Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
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Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Audit Sampling
Broker Dealer Audits
Continuous Auditing
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses



External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
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Chaska, MN
Chattanooga, TN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, GA
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
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Dulles, VA
East Berlin, CT
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Framingham, MA
Franklin, TN
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
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Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Forensic Accounting for Fraud

Fraud is a serious problem organizations need to prepare for and looking for.

Any Internal Audit function needs support management's efforts to establish a culture that embraces ethics, honesty, and integrity. Internal Auditors assist management with the evaluation of internal controls used to detect or mitigate fraud, evaluate the organization's assessment of fraud risk, and are involved in any fraud investigations.

What is forensic accounting and how does the Internal Audit function approach its detection and investigation?

This CPE Event provides an overview of the concepts along with the techniques and processes used by forensic accounting to identify whether fraud has occurred.

This timely, CPE training seminar is designed for the accountant or internal auditor who has to be aware of how to approach using Forensic Accounting in their audit function.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda
. Professional Organizations that focus on Forensic Accounting Issues
. Organizations that concern themselves with Fraud Detection and Prevention

The retail cost of this CPE seminar is $345.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $650.00 (3) $930.00 (4) $1,170.00 (5) $1,380.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 4 Auditing Hours CPE (YB). A certificate of completion will be provided.

 Upcoming Forensic Accounting for Fraud CPE Events:

City
Day - Date
Event Timing
Atlanta, GA
Friday morning, December 6, 2019 8:45 to 12:45

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Bethesda, MD
Friday morning, December 6, 2019 8:45 to 12:45

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Jersey City, NJ
Friday morning, December 6, 2019 8:45 to 12:45

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St. Louis Park, MN
Friday morning, December 6, 2019 8:45 to 12:45

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Walnut Creek, CA
Friday morning, December 6, 2019 8:45 to 12:45

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Knoxville, TN
Thursday morning, December 12, 2019 8:45 to 12:45

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Miami - Airport, FL
Friday morning, December 13, 2019 8:45 to 4:45

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Overland Park, KS
Friday morning, December 13, 2019 8:45 to 4:45

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Seattle - Downtown, WA
Friday morning, December 13, 2019 8:45 to 4:45

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San Diego, CA
Friday morning, December 13, 2019 8:45 to 4:45

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Austin - Downtown, TX
Friday morning, December 20, 2019 8:45 to 4:45

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Bloomfield Hills, MI
Friday morning, December 20, 2019 8:45 to 4:45

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Charlotte, NC
Friday morning, December 20, 2019 8:45 to 4:45

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Chicago - Loop, IL
Friday morning, December 20, 2019 8:45 to 4:45

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Princeton, NJ
Friday morning, December 20, 2019 8:45 to 4:45

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Woodland Hills, CA
Friday morning, December 20, 2019 8:45 to 4:45

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January
6-10
2020
Peoria, AZ
Tuesday, January 7, 2020 8:45 to 4:45

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Glendale, CA
Wednesday, January 8, 2020 8:45 to 4:45

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Jacksonville, FL
Wednesday, January 8, 2020 8:45 to 4:45

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Miami, FL
Wednesday, January 8, 2020 8:45 to 4:45

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Midland, TX
Wednesday, January 8, 2020 8:45 to 4:45

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Paramus, NJ
Wednesday, January 8, 2020 8:45 to 4:45

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Round Rock, TX
Wednesday, January 8, 2020 8:45 to 4:45

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Stamford, CT
Wednesday, January 8, 2020 8:45 to 4:45

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Tulsa, OK
Wednesday, January 8, 2020 8:45 to 4:45

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January
13-17
2020
Allentown, PA
Wednesday, January 15, 2020 8:45 to 4:45

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Bentonville, AR
Wednesday, January 15, 2020 8:45 to 4:45

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Columbus, GA
Wednesday, January 15, 2020 8:45 to 4:45

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Deerfield, IL
Wednesday, January 15, 2020 8:45 to 4:45

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Larado, TX
Wednesday, January 15, 2020 8:45 to 4:45

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Ontario, CA
Wednesday, January 15, 2020 8:45 to 4:45

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Rochester, MN
Wednesday, January 15, 2020 8:45 to 4:45

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Irvine, CA
Thursday, January 16, 2020 8:45 to 4:45

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Ownings Mills, MD
Thursday, January 16, 2020 8:45 to 4:45

