Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, Internal Control Pages Corporate Compliance Seminars

Risk Management & Internal Control Seminars

Summary
World Class ERM
COSO 2013: The Sequel
COSO Compliance Academy
ICFR Assessments
The Green Book
Green Book Academy
Using COSO 2013 3 Day
Audit Committee
Ethics
FCPA
Forensic Accounting
Frauditing
Comparison GAAP-IFRS
Improving Risk ID
IT Controls
Managing Change
NAIC MAR 3 Day
OMB A-123 1 Day
Project Management
SSAE SOC Audits
SOX for the CPA
XBRL Webinar  


Three Day CPE Training Courses

COSO Academy
Green Book Academy
I/A Basic Course
I/A Advanced Course
NAIC MAR Course
SSAE SOC Course
Using COSO Course

 


 

Internal Auditing Seminars


 

Risk Management & Internal Control Seminars


 

Information Management Seminars


 

Insurance Industry MAR Compliance


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 


Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Buffalo, NY
Canonsburg, PA
Charlotte, NC
Chaska, MN
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange County, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Raleigh, NC
Redmond, WA
Richmond, VA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Mateo, CA
San Diego, CA
San Francisco, CA
San Jose, CA
Santa Monica, CA
Sarasota, FL
Schaumburg, I
Scottsdale, AZ
Seattle, WA
Southfield, MI
Springfield, IL
Springfield, MA
St. Paul, MN
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


"Frauditing" Internal Controls to Prevent and Detect Corporate Fraud Seminar

"How to prevent and detect Corporate Fraud!!"

Under COSO 2013, Principle 8: "The organization considers the potential for fraud in assessing risks to the achievement of objectives".

Corporate fraud is more prevalent today than ever before. Layoffs, pressures, incentives, anonymity, computerization, and lack of privacy are all contributing factors.

Fraud consumes an estimated 5% of corporate revenues. How can the auditor, investigator, accountant, financial analyst, attorney or business owner deal with fraud? By understanding fraud, the perpetrators, and the breakdowns in internal control you can develop a program to detect and prevent it.

We will examine in this CPE seminar the many facets of corporate fraud: the schemes, the motives, the opportunities, the problems and the risks. We will "slice and dice" the frauds and then we will examine how we can deter, detect and correct the underlying internal control problems.

This timely CPE seminar is designed for the CFO, Controller, CAO, internal control specialist, CFE, internal auditor and others who have to create an effective fraud detection and prevention program under COSO 2013.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

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Each attendee will receive 4 Behaviorial Ethics and 4 Auditing CPE Hours (YB). In California, this seminar provides the four hours of CPA Fraud credits.

You can purchase the COSO documents from the AICPA Book Store. To purchase click here.

 Upcoming Internal Controls to Prevent and Detect Corporate Fraud Seminars

City Date Timing
Austin - North MoPac, TX
Wednesday, December 20, 2017 -
Confirmed Presentation
8:45 to 4:45
Chicago - Loop, IL
Wednesday, December 20, 2017 -
Confirmed Presentation
8:45 to 4:45
Columbia, MD
Wednesday, January 3, 2018 -
Confirmed Presentation
8:45 to 4:45
Southfield, MI
Wednesday, January 3, 2018 8:45 to 4:45
Birmingham, AL
Tuesday, January 9, 2018 8:45 to 4:45
Memphis, TN
Tuesday, January 9, 2018 8:45 to 4:45
Sacramento, CA
Tuesday, January 9, 2018 8:45 to 4:45
The Woodlands, TX
Tuesday, January 9, 2018 8:45 to 4:45
Walnut Creek, CA
Tuesday, January 9, 2018 8:45 to 4:45
Greensboro, NC
Wednesday, January 17, 2018

