 |
Corporate Compliance Seminars - Left Menu, Internal Control Pages
|
World Class Enterprise Risk Management Training Seminar
A Practical Approach to ERM
"Effective risk management allows an organization to have the confidence to take risks."
The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has unveiled an update to its Enterprise Risk Management - Integrated Framework and is seeking public comment of the proposal, from June 15 through Sept. 30. The update, Enterprise Risk Management - Aligning Risk with Strategy and Performance, is designed to address the needs of all organizations to improve their approach to managing new and existing risks as a way to help create, preserve, sustain, and realize value.
Corporate Compliance Seminars' professionals have been involved in the design, implementation and assessment of risks for over 20 years. We have conducted assessments, audits and trained thousands of auditors, compliance professionals, IT personnel, executives and Audit Committees in the "textbook" and real-world approaches to managing risk. Our CPE seminars are instructed by auditors and business directors who understand the daily challenges of ERM.
Our CPE seminars are as entertaining as they are informative. Sit back and enjoy; be engaged and educated in a casual atmosphere of information exchange. We will not bore you!
This eight-hour CPE course provides you with a more in-depth look at how to implement an ERM program. We will look at the draft of the COSO ERM update.
This CPE seminar is for experienced business professionals. Attendees are required to have a detailed knowledge of the organizaiton's business objectives.
Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda
The retail cost of this CPE seminar is $495.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $940.00 (3) $1,340.00 (4) $1,680.00 (5) $1,980.00.
To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.
Testimonials:
Each attendee will receive 8 Auditing CPE Hours (YB). A certificate of completion will be provided.
Our instructors are experts in risk management, auditing, corporate accounting, executive management, information technology and CPA firm operations. Our goal is to provide expert advice on COSO ERM, COSO, FDICIA, COBIT, NIST, ITIL, CMMI, FCPA, PCAOB standards, AICPA standards and cyber risk management.
Corporate Compliance Seminars is licensed by the AICPA to provide COSO 2013 training.
You can purchase the COSO ERM and/or COSO 2013 documents from the AICPA Book Store. To purchase click here.
Upcoming World Class Enterprise Risk Management Training Seminars:
| |
|
|
|
|
|
| |
|
|
City |
Day - Date |
Event Timing |
| |
|
|
|
|
|
| |
|
|
January |
6-10 |
2020 |
| |
|
|
Albuquerque, NM |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Columbus, OH |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Glendale, CA |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Jacksonville, FL |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Miami, FL |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Midland, TX |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Paramus, NJ |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Round Rock, TX |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Stamford, CT |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Tulsa, OK |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Washington, DC |
Wednesday, January 8, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Springfield, IL |
Thursday, January 9, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
-->
| |
|
|
January |
13-17 |
2020 |
| |
|
|
Irvine, CA |
Monday, January 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Allentown, PA |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Bentonville, AR |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Columbus, GA |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Deerfield, IL |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Laredo, TX |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Ontario, CA |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Rochester, MN |
Wednesday, January 15, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
El Paso, TX |
Thursday, January 16, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Ownings Mills, MD |
Thursday, January 16, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Indianapolis, IN |
Friday, January 17, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Jersey City, NJ |
Friday, January 17, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Memphis, TN |
Friday, January 17, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
January |
20-24 |
2020 |
| |
|
|
Frisco, TX |
Thursday, January 23, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Milwaukee, WI |
Thursday, January 23, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Overland Park, KS |
Thursday, January 23, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Sacramento, CA |
Friday, January 24, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Salt Lake City, UT |
Friday, January 24, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
January |
27-31 |
2020 |
| |
|
|
| |
|
|
Richmond, VA |
Wednesday, January 29, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
San Jose, CA |
Wednesday, January 29, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Birmingham, AL |
Thursday, January 30, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Cherry Hill, NJ |
Thursday, January 30, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Diamond Bar, CA |
Thursday, January 30, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Fort Worth, TX |
Thursday, January 30, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
New Orleans, LA |
Thursday, January 30, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
February |
3-7 |
2020 |
| |
|
|
Asheville, NC |
Wednesday, February 5, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Bryan, TX |
Wednesday, February 5, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Boston, MA |
Thursday, February 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Charlotte, NC |
Thursday, February 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Chicago, IL |
Thursday, February 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Denver, CO |
Thursday, February 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
El Segundo, CA |
Thursday, February 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Radnor, PA |
Thursday, February 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
February |
10-14 |
2020 |
| |
|
|
Jackson, MS |
Tuesday, February 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Alameda, CA |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Albany, NY |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Anaheim, CA |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Atlanta - Buckhead, GA |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Garland, TX |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
League City, TX |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Pittsburgh, PA |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Princeton, NJ |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Tampa, FL |
Thursday, February 13, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
March |
2-6 |
2020 |
| |
|
|
Bloomington, IL |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Chattanooga, TN |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Evansville, IN |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Pensacola, FL |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Round Rock, TX |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Sherman Oaks, CA |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Toledo, OH |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Wichita, KS |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Wilmington, DE |
Wednesday, March 4, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Arlington, TX |
Friday, March 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Grand Rapids, MI |
Friday, March 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Houston - Energy, TX |
Friday, March 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
San Bernardino, CA |
Friday, March 6, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
March |
9-13 |
2020 |
| |
|
|
Boise, ID |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Deerfield, IL |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Fort Myers, FL |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Fort Wayne, IN |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Glendale, AZ |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Midland, TX |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Rye, NY |
Wednesday, March 11, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
March |
16-20 |
2020 |
| |
|
|
Albuquerque, NM |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Allentown, PA |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Biloxi, MS |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Birmingham, AL |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Duluth, MN |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
El Paso, TX |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Melbourne, FL |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Tucson, AZ |
Wednesday, March 18, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Atlanta, GA |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Bloomington, MN |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Los Angeles - Downtown, CA |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Memphis, TN |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Paramus, NJ |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Scottsdale, AZ |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
West Palm Beach, FL |
Friday, March 20, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
March |
23-27 |
2020 |
| |
|
|
Alexandria, VA |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Bentonville, AR |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Boston, MA |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Columbus, GA |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Redmond, WA |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Roanoke, VA |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Springfield, IL |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Springfield, MA |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Waco, TX |
Wednesday, March 25, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Oak Brook, IL |
Thursday, March 26, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Oklahoma City, OK |
Thursday, March 26, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
March-April |
30-3 |
2020 |
| |
|
|
Augusta, GA |
Wednesday, April 1, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Charlottesville, VA |
Wednesday, April 1, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Montgomery, AL |
Wednesday, April 1, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Providence, RI |
Wednesday, April 1, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Sacramento, CA |
Wednesday, April 1, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
Tacoma, WA |
Wednesday, April 1, 2020 |
8:45 to 4:45 |
|
Signup Now |
|
| |
|
|
| |
|
|
|
|
|
| |
|
|
| |
|
|
|
|
|
| |
|
|
Refer to our Seminar Cities Index for a list of our seminar locations. The individual city
pages provide a listing of topics being presented. Our Seminar Cities by Week provides a
guide to the locations during a calendar week.