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Indianapolis, IN
Friday, January 17, 2020 8:45 to 4:45

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Jersey City, NJ
Friday, January 17, 2020 8:45 to 4:45

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Memphis, TN
Friday, January 17, 2020 8:45 to 4:45

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January
20-24
2020
Frisco, TX
Thursday, January 23, 2020 8:45 to 4:45

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Milwaukee, WI
Thursday, January 23, 2020 8:45 to 4:45

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Overland Park, KS
Thursday, January 23, 2020 8:45 to 4:45

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Sacramento, CA
Friday, January 24, 2020 8:45 to 4:45

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Salt Lake City, UT
Friday, January 24, 2020 8:45 to 4:45

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January
27-31
2020
Richmond, VA
Wednesday, January 29, 2020 8:45 to 4:45

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San Jose, CA
Wednesday, January 29, 2020 8:45 to 4:45

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Birmingham, AL
Thursday, January 30, 2020 8:45 to 4:45

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Cherry Hill, NJ
Thursday, January 30, 2020 8:45 to 4:45

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Diamond Bar, CA
Thursday, January 30, 2020 8:45 to 4:45

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Fort Worth, TX
Thursday, January 30, 2020 8:45 to 4:45

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New Orleans, LA
Thursday, January 30, 2020 8:45 to 4:45

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February
3-7
2020
Little Rock, AR
Wednesday, February 5, 2020 8:45 to 4:45

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Madison, WI
Wednesday, February 5, 2020 8:45 to 4:45

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Omaha, NE
Wednesday, February 5, 2020 8:45 to 4:45

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Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

- Internal Control Principles and Fraud Management
- Forensic Accounting Skill Set
- Understanding the people that commit fraud
- Overview of fraud classification
- Financial Statement Fraud Analysis

- "Best Practice" Anti-Fraud Controls

- Using Software Tools to examine "Big Data"

- Using Software Tools to examine "Metadata"

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Learning Objectives

- Attendees will understand how forensic accounting is part of the internal auditor function.
- Attendees will learn how to identify fraud risks
- Attendees will review best practices in fraud prevention and detection programs
- Attendees will what software tools are available for the forensic project.

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Key Issues on the Agenda


Introduction

Section 1 - Internal Control Frameworks for Fighting Fraud
- What is Corporate Fraud?
- What is Forensic Accounting?
- Forensic Accounting Skill Set
- Forensic examination services
- COSO "Fraud Risk Management" Model
- External Auditor's Responsibilities

Section 2 - The Fraud Perpetrators
- Things that do not prevent fraud.
- "Violators of Trust"
- "The Fraud Triangle"
- Who are the "Fraud Perpetrators"?
- Where is the "Fraud"?
- Behavioral Red Flags
- Fraud Discovery

Section 3 - Fraud Classification
- Asset Misappropriation
- Corruption
- Financial Statement Fraud

Section 4 - Financial Statement Fraud Schemes
- Top Reasons to cook the Books!
- Methods for testing for fraud
- Examples of how financial fraud is committed
- Forensic tests of financial transactions

Section 5 - Preventing and Detecting Financial Statement Fraud
- Prevention
- Detection
- Forensic Techniques
- Forensics: Financial Ratio Analysis
- Forensics: "Monday Tracing"
- Benford's Law of Numbers
- How to think like Mark Nigrini, PhD, MBA
- Computer Forensics

Section 6 - "Best Practice" Anti-Fraud Controls
- How are frauds concealed?
- Having a process to report fraud and other activities
- Fraud Policy
- Corporate Code of Conduct
- Segregate Incompatible Duties
- Internal Audits
- Confirmations
- Physical Security
- Human Resources Policies
- Vendor Management
- "Tone at the Top"
- Information Security
- Controls over Money Laundering (AML)

Section 7 - Software Tools and Techniques for Fighting Fraud
- Fraud Examination Software
- Forensic, Data Extraction and Analysis Tools
- Case Management Software

Section 8 - Creating a Fraud Risk Assessment
- The Heat Map - 80% - 15% - 5% Rule
- Where in the organization's functions will the fraud occur?

