Corporate Compliance Seminars
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.

CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, Internal Control Pages
Information Management & QA Seminars
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The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Tom DeRise
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Don West
Tom Wickes

Business Partners

Infotech Global
The Accountware Group.

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Basking Ridge, NJ
Baton Rouge, LA
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Buffalo, NY
Canonsburg, PA
Charlotte, NC
Chaska, MN
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange County, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Raleigh, NC
Redmond, WA
Richmond, VA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Mateo, CA
San Diego, CA
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Santa Monica, CA
Sarasota, FL
Savannah, GA
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Springfield, IL
Springfield, MA
St. Paul, MN
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodland Hills, CA

Links to Professional Organizations


Information Technology General Controls Seminar

Learn the best practices for Information Technology governance, management, security, control and auditing under COSO 2013.

This is a one-day CPE seminar designed to provide an understanding of an effective program for the creation of a system of internal control within Information Technology (IT) and its assessment under COSO 2013. It was created to allow organizations to create effective Section 404 documentation. Be trained on how your organization can develop and maintain an effective IT internal control framework to comply with the Sarbanes-Oxley Act (SOX) Section 404 or other similar regulations.

Our attendees learn that a top-down, risk based approach to COSO 2013 compliance can produce better results for their companies by streamlining their operations, providing more accurate, timely and reliable information, avoiding litigation and reducing their IT costs. Learn the "Best Practices" for COSO 2013 and Section 404 from the methodologies of Control Objectives for Information and Related Technology (COBIT), IT Infrastructure Library (ITIL) and IT departments around the globe. Implement and update your IT SOX compliance and IT auditing programs.

This CPE seminar is for IT and non-IT professionals, auditors and management. (8 Hours CPE) (YB). A certificate of completion will be provided.


View All Testimonials

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.


View All Testimonials

The retail cost of this CPE seminar is $495.00 per attendee. Each attendee will receive 8 hours of CPE credit. To reserve your space click on the Sign-up Now and fill out a registration form and use a Buy Now Button to pay the fees.

 Upcoming Best Practices: Information Technology General Controls

City Date Timing
Plantation, FL
Thursday, June 21, 2018 -
Confirmed Presentation
8:45 to 4:45
Columbus, OH
Monday, June 25, 2018 8:45 to 4:45
Cincinnati, OH
Thursday, June 28, 2018 8:45 to 4:45
El Segundo, CA
Thursday, June 28, 2018 8:45 to 4:45
Little Rock, AR
Thursday, June 28, 2018 8:45 to 4:45
Walthem, MA
Thursday, June 28, 2018 8:45 to 4:45
Wichita, KS
Thursday, June 28, 2018 8:45 to 4:45
Columbia, MD
Tuesday, July 10, 2018 8:45 to 4:45
Toronto, ON
Tuesday, July 10, 2018 8:45 to 4:45
Atlanta - Buckhead, GA
Monday, July 16, 2018 8:45 to 4:45
Chaska, MN
Monday, July 23, 2018 8:45 to 4:45
Salt Lake City, UT
Thursday, July 26, 2018 8:45 to 4:45
Clayton, MO
Tuesday, August 7, 2018 8:45 to 4:45
Windsor, CT
Tuesday, August 7, 2018 8:45 to 4:45
Anaheim, CA
Monday, August 13, 2018 8:45 to 4:45
Birmingham, AL
Thursday, August 16, 2018 8:45 to 4:45
Glendale, CA
Thursday, August 16, 2018 8:45 to 4:45
King of Prussia, PA
Thursday, August 16, 2018 8:45 to 4:45
Portland, OR
Thursday, August 16, 2018 8:45 to 4:45
Charlotte, NC
Monday, August 20, 2018 8:45 to 4:45
Des Moines, IA
Thursday, August 23, 2018 8:45 to 4:45
Jacksonville, FL
Thursday, August 23, 2018 8:45 to 4:45
Nashville, TN
Tuesday, August 28, 2018 8:45 to 4:45
Toronto, ON
Tuesday, August 28, 2018 8:45 to 4:45
Detroit, MI
Thursday, August 30, 2018 8:45 to 4:45
Morristown, NJ
Thursday, August 30, 2018 8:45 to 4:45
Williamsville, NY
Thursday, August 30, 2018 8:45 to 4:45
Columbus, OH
Friday, September 7, 2018 8:45 to 4:45
Los Angeles- Downtown, CA
Friday, September 7, 2018 8:45 to 4:45
New York City - Penn Center
Friday, September 7, 2018 8:45 to 4:45
San Antonio - Riverwalk, TX
Friday, September 7, 2018 8:45 to 4:45
Denver - Tech Center, CO
Tuesday, September 11, 2018 8:45 to 4:45
King of Prussia, PA
Tuesday, September 11, 2018 8:45 to 4:45
Portland, OR
Tuesday, September 11, 2018 8:45 to 4:45
Memphis, TN
Thursday, September 13, 2018 8:45 to 4:45
Dulles, VA
Monday, September 17, 2018 8:45 to 4:45
Woodland Hills, CA
Tuesday, September 18, 2018 8:45 to 4:45
Irving, TX
Monday, September 24, 2018 8:45 to 4:45
Jersey City, NJ
Tuesday, September 25, 2018 8:45 to 4:45
Southfield, MI
Tuesday, September 25, 2018 8:45 to 4:45

