Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for internal audit, COSO, internal controls and financial audit training.


CCS can provide CPE training at your organization!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, Internal Control Pages Corporate Compliance Seminars

Risk Management & Internal Control Seminars

Summary
World Class ERM
COSO 2013: The Sequel
ICFR Assessments
The Green Book
COSO 2013 3 Day
Audit Committee
Ethics
FCPA
Forensic Accounting
Frauditing
Comparison GAAP-IFRS
Improving Risk ID
IT Controls
Managing Change
NAIC MAR 3 Day
OMB A-123 1 Day
Project Management
SSAE SOC Audits
SOX for the CPA
XBRL Webinar  


Focused CPE Training Weeks

I/A Basic Weeks
I/A Advanced Weeks
COSO & SOX Weeks
Insurance Weeks
IT Training Weeks
Vendor Management

 


 

Internal Auditing Seminars


 

Risk Management & Internal Control Seminars


 

Information Management Seminars


 

Insurance Industry MAR Compliance


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 



"Frauditing" Internal Controls to Prevent and Detect Corporate Fraud Seminar

"How to prevent and detect Corporate Fraud!!"

Under COSO 2013, Principle 8: "The organization considers the potential for fraud in assessing risks to the achievement of objectives".

Corporate fraud is more prevalent today than ever before. Layoffs, pressures, incentives, anonymity, computerization, and lack of privacy are all contributing factors.

Fraud consumes an estimated 5% of corporate revenues. How can the auditor, investigator, accountant, financial analyst, attorney or business owner deal with fraud? By understanding fraud, the perpetrators, and the breakdowns in internal control you can develop a program to detect and prevent it.

We will examine in this CPE seminar the many facets of corporate fraud: the schemes, the motives, the opportunities, the problems and the risks. We will "slice and dice" the frauds and then we will examine how we can deter, detect and correct the underlying internal control problems.

This timely CPE seminar is designed for the CFO, Controller, CAO, internal control specialist, CFE, internal auditor and others who have to create an effective fraud detection and prevention program under COSO 2013.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

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Each attendee will receive 4 Behaviorial Ethics and 4 Auditing CPE Hours (YB). In California, this seminar provides the four hours of CPA Fraud credits.

You can purchase the COSO documents from the AICPA Book Store. To purchase click here.

 Upcoming Internal Controls to Prevent and Detect Corporate Fraud Seminars

City Date Timing
Chicago - Loop, IL
Friday, June 23, 2017 8:45 to 4:45
Deerfield, IL
Tuesday, June 27, 2017 8:45 to 4:45
San Diego, CA
Friday, June 30, 2017 -
Confirmed Presentation
1:15 to 4:45
Orlando, FL
Tuesday, July 11, 2017 8:45 to 4:45
Greenville, SC
Wednesday, July 12, 2017 8:45 to 4:45
Sarasota, FL
Wednesday, July 12, 2017 8:45 to 4:45
Framingham, MA
Thursday, July 13, 2017 8:45 to 4:45
The Woodlands, TX
Friday, July 14, 2017 8:45 to 4:45
Dallas, TX
Tuesday, July 18, 2017 8:45 to 4:45
Ann Arbor, MI
Wednesday, July 19, 2017 8:45 to 4:45
El Paso, TX
Wednesday, July 19, 2017 8:45 to 4:45
El Segundo, CA
Wednesday, July 19, 2017 8:45 to 4:45
Toronto, ON
Wednesday, July 19, 2017 8:45 to 4:45
Chaska, MN
Friday, July 21, 2017 8:45 to 4:45

