Corporate Compliance Seminars
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Corporate Compliance Seminars

Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal audit training, external audit training, internal control training, Cybersecurity programs, COSO training, PCAOB audit training and project management training.



CCS presents our CPE courses in-person, virtually with an instructor, or by on-demand delivery.

Corporate Compliance Seminars

Virtual Weekly Events Calendar


In-Person Events
Auditing Cybersecurity
New Auditors
Audit Leaders
Forensic Accounting
ITGC Audits
COSO Framework
MAR Programs
Insurance Cybersecurity

In-Person Event Cities

Virtual Auditor Tradecraft Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Virtual Auditor Focused Events
Overview
Art of Audit Report Writing
Ask, Get, Perform
Auditing Social Media
Auditor 101
Auditor 201
Audit Advanced Training
Audit Basic Training
Audit Sampling
Conflict Resolution
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
"Frauditing"
IT General Controls
Managing Audit Quality
PCAOB Events
Auditing Procure to Pay
PMP Academy
SOX for the CPA
SOX Cybersecurity
SSAE SOC Audits
Understand Cybersecurity

 

Virtual Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
SOX Cybersecurity
Understanding Cyber
Understanding COSO
World Class ERM

Virtual PCAOB Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105

Virtual Securing the Procure to Pay Process Events
Auditing Procure to Pay
Continuous Auditing
Detecting Fraud in P2P


On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Virtual Multi-Day CPE Events

Virtual Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SOX Cybersecurity
SSAE SOC Training

Virtual Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Virtual Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

Virtual CPA & Other Events

PCAOB Tradecraft
Project Management
SOX Cybersecurity
SSAE SOC Training

Virtual Cybersecurity Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management
SOX Cybersecurity

Virtual Banking Industry Events
AML/BSA Basics
Bank Auditors & Fraud
Banking Fraud Prevention
Compliance Failures
FFIEC Cybersecurity
FinCEN's CDD Rule
IABT - Banking
Red Flags & Risky AML
Identity Issues in Banking


Virtual PCAOB Focused Events Focused Events
Audit Sampling
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105
SOX for the CPA
SSAE SOC Training

Virtual Auditor Focused Events

Virtual Internal Control Events

Virtual Information Technology Events

Virtual Insurance Industry Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group
 

Organizations Attending Seminars



Effective Use of the COSO Framework - 16 CPEs



In-Person Events

Offered periodically in-person on Thursday-Friday

Find Next Event Now

CPE Internal Controls Training Courses for the IIA member, CPA, CFE and CISA. Best source for real world COSO and Cybersecurity training workshops

Our approach for this in-person training event is to provide the relevant information which internal control professionals will need to fulfill the "Internal Control Life Cycle" using the "top-down, risk-based" approach.

We provide the background knowledge sources, advice on how to conduct risk assessments, discuss scoping, and review how to plan the assessment of an internal control framework based on COSO. Risk management activities are the key process to determine the requirement of the ICFR assessment program. The program deliverables should lead to management's opining on the status of the internal control framework in reference to the SOX requirements.

This sixteen hour CPE course provides the internal control professional with the tradecraft skills to implement a compliance program that is consistent with COSO 2013 and Sarbanes-Oxley compliance:
. Introduction - Thoughts on Quality - SEC ICFR Reporting
. Internal Control Concepts and Challenges
. COSO and COBIT Internal Control Frameworks
. Business Objectives to Risk Assessments
. Performing Risk Assessments within the Business Process
. Identifying Key Controls
. Assessing Design - Testing Effectiveness
. Evaluating Control Deficiencies and their future
. Opining and Certification
. Keys to successful ICFR assessment
. Building a culture of compliance
. Top COSO 2013 key control programs

We present the roadmap to having the skills and knowledge to work on COSO 2013 compliance.

Relax, learn and enjoy expert instructor presentations, group discussions, role-playing, audit and compliance exercises, white-board diagramming and simulations.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

This course is designed for internal control professionals with 2-5 years of experience who want to learn the concepts, tools, and techniques to enhance their effectiveness and grow within the profession.

The retail cost of this CPE seminar is $1,395.00 for each attendee.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 16 Auditing CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Basic to Intermediate
Prerequisites: None.
Advance Preparation: A number of documents will be provided in advance.
Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
NASBA Field(s) of Study: Auditing
CPE Credits: 16, based on 50 minutes of instruction per hour

Testimonials:

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Upcoming Effective Use of the COSO Framework In-Person Events

Day - Date
Event Timing
October
4-8
2021
Boca Raton, Florida
Thursday-Friday, October 7-8, 2021 Daily 9:00 a.m. - 4:45 p.m. Eastern Time
......

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Lunch Provided 12:00 to 12:30
Kansas City, Missouri
Thursday-Friday, October 7-8, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

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Lunch Provided 12:00 to 12:30
Reno, Nevada
Thursday-Friday, October 7-8, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

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Lunch Provided 12:00 to 12:30
November
1-5
2021
Oak Brook, Illinois
Thursday-Friday, November 4-5, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

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Lunch Provided 12:00 to 12:30
Short Hills, New Jersey
Thursday-Friday, November 4-5, 2021 Daily 9:00 a.m. - 4:45 p.m. Eastern Time
......