Section 9 - Forensic Examinations
- Electronic Data Recovery (EDR) Model
- Metadata Extraction
- Metadata Extraction Tools for PDF files
- Metadata Extraction Tools for Image files
- Metadata Extraction Tools for general files
- History and Custody of Documents and Files
- Document Examination
- Social Media Research
- T&E Forensic Analysis Example

Section 10 - Summary and Wrap-up

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Professional Organizations that focus on Forensic Accounting Issues


Association of Certified Fraud Examiners The ACFE is the world's largest anti-fraud organization. Together with more than 85,000 members, the ACFE is reducing business fraud worldwide and inspiring public confidence in the integrity and objectivity within the profession.

Certified Insolvency and Reorganization Accountant (CIRAs) The Association of Insolvency and Restructuring Advisors (AIRA) is a nonprofit professional association serving financial advisors, accountants, crisis managers, business turnaround consultants, lenders, investment bankers, attorneys, trustees and other individuals involved in the fields of business turnaround, restructuring, bankruptcy and insolvency.

Forensic CPA Society (FCPA) The FCPA Society was founded July 15, 2005 with the purpose of promoting excellence in the forensic accounting profession.

National Association of Certified Valuation Analysts The National Association of Certified Valuators and Analysts (NACVA) supports the users of business and intangible asset valuation services and financial litigation services, including damages determinations of all kinds and fraud detection and prevention, by training and certifying financial professionals in these disciplines.

Canadian Institute of Chartered Accountants (CICA) Chartered Professional Accountants of Canada (CPA Canada, formerly the Canadian Institute of Chartered Accountants (CICA)) in association with the American Institute of Certified Public Accountants (AICPA) now offers the Certified in Financial Forensics (CFF) credential to members of CPA Canada.

Association of Certified Forensic Investigators of Canada Certified Forensic Investigators (CFIs) are professional fraud investigators who have by experience, education and examination satisfied the requirements of the Association of Certified Forensic Investigators of Canada (ACFI) and have been admitted as regular members of the Association. Certified Forensic Investigators are valued for their integrity and expertise.

Association of Certified Fraud Specialists (CFS) This organization directs its efforts at providing affordable, quality training opportunities to the fraud investigation industry.

Forensic Expert Witness Association (FEWA) This San Francisco based group is the only non-profit professional membership organization that verifies that each of its professional members has testified at least three times as an expert witness.

Association of Certified Financial Crime Specialists The Certified Financial Crime Specialist (CFCS) examination covers AML, cyber-crimes, fraud, bribery, corruption, tax evasion, sanctions, terrorist financing, compliance programs, asset recovery, crypto crimes, and investigations.

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Seminar Schedule

Organizations that concern themselves with Fraud Detection and Prevention

Association of Certified Fraud Examiners

The ACFE is the world's largest anti-fraud organization and premier provider of anti-fraud training education and certification.

Whisleblower Communication Solutions from NAVEX Global.

Ongoing reminders to keep fraud prevention top of mind, including posters with your hotline number. A positive workplace culture with open lines of communication with management. Annual training that provides employees with a deeper level of understanding of corporate fraud and appropriate ethical behavior.

Ten Essential Tips for Preventing Corporate Fraud i-Sight

The bulk of your company's fraud prevention efforts should be focused on the creation and implementation of proactive preventive techniques, including internal controls, policies, and procedures that are specifically designed to prevent fraud.

Preventing corporate fraud during organizational transformation

Change is inevitable, but it exposes companies to significant financial, occupational and compliance fraud risks - as Waste Management Inc. showed.

Five Strategies for Avoiding Corporate Fraud Science of People

Here are 5 strategies for avoiding corporate fraud in your business. ... stats from the report and end with some suggestions on preventing corporate fraud.

A Three-Point Plan to Prevent Corporate Fraud AllBusiness.com

In its simplest form, effective fraud prevention can be broken down into three pieces. The substantive policies, procedures, and activities which a company implements can be complex, but are sometimes best understood within this simple framework.

Identifying and Preventing Corporate Fraud Fraud Files Forensic

Jun 8, 2017 - Internal fraud is a huge risk to companies. Experts estimate that on average it costs companies 3% to 5% of revenue each year. When profit margins are thin, internal fraud can literally put some companies out of business. Executives are prone to underestimating the amount of fraud that exists within their companies. They want to believe that their internal controls are better, their employees are more honest, and their ability to stop fraud is more effective than that of executives at other companies.

Corporate Fraud: Tips for Fraud Prevention and Protection Shred-it

Mar 2, 2017 - Get the top 10 tips for prevention and protection against corporate fraud. Read more to secure your workplace today with these proactive.

