Corporate Compliance Seminars
Home HOME About Us ABOUT CCS Contact Us CONTACT CCS In-Person IN-PERSON EVENTS SCHEDULE Virtual VIRTUAL WEEKLY EVENTS CALENDER
Corporate Compliance Seminars

Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal audit training, external audit training, internal control training, Cybersecurity programs, COSO training, PCAOB audit training and project management training.



CCS presents our CPE courses in-person, virtually with an instructor, or by on-demand delivery.

Corporate Compliance Seminars

Virtual Weekly Events Calendar


In-Person Events
Auditing Cybersecurity
New Auditors
Audit Leaders
Forensic Accounting
ITGC Audits
COSO Framework
MAR Programs
Insurance Cybersecurity

In-Person Event Cities

Virtual Auditor Tradecraft Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Virtual Auditor Focused Events
Overview
Art of Audit Report Writing
Ask, Get, Perform
Auditing Social Media
Auditor 101
Auditor 201
Audit Advanced Training
Audit Basic Training
Audit Sampling
Conflict Resolution
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
"Frauditing"
IT General Controls
Managing Audit Quality
PCAOB Events
Auditing Procure to Pay
PMP Academy
SOX for the CPA
SOX Cybersecurity
SSAE SOC Audits
Understand Cybersecurity

 

Virtual Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
SOX Cybersecurity
Understanding Cyber
Understanding COSO
World Class ERM

Virtual PCAOB Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105

Virtual Securing the Procure to Pay Process Events
Auditing Procure to Pay
Continuous Auditing
Detecting Fraud in P2P


On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Virtual Multi-Day CPE Events

Virtual Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SOX Cybersecurity
SSAE SOC Training

Virtual Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Virtual Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

Virtual CPA & Other Events

PCAOB Tradecraft
Project Management
SOX Cybersecurity
SSAE SOC Training

Virtual Cybersecurity Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management
SOX Cybersecurity

Virtual Banking Industry Events
AML/BSA Basics
Bank Auditors & Fraud
Banking Fraud Prevention
Compliance Failures
FFIEC Cybersecurity
FinCEN's CDD Rule
IABT - Banking
Red Flags & Risky AML
Identity Issues in Banking


Virtual PCAOB Focused Events Focused Events
Audit Sampling
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Tradecraft B-D
PCAOB Standards
PCAOB AS 1300
PCAOB AS 2105
PCAOB AS 2315
2315 Substantive Testing
2315 Control Testing
PCAOB AS 2501
PCAOB AS 3101
PCAOB AS 3105
SOX for the CPA
SSAE SOC Training

Virtual Auditor Focused Events

Virtual Internal Control Events

Virtual Information Technology Events

Virtual Insurance Industry Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group
 

Organizations Attending Seminars



Being an Audit Leader - 24 CPEs



In-Person Events

Offered periodically in-person on Monday-Wednesday in 2021

Find Next Event Now

CPE Internal Audit Training Courses for the IIA member, CPA, CFE and CISA. Best source for real world internal training workshops

Are your audit leadership skills working to get the job done?

This in-person event is focused on helping attendees in mastering the skills necessary to efficiently lead audit teams. This course provides new leaders with the tools needed to effectively lead audit teams, while exploring the life cycle of an audit from an audit leader's perspective.

"This course is not just for auditors or new audit leaders, it is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

During this course, you will examine and practice the skills needed to lead by learning how to supervise and develop an audit team, manage change, and effectively manage relationships with not only your team, but also with the CAE, executive management, and the audit committee.

This course is designed for internal auditors with 2-10 years of experience who want to learn the concepts, tools, and techniques to enhance their effectiveness as an audit manager.

We use this delivery approach to allow for a focus on individual development and learning from our very experienced auditor educators.

Links to details on this internal audit training course:

. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The cost of this internal audit training seminar is $1,875.00 for each attendee.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Intermediate to Advanced
Prerequisites: Participants should come with a knowledge of the auditing process.
Advance Preparation: A number of documents will be provided in advance.
Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
NASBA Field(s) of Study: Auditing
CPE Credits: 24, based on 50 minutes of instruction per hour

Testimonials concerning this internal audit training course:

View All Testimonials

Upcoming Being an Audit Leader In-Person Events

Day - Date
Event Timing
October
4-8
2021
Boca Raton, Florida
Monday-Wednesday, October 4-6, 2021 Daily 9:00 a.m. - 4:45 p.m. Eastern Time
......

Signup Now

Lunch Provided 12:00 to 12:30
Kansas City, Missouri
Monday-Wednesday, October 4-6, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

Signup Now

Lunch Provided 12:00 to 12:30
Reno, Nevada
Monday-Wednesday, October 4-6, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

Signup Now

Lunch Provided 12:00 to 12:30
November
1-5
2021
Oak Brook, Illinois
Monday-Wednesday, November 1-3, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

Signup Now

Lunch Provided 12:00 to 12:30
Short Hills, New Jersey
Monday-Wednesday, November 1-3, 2021 Daily 9:00 a.m. - 4:45 p.m. Eastern Time
......