8:45 to 4:45
Denver, CO
Wednesday, January 17, 2018

8:45 to 4:45
Salt Lake City - Downtown
Wednesday, January 17, 2018

8:45 to 4:45
Bentonville, AR
Tuesday, January 23, 2018 8:45 to 4:45
Frisco, TX
Tuesday, January 23, 2018 8:45 to 4:45
Jacksonville, FL
Tuesday, January 23, 2018 8:45 to 4:45
Toronto, ON
Tuesday, January 23, 2018 8:45 to 4:45
Atlanta, GA
Tuesday, January 30, 2018 8:45 to 4:45
Austin - Downtown, TX
Tuesday, January 30, 2018 8:45 to 4:45
Greenville, SC
Tuesday, January 30, 2018 8:45 to 4:45
Irvine, CA
Tuesday, January 30, 2018 8:45 to 4:45
Milwaukee, WI
Tuesday, January 30, 2018 8:45 to 4:45
Rochester, NY
Tuesday, January 30, 2018 8:45 to 4:45
San Antonio, TX
Monday, February 12, 2018 8:45 to 4:45
Columbus, OH
Tuesday, February 13, 2018 8:45 to 4:45
San Diego, CA
Tuesday, February 20, 2018 8:45 to 4:45
San Jose, CA
Wednesday, February 21, 2018 8:45 to 4:45
Boston, MA
Monday, February 26, 2018 8:45 to 4:45
Albany, NY
Tuesday, March 6, 2018 8:45 to 4:45
Chicago - Loop, IL
Tuesday, March 6, 2018 8:45 to 4:45
Fort Worth, TX
Tuesday, March 6, 2018 8:45 to 4:45
Las Vegas, NV
Tuesday, March 6, 2018 8:45 to 4:45
Oklahoma City
Tuesday, March 6, 2018 8:45 to 4:45
St. Louis, MO
Tuesday, March 6, 2018 8:45 to 4:45
Boston, MA
Monday, March 12, 2018 8:45 to 4:45
Austin - Downtown, TX
Tuesday, March 13, 2018 8:45 to 4:45
Fort Myers, FL
Wednesday, March 14, 2018 8:45 to 4:45
Gainesville, FL
Wednesday, March 14, 2018 8:45 to 4:45
Jersey City, NJ
Wednesday, March 14, 2018 8:45 to 4:45
Providence, RI
Wednesday, March 14, 2018 8:45 to 4:45
Albuquerque, NM
Tuesday, March 20, 2018 8:45 to 4:45
Arlington, VA
Tuesday, March 20, 2018 8:45 to 4:45
Los Angeles - Downtown, CA
Tuesday, March 20, 2018 8:45 to 4:45
Miami - Airport, FL
Tuesday, March 20, 2018 8:45 to 4:45
Woodland Hills, CA
Monday, March 26, 2018 8:45 to 4:45
Baltimore, MD
Tuesday, March 27, 2018 8:45 to 4:45
Colorado Springs, CO
Tuesday, March 27, 2018 8:45 to 4:45
El Paso, TX
Wednesday, March 28, 2018 8:45 to 4:45

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

- Major fraud risk categories
- Best practices in conducting a fraud detection and prevention program
- Understanding a fraud risk assessment
- Value of a fraud detection and prevention program

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Learning Objectives

- Attendees will understand how a fraud risk assessment is conducted
- Attendees will learn how to identify fraud risks
- Attendees will review best practices in fraud detection programs
- Attendees will learn how to evaluate and document internal controls mitigating fraud risks

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Key Issues on the Agenda


Introductions

Section 1 - Internal Control Frameworks of Fighting Fraud
- Occupational fraud defined
- Risk control balance
- Controls for SOX compliance
- What is COSO 2013?
- What is COBIT?
- AICPA SAS 99

Section 2 - Understanding the Fraud Perpetrators
- Corporate psychopath
- Fraud triangle
- Fraud by entity
- Fraud by industry
- Fraud by occupation
- Behavioral red flags
- How is fraud discovered?

Section 3 - Fraud Classification
- Asset Misappropriation
- Corruption
- Financial Statement

Section 4 - Financial Statement Fraud Schemes
- Definition
- How Can Fraud Happen?
- Who is Responsible?
- "Fraudit" testing

Section 5 - Preventing and Detecting Financial Statement Fraud
- Prevention - Financial Statement Fraud
- Detection - Financial Statement Analysis
- Financial Ratio Analysis
- Inspecting financial transactions

Section 6 - "Best Practice" Anti-Fraud Controls
- Fraud Policy
- Outsourced hotline
- Anonymity
- Communications flows
- Codes of conduct - expectation setting
- Segregation of duties
- Internal audits - Physical security
- Human resources policies
- Effective entity level controls
- Continuous monitoring

Section 7 - Software Tools and Techniques for fighting Fraud

Section 8 - Creating a Fraud Risk Assessment

Section 9 - "I found fraud and now what?"

Section 10 - Summary and Wrap-up
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Seminar Schedule

Experts Providing Training Seminars

The creator of this program is David S. Marshall, a Principal with Infotech Global Audit and Security; this consulting firm specializes in internal auditing, information technology, security, regulatory compliance and fraud investigation. Dave is the co-founder of Corporate Compliance Seminars. He is the President of the Greater Chicago Chapter of the Association of Certified Fraud Examiners and is a Director on several Boards. With over 20 years of experience, he is an authority on assessing and strengthening internal control. Dave helps companies of all sizes.from start-ups to multi-nationals improve their business by improving their internal controls.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Basic 3 Day


Audit Advanced 3 Day


Audit Reporting


SSAE SOC Audits


COSO 2013


COSO Academy 3 Day


Using COSO 3 Day


Continuous Auditing


Frauditing


The GAO Green Book


The GAO Green Book Academy 3 Day


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
COSO Academy
Continuous Auditing
Cyber-Security
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).