Internal Audit Training CPE Events
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Internal Auditing Training Risk Management
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal audit training, external audit training, internal control training, Cybersecurity training, COSO training, PCAOB Audit Standards training and project management training.


CCS presents our CPE courses in three formats: in-person training, online training with an instructor, or by on-demand training.

Corporate Compliance Seminars

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Auditing Cybersecurity
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Active Listening
Ask, Get, Perform
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Audit 101
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Ethics
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"Frauditing"
Green Book Standards
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Risk ID
Project Management
SOX for CPAs
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CPE Online PCAOB Training
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PCAOB AS 2501
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CPE Online Procurement to Payment Courses
Auditing Procure to Pay
Continuous Auditing
Detecting Fraud in P2P


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PCAOB Inspection Recap PCAOB AS 2501

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Using COSO Training
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AML/BSA Basics
Bank Auditors & Fraud
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FinCEN's CDD Rule
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Red Flags & Risky AML
Identity Issues in Banking


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PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105
SOX for the CPA
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CPE Online Internal Auditor Training

Internal Control Events

CPE Online Cybersecurity & ITGC Courses

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Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The CPE Event Instructors

John Blackshire
David Marshall
Robert Berry
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group
 

Organizations Attending Seminars



COSO Compliance Training Academy - 16 CPEs



Internal Controls Focused Events

Offered periodically on Tuesday-Friday's in 2021

Find Next CPE Event Now

CPE Internal Controls Training Courses for the IIA member, CPA, CFE and CISA. Best source for real world COSO and Cybersecurity training workshops

Focuses on the skills need by professionals working on COSO 2013 compliance programs

Our academy approach contains the relevant information which professionals will need to fulfill the "Internal Control Life Cycle" using the "top-down, risk-based" approach.

We teach the background knowledge sources, provide advice on how to conduct risk assessments, discuss scoping, and review how to plan the assessment of an internal control framework. Risk management activities are the key process to determine the requirement of the ICFR assessment program. The program deliverables should lead to management's opining on the status of the internal control framework in reference to the SEC reporting requirements.

We have created detailed workshop materials based on our experiences with the creation and validation of internal controls over financial reporting (ICFR).

This sixteen hour CPE course provides you with the tradecraft skills to implement a compliance program that is consistent with COSO 2013 and Sarbanes-Oxley compliance:

Introduction - Dr. Deming's Thoughts on Quality - SEC ICFR Reporting

Internal Control Concepts and Challenges

Available Internal Control Frameworks

Business Objectives to Risk Assessments

Performing Risk Assessments within the Business Process

Performing Risk Assessments within the IT Activity

Identifying Key Controls

Assessing Design - Testing Effectiveness

Evaluating Control Deficiencies and their future

Opining and Certification

Keys to successful ICFR assessment

Building a culture of compliance

Top COSO 2013 key control programs

What You Get!!!:

We present the roadmap to having the skills and knowledge to work on COSO 2013 compliance.

Relax, learn and enjoy expert instructor presentations, group discussions, role-playing, audit and compliance exercises, white-board diagramming and simulations.

Links to details on this internal control training course:
. CPE Event Highlights
. Course Learning Objectives
. Key Issues on the Course Agenda

The retail cost of this 16 CPE event is $1,200.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $2,300.00 (3) $3,300.00 (4) $4,300.00 (5) $5,400.00.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 16 CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Basic
Prerequisites: None
Advance Preparation: None
Delivery Format: Group Internet Based
NASBA Field(s) of Study: Auditing, Business Law, Business Management & Organization, Behavioral Ethics
CPE Credits: 16, based on 50 minutes of instruction per hour

Testimonials:

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Our instructors are experts in risk management, auditing, corporate accounting, executive management, information technology and CPA firm operations. Our goal is to provide expert advice on COSO ERM, COSO, FDICIA, COBIT, NIST, ITIL, CMMI, FCPA, PCAOB standards, AICPA standards and cyber risk management.

Upcoming Online COSO Compliance Training Academies:

Day - Date
Event Timing
October
25-29
2021
Webinar Presentation
Tuesday-Friday, October 26-29, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
Confirmed Event

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Lunch 12:00 to 12:30
November
15-19
2021
Webinar Presentation
Tuesday-Friday, November 16-19, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
December
13-17
2021
Webinar Presentation
Tuesday-Friday, December 14-17, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
Confirmed Event

Signup Now

Lunch 12:00 to 12:30

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ERM CPE CPA CIA IIA GAO CISA Internal Audit Controls risk training course workshop compliance sox 404 COSO ICFR ITGC COBIT NIST Principles framework standard writing write report fraud best analytic workpapers NASBA