Corporate Fraud Prevention - Now Is The Time Corporate Counsel

Jun 1, 2009 - Editor: Many companies take a reactive approach to fraud prevention and respond to fraud events only after the fact.

Small Business Fraud Prevention Tips (from Experts) Chargeback

May 18, 2018 - Fraud comes in all shapes and sizes. From suspicious employees to fraudster, a small business needs to strengthen their fraud prevention

Seven Ways to Avoid Corporate Fraud Azrael, Franz, Schwab, & Lipowitz

For more information on preventing corporate fraud or what to do in the event of such, contact a corporate fraud attorney from Azrael, Franz, Schwab & Lipowitz.

Six Strategies For Fraud Prevention In Your BusinessComplete

Jul 3, 2018 - Implement these six strategies to minimize fraud risk in your business and promote anti-fraud policy.

Fraud Prevention Keys | Corporate Governance | WhistleblowersRed Flag Reporting

May 26, 2015 - When it comes to fraud, many executives default to thinking either it won't happen here, or we don't have the resources to do anything differently. But there are five practical steps to prevent fraud that every company can manage.

Fraud prevention and detection - focus on the technological trend Financier Worldwide

How much loss could fraud cause? According to a report from the Association of Certified Fraud Examiners (ACFE), which contains an analysis of 2410 cases from January 2014 to October 2015, it is estimated that fraud could cause losses totalling 5 percent of the annual revenue of an organisation (ACFE, Report to the Nations, 2016 Global Fraud Study). Additionally, from the perspective of organisations' sustainable operation, there is a high possibility that their reputation could suffer from fraud. Despite this astonishing figure and potential reputational damage, companies still fail to appreciate the importance of establishing a sound fraud prevention and detection policy. For practical reasons, companies show indifference due to compliance costs and the naive attitude that fraud will never affect them. This financial strategy and careless view ensure that fraud continues.

Strong Corporate Governance Needed for Managing Fraud Risk Kaufman Rossin

Nov 30, 2017 - Fraud risk threatens firms of all sizes, and managing that risk starts at the top.

The median loss from a single case of occupational fraud is $150,000, with 23% of cases resulting in losses of $1 million or more, according to the 2016 ACFE Report to the Nations on Occupational Fraud and Abuse published by Association of Certified Fraud Examiners. The global fraud study also found that the median damage was 10 times worse when owners or executives committed fraud than when it was employees.

Fraud Prevention Tips For Small Business Clients Accountant

Fraud prevention seems like a heavy topic for many small business owners, but the risks are real. They can begin to protect themselves using these 10 tips.

Corporate Fraud: Prevention and Detection Stephen Hill (Author)

Since the first edition of this practical book, there has been a huge change in this area of the law, in terms of both the types of fraud that are committed and the surrounding legislation. This book provides a step-by-step guide to detecting fraud and sets out the most effective counter-measures. Written for practitioners as well as nonspecialists, including auditors and company directors, Corporate Fraud puts solid forensic accounting skills into plain English, making the title an important addition to the library of anyone with responsibilities in this area. The new content includes: coverage of Fraud Act 2006 and Proceeds of Crime Act 2002; ISA 240 and the responsibility of auditors; how fraudsters utilise IT; corporate identity fraud; motivation and the Fraud Triangle, and loss of data.

Payment Fraud Prevention Solutions Mastercard

The speed of modern payment systems is being exploited every day, leaving financial institutions and their clients to bear the costs. These new threats demand that we apply cutting-edge data science to payments data to develop new financial crimes solutions. For businesses, this can mean having help to protect from payment fraud, and for financial institutions, this means help with improvements in business performance and managing reputational risk. Be prepared for whatever the payments revolution has in store.

Credit Card Fraud Prevention American Express

Fraud is a growing concern, but you can help protect your business against it. We have information and resources to help you minimize the risk of fraud at your company.

Tips and Techniques for Detecting and Preventing Fraud Corporate Compliance Insights

Data analysis techniques and tips for detecting and preventing fraud

Fraud, whether it occurs in the form of carefully crafted ponzi scams, fudging financial reports or theft from one's own employer, is reaching alarming proportions and is not without its costs. Businesses and government agencies worldwide suffer hundreds of billions in lost or misused funds, diminished value, and irreversible damage to company reputation and customer trust.