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of other topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Benefits of Attending

Compliance Seminar's professionals have been working with information technology controls for many years and have been providing SOX compliance assistance within the IT General Controls area.

This seminar is designed to provide an overview of the specific activities performed by persons or systems designed to ensure that business objectives are met. IT General Controls are a subset of an entity's internal controls over financial reporting (ICFR). The Control Objectives within information technology relate to the confidentiality, integrity, and availability of data and the overall management of the IT function of the business enterprise. The attendee will:

- Understand risk assessment in the selection of IT General Controls.
- Review the major quality control methodologies that meet the standards.
- Be positioned for planning the assessment of IT General Controls.
- Understand how to integrate the IT General Control activities into existing internal control test work.
- Begin the process of focusing on the most important key controls.

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Seminar Highlights

Information Technology controls are described in two categories: General Controls and Application Controls. The seminar will cover IT General Controls over the information technology (IT) environment, computer operations, access to programs and data, program development and program changes. IT application controls will be discussed concerning transaction processing controls. The COBIT Framework (Control Objectives for Information Technology) is the most widely-used framework being used in SOX compliance efforts. This framework will be covered in detail.

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Learning Objectives

- Attendees will understand the similarities and differences between the ITIL and COBIT standards.
- Attendees will learn the compliance requirements of the Sarbanes-Oxley Act.
- Attendees will discuss how internal controls can manage risk and reduce fraud.
- Attendees will identify methods for improving the effectiveness of information process to effect the profitability of businesses.

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Key Issues on the Agenda


Section 1 - Introduction and Background
- Instructor's Perspective on IT Myths
- What is IT Governance?

Section 2 - Internal Control Frameworks
- What are "Internal Controls"?
- IT Risks
- Balancing Risks and Controls
- Internal Control Terminology
- IT Control "Frameworks"

Section 3 - Managing & Governing the IT Organization
- IT Organization Risk and Control
- IT Organization Relationships
- CoBIT Domain: Plan & Organize

Section 4 - Managing the System Life Cycle
- CobiT Domain: Acquire & Implement
- Managing the Systems Life Cycle
- System Development and Change Controls
- Change Control Board
- System Change and Development Controls - Risk & Control Objectives
- System Change and Development Controls - Internal Controls

Section 5 - Securing the Physical and Logical IT Environment
- CoBIT Domain: Deliver & Support
- Physical Security
- Logical Security
- Password Security
- Anti-Virus Configuration
- Security - Risk & Control Objectives
- Security - Internal Controls

Section 6 - - Managing Computer Operations
- CoBIT Domain: Deliver & Support
- Managing Computer Operations
- Computer Operations - Risk & Control Objectives
- Computer Operations - Internal Controls

Section 7 - Managing the Continuity of IT Services
- CoBIT Domain: Deliver & Support
- Managing the Continuity of IT Services
- IT Disaster Recovery Plan

Section 8 - Monitoring the Effectiveness of IT
- CoBIT Domain: Monitor and Evaluate
- Monitoring the Effectiveness of IT