Signup Now

Lunch Provided 12:00 to 12:30
Woodland Hills, California
Monday-Wednesday, November 1-3, 2021 Daily 9:00 a.m. - 4:45 p.m. Pacific Time
......

Signup Now

Lunch Provided 12:00 to 12:30
December
6-10
2021
Arlington, Texas
Monday-Wednesday, December 6-8, 2021 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

Signup Now

Lunch Provided 12:00 to 12:30
Dulles, Virginia
Monday-Wednesday, December 6-8, 2021 Daily 9:00 a.m. - 4:45 p.m. Eastern Time
......

Signup Now

Lunch Provided 12:00 to 12:30
Las Vegas, Nevada
Monday-Wednesday, December 6-8, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

Signup Now

Lunch Provided 12:00 to 12:30
January
24-28
2021
Denver Tech Center, Colorado
Monday-Wednesday, January 24-26, 2022 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

Signup Now

Lunch Provided 12:00 to 12:30
New Orleans, Louisiana
Monday-Wednesday, January 24-26, 2022 Daily 9:00 a.m. - 4:45 p.m. Central Time
......

Signup Now

Lunch Provided 12:00 to 12:30
February
7-11
2021
Scottsdale, Arizona
Monday-Wednesday, February 7-9, 2021 Daily 9:00 a.m. - 4:45 p.m. Mountain Time
......

Signup Now

Lunch Provided 12:00 to 12:30

top of page

CPE CPA CIA IIA GAO CISA Internal Audit basic fundamentals risk training course workshop compliance sox 404 COSO ICFR ITGC COBIT NIST Principles framework standard writing write report fraud best analytic workpapers NASBA

Internal Auditor Seminar Highlights

. What are Auditing Standards?
. Understanding Risk Assessment.
. Understanding the elements of an effective organizational culture.
. Best Practices in creating an internal audit function.
. Best Practices in conducting audit fieldwork.
. Best Practices for testing internal controls and business processes.
. Audit verbal and written communications defined.
. Best Practices for testing internal controls.
. Best Practices in creating internal audit reporting tools.
. What to include and not include in each audit report.
. Essential sections of each type of audit report.
. How to properly document credibility determinations.
. Principles of clear and concise reporting.

top of page

Event Learning Objectives

. Identify the mission of internal audit and the audit model as they relate to the individual audit leadership role.
. Identify the internal control environment and risk presented in the entity-level control environment.
. Compare the roles and responsibilities of the board of directors and the audit committee, and executive management and management-level committees.
. Identify the audit engagement responsibilities of an audit leader.
. Identify audit leader responsibilities for audit planning, including defining the audit plan, setting the audit budget, resources, and schedule, project management tools, and reviewing the risk assessment, risk matrix, and internal controls.
. Identify audit leader responsibilities for audit fieldwork, including effective monitoring and feedback, and root cause analysis.
. Identify audit leader responsibilities as they relate to audit reports and audit wrap up.
. Identify the Audit Quality Framework and the formal quality assurance standards that the internal audit function is required to follow.
. Identify key concepts necessary to supervising and developing audit staff.
. Identify leadership skills necessary for audit leaders.
. Identify strategies necessary for managing change effectively.
. Identify strategies necessary for managing relationships and marketing the internal audit function from an audit leader perspective.
. Identify innovative problem solving techniques.

top of page

Key Internal Audit Issues on the Agenda



Introduction Section 1 The Audit Function Essentials
Section 2 Core Competences for Auditors
Section 3 Organizational Change
Section 4 Comprehensive Audit Work Instructions
Section 5 Underlying Tradecraft for Auditors
Section 6 Focus on the Goal "Organizaitonal Behavior Change"
Section 7 Interviewing Skills
Section 8 Small Team Dynamics
Section 9 The Power of Project Deliverables
Section 10 Continuous Improvement for All
Section 11 Underlying Communications Tradecraft
Section 12 Maturity Model Concept
Section 13 Catalyst for Change
Section 14 Concluding the Audit
Section 15 Summary and Wrap-Up

top of page

Seminar Schedule

Experts Providing Internal Audit Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

top of page

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!
Corporate Compliance Seminars

Make a Payment After Sign-up

Contact Us

About Us

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Price Comparison


Weekly Virtual Events Calendar


Forensic & Investigative Accounting



Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Audit Basic Training


Internal Audit Advanced Training


The Art of Internal Audit Reporting


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Multiday Training Academy


Using COSO 3 Day Course


Continuous Auditing & Monitoring


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Multiday Academy


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Testimonials


View All


Resources

Resources for Auditors
TAG Blog Posts
Compliance Resources



 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections nad in-person events presented in various cities.

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).

Our events are targeted at members of the IIA, AICPA, ISACA, ACFE and other professional groups that recognize the National Registry of CPE Sponsors CPE credits.