Investor Protection and Corporate Fraud Center George Mason University

The Investor Protection & Corporate Fraud Research Center strives to provide thought leadership on investor protection and fraud risk by sponsoring, conducting, and disseminating research in these areas. The Center focuses on investor protection activities such as the role corporate governance, the role of auditors, insider trading, management disclosures, and the legal and regulatory environment of business. The Center's focus on fraud prevention includes among other things, detecting and understanding fraudulent financial and tax reporting, deliberate efforts by management to mislead stakeholders, and fraud investigation and discovery techniques.

Building a Robust Fraud Prevention Program Fraud Magazine

Microsoft, of course, is huge. That computer on your desk probably contains at least one Microsoft product. The firm has almost 80,000 full-time employees with offices in more than 100 countries and thousands of vendors. Like many burgeoning global corporations, it has to seek staffers with integrity. But even with the best hiring practices, no entity can ignore the possibility of fraud in its ranks.

Seven Habits of Highly Effective Fraud Prevention Programs Lowers & Associates

Avoiding the losses that result in cases of fraud is not a matter of luck or good fortune. Strategic fraud prevention programs, strategies, and processes form the front line of fraud defense by identifying and filling gaps before losses happen.

The Association of Certified Fraud Examiners (ACFE) has a valuable resource available to help assess the health of your existing fraud prevention processes. Known as the ACFE Fraud Prevention Check-Up, the self-administered 'check-up' can give you a candid view into your company's vulnerability to fraud and identify major gaps in your processes.

The ACFE's seven-point assessment covers the following issues, which can be interpreted as the most essential elements or "habits" of an effective fraud prevention program:

1. Fraud Risk Oversight

Effective programs establish a process for the broad oversight of fraud risks. This oversight is governed by the board of directors, an audit committee, or other group charged with governance.

2. Fraud Risk Ownership

Organizations with effective fraud prevention programs assign "ownership" of fraud risks to a senior manager. This individual then assigns down responsibilities to unit-level managers to instill a similar level of ownership across the organization.

3. Fraud Risk Assessment

Having an ongoing process for identifying significant exposure to fraud risk is another characteristic of an effective prevention program.

4. Fraud Risk Tolerance and Risk Management Policy

Certain fraud risks are tolerable and considered an acceptable cost of doing business. Others are simply too risky in their potential to cause catastrophic financial or reputational damage. Effective fraud prevention programs are calculated by their identification and categorization of risks and have a clearly accepted tolerance level for each. Taking this further, when an organization has clearly identified and has approval of its board of directors concerning policies on managing fraud risks, its processes will be more effective.

5. Process-Level Anti-Fraud Controls and Reengineering

Fraud can be prevented by layering controls over existing processes or re-working processes entirely to eliminate or reduce the potential for fraud. Organizations with effective fraud prevention practices conduct a risk assessment and then address those identified risks with process-level controls or reengineering to help prevent, deter, and detect cases of fraud.

6. Environmental-Level Anti-Fraud Controls

"Major frauds usually involve senior members of management who are able to override process-level controls through their High-Level of authority," states the ACFE. To combat this, many believe that "soft" controls, such as promoting ethical behavior, deterring wrongdoing, and encouraging all employees to report known or suspected fraud, offer a strong defense against fraud.

7. Proactive Fraud Detection

Having a process in place to proactively detect, investigate, and resolve potentially significant fraud is the final area of the ACFE's risk check-up. Proactive fraud detection tests, or audit "hooks", that are designed to spot or flag the potentially meaningful risks uncovered in a fraud risk assessment are particularly beneficial.

Assessing your organization across these seven dimensions will give you a general sense of your performance related to fraud prevention. Click here to view the full ACFE Fraud Prevention Check-Up.

For a more detailed look at fraud prevention, it is wise to consult a Certified Fraud Examiner.

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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Audit 101 Course


Internal Audit 201 Training Course


Internal Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


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List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

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Resources for Auditors
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Links to Pages by State For Courses


Alabama

- Birmingham, AL

- Huntsville, AL

- Mobile, AL

- Montgomery, AL


Alaska

- Anchorge, AK


Arkansas

- Bentonville, AR

- Little Rock, AR


Arizona

- Peoria, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


California

- Alameda, CA

- Anaheim, CA

- Diamond Bar, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles - Downtown, CA

- Oakland, CA

- Ontario, CA

- Orange, CA

- Pleasanton, CA

- Riverside, CA

- Sacramento, CA

- San Bernardino, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- San Mateo, CA