Section 9 - IT Compliance with the Sarbanes-Oxley Act
- SOX Titles
- Mapping to PCAOB and CoBIT
- Systems for SOX Compliance
- Procedures for IT SOX Compliance
- Tests for IT SOX Compliance

Section 10 - Going Forward
- Regulatory Environment
- Long-Term Effects of SOX
- Roadmap to IT Compliance
- Dave's Lessons Learned

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Internal Control & CPA Focused Training Seminars

Corporate Compliance Seminars presents two families of professional continuing education (CPE) seminars:

Internal Control & CPA Focused Training Seminars (Details)

Internal Auditor Focused Training Seminars (Details)

The internal control seminars we present can benefit a variety of attendees:

- Non-accelerated filers who may just be getting their documentation underway for Section 404 compliance,

- Public companies looking to improve their effectiveness and efficiency of their Section 404 compliance,

- Nonprofit organizations, governmental agencies and other groups that want to improve the integration of their governance, risk and compliance (GRC) efforts,

- Executives and Board of Directors members who can gain insights from our "Best Practices" examples to really understand SOX Section 404,

- Anyone finds practical advice from our real-world experience with the implementation of internal controls over financial reporting (ICFR).

The internal audit seminars we present can benefit a variety of attendees:

- The new internal auditor can be oriented to the profession and the work,

- Auditors looking for improvements in their approach and knowledge,

- Professionals looking to improve the content of their workpapers and the impact of audit reports,

- Any organization that desires to improve the effectiveness of their internal audit department,

- Audit Managers looking for education concerning current audit issues,

- Anyone finds practical advice from our real-world experience with internal and external auditing.

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.


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Cities Where We Present Seminars

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Audit 101

Audit 201

Audit 301

Audit Basic 3 Day

Audit Advanced 3 Day

Audit Reporting

Understanding Cybersecurity

Cybersecurity Programs

NAIC Cybersecurity Compliance

COSO 2013

COSO Academy 3 Day

Using COSO 3 Day

Continuous Auditing

Ethics for the CIA, CPA, CFE and CISA


The GAO Green Book

The GAO Green Book Academy 3 Day

ICFR Assessments

IT Controls

NAIC Model Audit Rule

NAIC Model Audit Rule Academy


World Class ERM

Human Resource Compliance Seminars


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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COSO 2013
COSO Academy
Using COSO
Continuous Auditing
Cybersecurity 2 Day
Ethics CIA CPA
Forensic Accounting
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
Managing Change
Managing Requirements
NAIC Cybersecurity
MAR Academy
OMB A-123
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting


Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses


- Birmingham, AL

- Mobile, AL


- Bentonville, AR

- Little Rock, AR


- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


- Anaheim, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange County

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Walnut Creek, CA

- Woodland Hills, CA


- Colorado Springs

- Denver, CO


- Hartford, CT

- Norwalk, CT

- Windsor, CT


- Wilmington, DE

District of Columbia

- Washington, DC


- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tampa, FL


- Atlanta, GA

- Savannah, GA


- Honolulu, HI


- Chicago, IL

- St. Charles, Il

- Springfield, IL


- Evansville, IN

- Indianapolis, IN


- Des Moines, IA


- Kansas City, KS

- Overland Park, KS

- Wichita, KS


- Louisville, KY


- Baton Rouge, LA

- New Orleans, LA


- Baltimore, MD

- Columbia, MD

- Fulton, MD


- Boston, MA

- Framingham, MA

- Springfield, MA

- Walthem, MA

Worcester, MA


- Ann Arbor, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI


Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN


- Jackson, MS


- Clayton, MO

- Kansas City, MO

- St. Louis, MO


- Omaha, NE


- Las Vegas, NV

New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Jersey City, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

New York

- Albany, NY

- Buffalo, NY

- Melville, NY

- New York City, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC


- Cincinnati, OH

- Columbus, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH


- Oklahoma City, OK

- Tulsa, OK


- Toronto, ON


- Portland, OR


- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC


- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN


- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX


- Salt Lake City, UT


- Arlington County

- Dulles, VA

- Herndon, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA


- Redmond, WA

- Seattle, WA


- Madison, WI

- Milwaukee, WI


Corporate Compliance Seminars

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;