Benefits of Attending
- How COSO ERM is structured
- How ISO 31000 is Structured
- Key differences betweek COSO ERM and COSO 2013
- Benefits and challenges of the Enterprise Risk Management
top of page
Seminar Highlights
- The Components of COSO ERM and ISO 31000
- Logic presented by the COSO ERM Components
- The structure used to describe the COSO ERM Framework
- How to gauge the effectiveness of Risk Management
- How to build a "Culture of Compliance
top of page
Learning Objectives
- Defining "risk management framework" within an organization
- Describing the COSO ERM Framework and its documents to management
- Positioning attendees to begin planning how to use ERM
top of page
Key Issues on the Agenda
Introductions
Section 1 - Introduction and Overview
- Hindsight-Insight-Foresight
Section 2 - What is "Risk" and its Impact?
- What is "Risk"?
- What do "Boards of Directors" think?
- Example of taking a big risk
- Defining ERM
- Risk Demensions
- Risk Management Maturity
Section 3 - COSO 2013 Internal Control Framework
- Internal control defined
- Control Environment
- Risk Assessment
- Control Activities
- Information & Communication
- Monitoring Activities
Section 4 - Risk Strategies with COSO ICIF
- Specifies suitable objectives
- Corporate objectives and strategic plans
- Identify and analyze risk
- Enterprise risk assessment
- Financial statement risk assessment
- Financial statement assertions
- Assess fraud risk
- Significant change
Section 5 - Risk Strategies with Sarbanes-Oxley Act
- Sarbanes-Oxley Act
- PCAOB
- Corporate Responsibility for Financial Reports
- Code of Ethics
- Enhancement of White Collar Crime Penalties
- Why Do We Need Internal Controls?
Section 6 - Risk Strategies with COSO ERM, AS5 and ISO
- Effective Enterprise Risk Management Program
- The COSO Risk Management Model
- Risk Factors from PCAOB AS5
- What is the external auditor supposed to do?
- Information technology risk factors
- ISO 31000: 2009 Risk Management
- COSO ERM 2.0 - "Five Components of Risk"
- Calculating Your "Risk Appetite"
Section 7 - Risk Strategies with ARMICS
- What is "ARMICS"?
- Example of how to approach your "Risk Management Program"
- What about your employee risks?
- Risk software
Section 8 - Risk Reaction and Response
- Fight or Flight?
- 12-Step Program to ERM
- Risk Management is Not Perfect.
Section 9 - Assessing Internal Controls
- Identify the "Key" Controls
- Test and Remediate the Controls
- How Do We Test Controls?
- Identify the Lines of Defense
- Continuous Monitoring of KPI's and Risks
- Achieve the "Risk-Control Balance"
Section 10 - Going Forward
|
-->
top of page
Seminar Schedule
Internal Control & CPA Focused Training Seminars
Corporate Compliance Seminars presents two families of professional continuing education (CPE) seminars:
Internal Control & CPA Focused Training Seminars (Details)
Internal Auditor Focused Training Seminars (Details)
The internal control seminars we present can benefit a variety of attendees:
- Non-accelerated filers who may just be getting their documentation underway for Section 404 compliance,
- Public companies looking to improve their effectiveness and efficiency of their Section 404 compliance,
- Nonprofit organizations, governmental agencies and other groups that want to improve the integration of their governance, risk and compliance (GRC) efforts,
- Executives and Board of Directors members who can gain insights from our "Best Practices" examples to really understand SOX Section 404,
- Anyone finds practical advice from our real-world experience with the implementation of internal controls over financial reporting (ICFR).
The internal audit seminars we present can benefit a variety of attendees:
- The new internal auditor can be oriented to the profession and the work,
- Auditors looking for improvements in their approach and knowledge,
- Professionals looking to improve the content of their workpapers and the impact of audit reports,
- Any organization that desires to improve the effectiveness of its internal audit department,
- Audit Managers looking for education concerning current audit issues,
- Practical advice based on our real-world experience with being the auditee, an internal auditor and an external auditor.
Experts Providing CPE Training Seminars
Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.
Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.
Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.
Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.
Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).
Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.
|
|
 |
