Corporate Compliance Seminars
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Corporate Compliance Seminars

Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal audit training, external audit training, internal control training, Cybersecurity programs, COSO training, PCAOB audit training and project management training.



CCS presents our CPE courses in-person, virtually with an instructor, or by on-demand delivery.

Corporate Compliance Seminars

Virtual Weekly Events Calendar


In-Person Events
Auditing Cybersecurity
New Auditors
Audit Leaders
Forensic Accounting
ITGC Audits
COSO Framework
MAR Programs
Insurance Cybersecurity

In-Person Event Cities

Insurance Industry Virtual Events
MAR Compliance
MAR Academy
NAIC Cybersecurity

Insurance Industry In-Person
Effective Cyber
Effective MAR


Virtual Auditor Tradecraft Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Virtual Auditor Focused Events
Overview
Art of Audit Report Writing
Ask, Get, Perform
Auditing Social Media
Auditor 101
Auditor 201
Audit Advanced Training
Audit Basic Training
Audit Sampling
Conflict Resolution
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
"Frauditing"
IT General Controls
Managing Audit Quality
PCAOB Events
Auditing Procure to Pay
PMP Academy
SOX for the CPA
SOX Cybersecurity
SSAE SOC Audits
Understand Cybersecurity

 

Virtual Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
SOX Cybersecurity
Understanding Cyber
Understanding COSO
World Class ERM

Virtual PCAOB Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105
SOX for the CPA

Virtual Securing the Procure to Pay Process Events
Auditing Procure to Pay
Continuous Auditing
Detecting Fraud in P2P


On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Virtual Multi-Day CPE Events

Virtual Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SOX Cybersecurity
SSAE SOC Training

Virtual Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Virtual Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

Virtual CPA & Other Events

PCAOB Tradecraft
Project Management
SOX Cybersecurity
SSAE SOC Training

Virtual Cybersecurity Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management
SOX Cybersecurity

Virtual PCAOB Focused Events Focused Events
Audit Sampling
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105
SSAE SOC Training

Virtual Auditor Focused Events

Virtual Internal Control Events

Virtual Information Technology Events

Virtual Insurance Industry Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group
 

Organizations Attending Seminars



Effective NAIC MAR Programs - 16 CPEs



In-Person Events

Offered periodically in-person on Thursday-Friday

Find Next Event Now

In-person CPE CPA CIA IIA GAO CISA Cyber Security Training course workshop compliance best

This in-person CPE course is focused on how to address Model Audit Rule (MAR) annual ICFR assessment and triennial enterprise risk management evaluation using the COSO frameworks (COSO 2013 and COSO ERM) and COBIT.

This 16 CPE in-person event is designed for compliance managers, controllers, CFOs and others who have the responsibility for the insurance organization's internal control framework used in the NAIC Model Audit Rule compliance efforts. Reference is made to the various exhibits in the Financial Condition Examiners Handbook which drive the examination of compliance activities.

Learn how to comply using a cost effective approach to address your compliance needs under the NAIC Model Audit Rule (MAR) requirements. These requirements concern both the annual filings but also the Insurance Commissioner's approach using the Financial Condition Examiners Handbook for the triennial exams. Each attendee will have access to a set of 55 documents that were used to create the workshop.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

This course is designed for professionals experienced in working with internal controls and ERM programs.

The retail cost of this CPE seminar is $1,395.00 for each attendee.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 16 Auditing CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Intermediate to Advanced
Prerequisites: Participants should come with a knowledge of internal control frameworks.
Advance Preparation: A number of documents will be provided in advance.
Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
NASBA Field(s) of Study: Auditing
CPE Credits: 16, based on 50 minutes of instruction per hour

Testimonials:

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Upcoming Effective NAIC MAR Programs In-Person Events

Day - Date
Event Timing
November
1-5
2021
Oak Brook, Illinois
Thursday-Friday, November 4-5, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

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Lunch Provided 12:00 to 12:30
January
24-28
2022
Denver Tech Center, Colorado
Thursday-Friday, January 27-28, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

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Lunch Provided 12:00 to 12:30

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NAIC MAR Model Audit Rule CPE CPA CIA IIA GAO CISA Internal Audit Controls risk training course workshop compliance sox 404 COSO ICFR ITGC COBIT NIST Principles framework standard writing write report fraud best analytic workpapers NASBA

Seminar Highlights

- Review the contents of the COSO ERM and COSO 2013 frameworks
- Top Down Risk Based Methodology Defined
- Best Practices to Documentation and Assessment
- Entity Level Control Documentation
- Risk Assessment Documentation
- How to Manage Communication with External Auditors and Audit Committee
- Workshops focused on Major Deliverables

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Learning Objectives

- Attendees will understand risk assessments from the insurance accounting viewpoint
- Attendees will see how to effectively implement top down internal controls
- Attendees will learn the compliance requirements of the NAIC Model Audit Rule
- Attendees will discuss relationship with their external auditors under the Model Audit Rule
- Attendees will identify methods for improving their internal control frameworks

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Key Issues on the Agenda


Introduction and Background
- Introductions
- Internal Control Terminology
- NAIC Prospective on Internal Control over Financial Reporting (ICFR)

Section 1 - NAIC Model Audit Rule (MAR)
- Overview of the Model Audit Rule
- Annual Financial Reporting Model Regulation (MAR) by Section

Section 2 - Top-Down vs. Control-Based Compliance
- NAIC Risk Assessment
- NAIC Risk Mitigation Strategy

Section 3 - NAIC Model Audit Guidance
- NAIC's Financial Condition Examiners Handbook
- CMMI Levels of Maturity

Section 4 - Internal Control Methodologies
- COSO Internal Control Framework
- COBIT Framework

Section 5 - Entity-Level Controls - Risk Assessment
- COSO Top Down Approach
- NAIC's Prospective
- NAIC's Exam Phase 1
- COSO Risk Assessment Component
- Specific Financial Reporting Objectives
- Financial Reporting Risks
- Fraud Risks

Section 6 - Entity-Level Controls - Control Environment
- Tone at the Top
- COSO Control Environment Component
- Integrity and Ethical Values
- Board of Directors
- Management's Philosophy & Operating Style
- Organizational Structure
- Financial Reporting Competencies
- Authority and Responsibility

Section 7 - Entity-Level Controls - The Supporting Components
- COSO Control Activities Component
- Integration with Risk Assessment
- Selection & Development of Control Activities
- Policies and Procedures
- Information Technology
- COSO Information & Communication Component
- Financial Reporting Information
- Internal Control Information
- Internal Communication
- External Communication
- COSO Monitoring Component
- Ongoing and Separate Evaluations
- Reporting Deficiencies

Section 8 - Business Process Controls and Testing
- Key Elements of ICFR
- Business Processes & Cycles
- Testing Standards

Section 9 - Information Technology General Controls
- COBIT
- NAIC's Prospective on IT Controls

Section 10 - Management's Assessment
- Knowledge Transfer to Auditors
- Management's Assessment

Section 11 - Going Forward

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Seminar Schedule

Experts Providing Internal Audit Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

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Weekly Virtual Events Calendar


Forensic & Investigative Accounting



Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Audit Basic Training


Internal Audit Advanced Training


The Art of Internal Audit Reporting


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Multiday Training Academy


Using COSO 3 Day Course


Continuous Auditing & Monitoring


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Multiday Academy


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Testimonials


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Resources

Resources for Auditors
TAG Blog Posts
Compliance Resources



 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections nad in-person events presented in various cities.

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.