Dulles, VA
Friday, July 21, 2017 8:45 to 4:45
Boca Raton, FL
Wednesday, July 26, 2017 8:45 to 4:45
Knoxville, TN
Wednesday, July 26, 2017 8:45 to 4:45
Windsor, CT
Friday, July 28, 2017 8:45 to 4:45
Allentown, PA
Monday, August 7, 2017 8:45 to 4:45
Cleveland, OH
Monday, August 7, 2017 8:45 to 4:45
Grand Rapids, MI
Wednesday, August 9, 2017 8:45 to 4:45
Philadelphia, PA
Friday, August 11, 2017 8:45 to 4:45
San Mateo, CA
Friday, August 11, 2017 8:45 to 4:45
Albuquerque, NM
Tuesday, August 15, 2017 8:45 to 4:45
Baltimore, MD
Tuesday, August 15, 2017 8:45 to 4:45
Little Rock, AR
Thursday, August 17, 2017 8:45 to 4:45
Indianapolis, IN
Friday, August 18, 2017 8:45 to 4:45
Toledo, OH
Monday, August 21, 2017 8:45 to 4:45
Houston - Energy Corridor, TX
Tuesday, August 22, 2017 8:45 to 4:45
Rye, New York
Tuesday, August 22, 2017 8:45 to 4:45
St. Charles, IL
Friday, August 25, 2017 8:45 to 4:45
Novi, MI
Tuesday, August 29, 2017 8:45 to 4:45
Paramus, NJ
Tuesday, August 29, 2017 8:45 to 4:45
Albany, NY
Wednesday, August 30, 2017 8:45 to 4:45
Austin - Local, TX
Wednesday, August 30, 2017 8:45 to 4:45
Portland, OR
Friday, September 1, 2017 8:45 to 4:45
Toronto, ON
Friday, September 1, 2017 8:45 to 4:45
Houston, TX
Wednesday, September 6, 2017 8:45 to 4:45
Troy, MI
Wednesday, September 6, 2017 8:45 to 4:45
Tucson, AZ
Wednesday, September 6, 2017 -
Confirmed Presentation
8:45 to 4:45
Valencia, CA
Wednesday, September 6, 2017 8:45 to 4:45
Chicago - Loop
Monday, September 11, 2017 8:45 to 4:45
Irvine, CA
Wednesday, September 13, 2017 8:45 to 4:45
Milwaukee, WI
Wednesday, September 13, 2017 8:45 to 4:45
Chaska, MN
Friday, September 15, 2017 8:45 to 4:45
Pleasanton, CA
Tuesday, September 19, 2017 8:45 to 4:45
Fort Myers, FL
Wednesday, September 20, 2017 8:45 to 4:45
Dulles, VA
Friday, September 22, 2017 8:45 to 4:45
Orlando, FL
Friday, September 22, 2017 8:45 to 4:45

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

- Major fraud risk categories
- Best practices in conducting a fraud detection and prevention program
- Understanding a fraud risk assessment
- Value of a fraud detection and prevention program

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Learning Objectives

- Attendees will understand how a fraud risk assessment is conducted
- Attendees will learn how to identify fraud risks
- Attendees will review best practices in fraud detection programs
- Attendees will learn how to evaluate and document internal controls mitigating fraud risks

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Key Issues on the Agenda


Introductions

Section 1 - Internal Control Frameworks of Fighting Fraud
- Occupational fraud defined
- Risk control balance
- Controls for SOX compliance
- What is COSO 2013?
- What is COBIT?
- AICPA SAS 99

Section 2 - Understanding the Fraud Perpetrators
- Corporate psychopath
- Fraud triangle
- Fraud by entity
- Fraud by industry
- Fraud by occupation
- Behavioral red flags
- How is fraud discovered?

Section 3 - Fraud Classification
- Asset Misappropriation
- Corruption
- Financial Statement

Section 4 - Financial Statement Fraud Schemes
- Definition
- How Can Fraud Happen?
- Who is Responsible?
- "Fraudit" testing

Section 5 - Preventing and Detecting Financial Statement Fraud
- Prevention - Financial Statement Fraud
- Detection - Financial Statement Analysis
- Financial Ratio Analysis
- Inspecting financial transactions

Section 6 - "Best Practice" Anti-Fraud Controls
- Fraud Policy
- Outsourced hotline
- Anonymity
- Communications flows
- Codes of conduct - expectation setting
- Segregation of duties
- Internal audits - Physical security
- Human resources policies
- Effective entity level controls
- Continuous monitoring

Section 7 - Software Tools and Techniques for fighting Fraud

Section 8 - Creating a Fraud Risk Assessment

Section 9 - "I found fraud and now what?"

Section 10 - Summary and Wrap-up
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Seminar Schedule

Experts Providing Training Seminars

The creator of this program is David S. Marshall, a Principal with Infotech Global Audit and Security; this consulting firm specializes in internal auditing, information technology, security, regulatory compliance and fraud investigation. Dave is the co-founder of Corporate Compliance Seminars. He is the President of the Greater Chicago Chapter of the Association of Certified Fraud Examiners and is a Director on several Boards. With over 20 years of experience, he is an authority on assessing and strengthening internal control. Dave helps companies of all sizes.from start-ups to multi-nationals improve their business by improving their internal controls.

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Reporting


SSAE SOC Audits


COSO 2013


Continuous Auditing


Frauditing


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


 

Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
Continuous Auditing
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).