- Santa Monica, CA

- Sherman Oaks, CA

- Walnut Creek, CA

- Westlake Village, CA

- Woodland Hills, CA


Colorado

- Colorado Springs, CO

- Denver, CO


Connecticut

- East Berlin, CT

- Hartford, CT

- Stamford, CT

- Windsor, CT


Delaware

- Wilmington, DE


District of Columbia

- District of Columbia

- Washington, DC


Florida

- Boca Raton, FL

- Brevard County, FL

- Fort Lauderdale, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Melbourne, FL

- Miami, FL

- Orlando, FL

- Pensacola, FL

- Plantation, FL

- Tallahassee, FL

- Tampa, FL

- West Palm Beach, FL


Georgia

- Atlanta, GA

- Augusta, GA

- Columbus, GA

- Macon, GA

- Savannah, GA


Hawaii

- Honolulu, HI


Idaho

- Boise, ID


Illinois

- Bloomington, IL

- Chicago - Fulton Market, IL

- Chicago - Loop, IL

- Deerfield, Il

- Oak Brook, IL

- Springfield, IL


Indiana

- Evansville, IN

- Fort Wayne, IN

- Indianapolis, IN

- South Bend, IN


Iowa

- Cedar Rapids, IA

- Des Moines, IA


Kansas

- Overland Park, KS

- Topeka, KS

- Wichita, KS

Kentucky

- Lexington, KY

- Louisville, KY


Louisiana

- Baton Rouge, LA

- New Orleans, LA

- Shreveport, LA


Maine

- Portland, ME


Maryland

- Annapolis, MD

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

- Ownings Mills, MD


Massachusetts

- Boston, MA

- Springfield, MA

- Waltham, MA

- Worcester, MA


Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Lansing, MI


Minnesota

- Bloomington, MN

- Duluth, MN

- Minneapolis, MN

- Rochester, MN

- St. Louis Park, MN

- St. Paul, MN


Mississippi

- Biloxi, MS

- Jackson, MS


Missouri

- Clayton, MO

- Columbia, MO

- Kansas City, MO

- St. Louis, MO

- Springfield, MO


Nebraska

- Lincoln, NE

- Omaha, NE


Nevada

- Las Vegas, NV

- Reno, NV


New Hampshire

- Manchester, NH


New Jersey

- Cherry Hill, NJ

- Jersey City, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ


New Mexico

- Albuquerque, NM

- Santa Fe, NM


New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City - Forest Hills, NY

- New York City - Penn Plaza, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

- Williamsville, NY


North Carolina

- Asheville, NC

- Charlotte, NC

- Greensboro, NC

- Raleigh-Durham, NC

- Winston-Salem, NC


North Dakota

- Fargo, ND


Ohio

- Cincinnati, OH

- Cleveland, OH

- Columbus, OH

- Dayton, OH

- Toledo, OH


Oklahoma

- Oklahoma City, OK

- Tulsa, OK


Ontario

- Toronto, ON


Oregon

- Portland, OR

- Salem, OR


Pennsylvania

- Allentown, PA

- Doylestown, PA

- Erie, PA

- Fort Washington, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

- Scranton, PA

- West Conshohocken, PA


Puerto Rico

- San Juan, PR


Rhode Island

- Providence, RI


South Carlina

- Charleston, SC

- Columbia, SC

- Greenville, SC


South Dakota

- Souix Falls, SD


Tennessee

- Chattanooga, TN

- Johnson City, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN


Texas

- Arlington, TX

- Austin, TX

- Bryan, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Garland, TX

- Houston, TX

- Houston - Energy Corridor, TX

- Irving, TX

- Laredo, TX

- League City, TX

- Lubbock, TX

- Midland, TX

- Round Rock, TX

- San Antonio, TX

- The Woodlands, TX

- Waco, TX


Utah

- Salt Lake City, UT


Vermont

- Burlington, VT


Virginia

- Alexandria, VA

- Arlington, VA

- Charlottsville, VA

- Fredericksburg. VA

- Norfolk, VA

- Reston, VA

- Richmond, VA

- Roanoke, VA


Washington

- Olympia, WA

- Redmond, WA

- Richland, WA

- Seattle, WA

- Spokane, WA

- Tacoma, WA


West Virginia

- Charleston, WV


Wisconsin

- Green Bay, WI

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     

  Corporate Compliance Seminars

     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminrs.com).