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Lunch Provided 12:00 to 12:30
Woodland Hills, California
Thursday-Friday, November 4-5, 2021 Daily 9:00 a.m. - 4:45 p.m. Pacific Time
......

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Lunch Provided 12:00 to 12:30
December
6-10
2021
Arlington, Texas
Thursday-Friday, December 9-10, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

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Lunch Provided 12:00 to 12:30
Dulles, Virginia
Thursday-Friday, December 9-10, 2021 Daily 9:00 a.m. - 4:45 p.m. Eastern Time
......

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Lunch Provided 12:00 to 12:30
Las Vegas, Nevada
Thursday-Friday, December 9-10, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

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Lunch Provided 12:00 to 12:30
January
24-28
2022
Denver Tech Center, Colorado
Thursday-Friday, January 27-28, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

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Lunch Provided 12:00 to 12:30
New Orleans, Louisiana
Thursday-Friday, January 27-28, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

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Lunch Provided 12:00 to 12:30
February
7-11
2021
Scottsdale, Arizona
Thursday-Friday, February 10-11, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

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Lunch Provided 12:00 to 12:30

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CPE CPA CIA IIA GAO CISA Internal Audit Controls risk training course workshop compliance sox 404 COSO ICFR ITGC COBIT NIST Principles framework standard writing write report fraud best analytic workpapers NASBA

Seminar Highlights

. Learn from experts.
. Understand the COSO principles-based approach.
. Identify and analyze ICFR risks.
. Develop tactics and strategies in improving an internal control system.

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Event Learning Objectives

. Identify the core principles in the COSO Framework.
. Understand the requirements tactical and strategic of internal control function.
. Understand internal control risk assessments.
. Identify the requirements of effective process documentation.
. Apply the methods for obtaining and presenting internal control testing evidence.
. Understand the components of an effective internal control assessment report.
. Conduct the follow-up and validation of resolutions to internal control issues.

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Key Issues on the Agenda


Introductions
- Introductions
- SOX ICFR Reporting Requirements

Section One - Internal Control Concepts and Challenges
- Pareto's Law
- Moore's Law
- The Business Model
- Five Layers of Business Objectives
- Integration of Internal Controls
- Internal Controls over Financial Reporting (ICFR)
- Six Layers of Key Controls for ICFR

Section Two - Available Internal Control Frameworks
- COSO 2013 - 17 Principles and 85 Points of Focus
- ISACA Control Objectives for Information and Related Technologies (COBIT)
- Internal Control Program Charter
- How Effective is Your ICFR?

Section Three - Business Objectives to Risk Assessments
- The Business Model to Identified Risks
- Layers of Risk Assessment
- Operations Risk Assessment
- Compliance Risk Assessment
- Information Technology Risk Assessment
- Financial Statement Risk Assessment
- The Big Three Connections - Business Objective - Risk - Control
- Measuring Residual Risk vs Inherent Risk
- Entity Level Controls Integration within the COSO Framework

Section Four - Performing Risk Assessments within the Business Process
- Significant accounts and their transaction sources
- Application software and transaction flow within business processes
- Business Objectives - Risks - Internal Controls relationship
- Risk Assessment within the Business Process
- Business Process Assertions - CAVR-C
- Business process documentation standards

Section Five - Identifying Key Controls
- The labels controls carry - Entity - Process - ITGC - Preventive - Detective - Manual - Automated - Compensating - Review
- Key controls vs non-key controls
- Classifying controls in a business process exercise
- Information presented in reports and dashboards (IPE) Controls

Section Six - Assessing Design - Testing Effectiveness
- The walkthrough process
- Walkthrough interviewing using S.P.I.N.
- How to get to the facts
- Establishing a "Fact"
- Assessing the design of controls
- Elements maturity within business processes
- Testing for operation effectiveness of controls
- Methods of testing business process controls
- Sample size and sampling methodologies
- Defining and documenting an issue noted in testing

Section Seven - Evaluating Control Deficiencies and their future
- SEC's Definitions concerning Deficiencies
- Categories of Internal Control Deficiencies
- Determining materiality
- Documenting a deficiency
- Measuring the deficiency
- Determining the "Root Cause"
- Remediation
- Retesting
- Tracking of deficiencies (Exercise)

Section Eight - Opining and Certification
- COSO 2013 Guidance on ICFR Assessments
- Assessment vs Audit
- SEC Requirements
- Evidence to support management's assessment
- Certification of "ICFR"
- Opining to the External Auditor & SEC

Section Nine - Summary
- Keys to successful ICFR assessment
- Building a culture of compliance
- Top COSO 2013 key control programs

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Seminar Schedule

Experts Providing Internal Audit Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Audit Basic Training


Internal Audit Advanced Training


The Art of Internal Audit Reporting


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Multiday Training Academy


Using COSO 3 Day Course


Continuous Auditing & Monitoring


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Multiday Academy


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Testimonials


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Resources

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TAG Blog Posts
Compliance Resources



 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections nad in-person events presented in various cities.

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.