can gain insights from our "Best Practices" examples to really understand SOX Section 404,

- Anyone finds practical advice from our real-world experience with the implementation of internal controls over financial reporting (ICFR).

The internal audit seminars we present can benefit a variety of attendees:

- The new internal auditor can be oriented to the profession and the work,

- Auditors looking for improvements in their approach and knowledge,

- Professionals looking to improve the content of their workpapers and the impact of audit reports,

- Any organization that desires to improve the effectiveness of their internal audit department,

- Audit Managers looking for education concerning current audit issues,

- Practical advice based on our real-world experience with being the auditee, an internal auditor and an external auditor.

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Audit 101 Course


Internal Audit 201 Training Course


Internal Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses


Alabama

- Birmingham, AL

- Huntsville, AL

- Mobile, AL

- Montgomery, AL


Alaska

- Anchorge, AK


Arkansas

- Bentonville, AR

- Little Rock, AR


Arizona

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- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


California

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Colorado

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- Denver, CO


Connecticut

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Delaware

- Wilmington, DE


District of Columbia

- District of Columbia

- Washington, DC


Florida

- Boca Raton, FL

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Georgia

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Hawaii

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Idaho

- Boise, ID


Illinois

- Bloomington, IL

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Indiana

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Iowa

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Nebraska

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Nevada

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New Hampshire

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New Jersey

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New York

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North Dakota

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- Round Rock, TX

- San Antonio, TX

- The Woodlands, TX

- Waco, TX


Utah

- Salt Lake City, UT


Vermont

- Burlington, VT


Virginia

- Alexandria, VA

- Arlington, VA

- Charlottsville, VA

- Fredericksburg. VA

- Norfolk, VA

- Reston, VA

- Richmond, VA

- Roanoke, VA


Washington

- Olympia, WA

- Redmond, WA

- Richland, WA

- Seattle, WA

- Spokane, WA

- Tacoma, WA


West Virginia

- Charleston, WV


Wisconsin

- Green Bay, WI

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).