Benefits of Attending

- Review how COSO 2013 is structured
- Understand the skills necessary to design, implement and test controls
- Know the key program management deliverables within a COSO 2013 program
- Review the implications for using COSO 2013 and its assessment

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Course Learning Objectives

- Defining "internal control framework" within an organization
- Describing the COSO 2013 Framework and its documents to management
- Positioning attendees to design, implement and assess internal controls at all levels
- Understanding the gaps and shortcomings in COSO 2013 compliance

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Key Issues on the Course Agenda


Introductions
- Introductions
- Dr. Deming's Thoughts on Quality
- SEC ICFR Reporting Requirements

Section One - Internal Control Concepts and Challenges
- Pareto's Law
- Moore's Law
- The Business Model
- Five Layers of Business Objectives
- Enterprise Risk Management (ERM)
- Internal Controls
- Integration of Internal Controls
- Internal Controls over Financial Reporting (ICFR)
- Six Layers of Key Controls for ICFR
- Challenges with Humans
- Ownership is Required for Everything
- Communications

Section Two - Available Internal Control Frameworks
- COSO Enterprise Risk Management (COSO ERM 2017)
- COSO 2013 - 17 Principles and 85 Points of Focus
- ISACA Control Objectives for Information and Related Technologies (COBIT
) - Basel Committee on Banking Supervision (Basel II)
- Federal Deposit Insurance Corporate Improvement Act of 1991 (FDICIA)
- Internal Control Program Charter - How does an integrated program address ERM, COSO, COBIT, Basel II and FDICIA
- How Effective is Your ICFR? (Exercise)

Section Three - Business Objectives to Risk Assessments
- The Business Model to Identified Risks
- Layers of Risk Assessment
- ERM Best Practices
- Operations Risk Assessment
- Compliance Risk Assessment
- Information Technology Risk Assessment
- Financial Statement Risk Assessment
- The Big Three Connections - Business Objective - Risk - Control
- Measuring Residual Risk vs Inherent Risk
- Entity Level Controls Integration within the COSO Framework (Exercise)

Section Four - Performing Risk Assessments within the Business Process
- Significant accounts and their transaction sources
- Application software and transaction flow within business processes
- Business Objectives - Risks - Internal Controls relationship
- Risk Assessment within the Business Process
- Business Process Assertions - CAVR-C
- The "usual" suspects within a business process for misstatements
- Business process documentation standards (Exercise)
- Origination Services business process (Exercise)

Section Five - Performing Risk Assessments within the IT Activity
- Significant IT General Controls
- Risk Assessment within the IT Activity
- IT Activity Assertions
- The "usual" suspects within IT General Controls for material weaknesses
- IT Activity documentation standards (Exercise)

Section Six - Identifying Key Controls
- The labels controls carry - Entity - Process - ITGC - Preventive - Detective - Manual - Automated - Compensating - Review
- Key controls vs non-key controls
- Classifying controls in a business process exercise
- Information presented in reports and dashboards (IPE) Controls
- Business Process Key Controls (Exercise)

Section Seven - Assessing Design - Testing Effectiveness
- The walkthrough process
- Walkthrough interviewing using S.P.I.N.
- How to get to the facts
- Establishing a "Fact"
- Assessing the design of controls
- Elements maturity within business processes
- Testing for operation effectiveness of controls
- Methods of testing business process controls
- Sample size and sampling methodologies
- Defining and documenting an issue noted in testing
- Origination Services key controls testing (Exercise)

Section Eight - Evaluating Control Deficiencies and their future
- SEC's Definitions concerning Deficiencies
- Categories of Internal Control Deficiencies
- Determining materiality
- Documenting a deficiency
- Measuring the deficiency
- Determining the "Root Cause"
- Remediation
- Retesting
- Tracking of deficiencies (Exercise)

Section Nine - Opining and Certification
- COSO 2013 Guidance on ICFR Assessments
- Assessment vs Audit
- SEC Requirements
- Evidence to support management's assessment
- Certification of "ICFR"
- Opining to the External Auditor & SEC

Section Ten - Summary
- Keys to successful ICFR assessment
- Building a culture of compliance
- Top COSO 2013 key control programs

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Seminar Schedule

Experts Providing Internal Audit Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, online webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a online webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

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We can provide training seminars at your company's location. Contact us for details.

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Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Audit Basic Training


Internal Audit Advanced Training


The Art of Internal Audit Reporting


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Multiday Training Academy


Using COSO 3 Day Course


Continuous Auditing & Monitoring


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Multiday Academy


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training



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Corporate Compliance Seminars
     


Instructor-led online seminars are presented via live internet connections and in-person events presented in various cities. CCS focuses on internal audit training and internal controls training.

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.