Corporate Compliance Seminars
HOME ABOUT CCS CONTACT CCS Weekly Virtual Events Calender
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS can conduct all our CPE credit courses in a virtual interactive environment or by on-demand delivery!!!
Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Internal Auditor Focused Events
Overview
Auditor 101 Course
Audit Basic Training
Auditor 201 Course
Audit Advanced Training
Audit Report Writing
Audit Sampling
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Audit Quality
PCAOB Audits
Procurement Audit
PMP Academy
SOX for the CPA
SSAE SOC Audits
Understanding Cyber Risks

 

Auditor Tradecraft Skills Virtual Series
Ask Better Questions, Get Better Answers, Perform Better Audits.
Audit Sampling
Auditing Social Media
Conflict Resolution
Ethics
Remote Auditing

PCAOB Events
PCAOB STD & Rules
PCAOB AS 2315
Substantive Testing
Control Testing
Dual-Purpose Samples
PCAOB AS 2501

On-Demand Virtual Events
PCAOB AS 2501


Weekly Virtual Events
Audit 101
Audit 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procurement
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

Periodic Multi-day Virtual Events
Auditing Cybersecurity
Using COSO
Assessing COSO
Cybersecurity Tools
Green Book Training
I/A Advanced Training
I/A Basic Training
NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity
PCAOB Audits
PCAOB Broker Dealer
Project Management
SSAE SOC Training



External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
PCAOB STD & Rules
PCAOB AS 2315
Substantive Testing
Control Testing
Dual-Purpose Samples
PCAOB AS 2501
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Virtual Events


 

Risk Management Virtual Events


 

Information Management Virtual Events


 

Insurance Industry Virtual Events



External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

The Instructors

John Blackshire
David Marshall
Robert Berry
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker
 

Business Partners

Infotech Global
The Accountware Group.
 



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Auditor Focused Virtual Event

Continuous Auditing & Monitoring - 4 CPEs



Offered on Wednesday's in 2021

Continuous monitoring and auditing involves performing control and risk assessments on a frequent basis, if not virtually in real-time. As technology has improved there has been an increased adoption of continuous auditing as a vital monitoring tool. This seminar walks through the process of continuous auditing from start to finish and prepares you to create your own customized continuous audit program.

This comprehensive seminar provides unique training on how to design, implement and improve a continuous auditing and monitoring approach for auditors. We present examples from our clients and specific controls to establish for monitoring on a regular basis. This continuous approach provides a more timely assessment of the operation of internal controls.

Continuous auditing has changed the internal auditing paradigm from periodic reviews of a small sample of transactions to ongoing audit testing of volumes of transactions. This CPE seminar focuses on identifying what must be done to make effective use of information technology in support of continuous auditing.

This timely, four hour CPE seminar is designed for internal audit management, compliance managers, controllers, CFO's and others who have to create value within the internal audit function.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of the virtual CPE seminar is $240.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $450.00 (3) $650.00 (4) $810.00 (5) $960.00.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 4 Auditing CPE Hours (YB). A certificate of completion will be provided.

Virtual Continuous Auditing & Monitoring Events

Continuous Auditing & Monitoring - 4 CPEs

Public Presention on Monday mornings

Signup Now

Eastern - Central (EC) Events Start at 9:45 Eastern Time and 8:45 Central Time

Mountain - Pacific (MP) Events Start at 9:45 Mountain Time and 8:45 Pacific Time

The retail cost of this 4 CPE event is $240 per attendee.

The Event will start at 10:00 Central Time (As of January 5, 2021)

The public event will be four hours long.

Virtual CPE Events by Date

Auditor CPE Events

COSO 2013 CPE Events

Cyber & ITGC CPE Events

Internal Control CPE Events

Insurance Industry CPE Events

top of page

Seminar Highlights

- Continuous Auditing Methodology Defined
- Best Practices in the Internal Audit Function
- Steps to implement a continuous auditing program
- Value of continuous auditing and monitoring
- Application to Sarbanes-Oxley testing
- Review of automated audit tools: IDEA, ACL, Approva, etc.

top of page

Learning Objectives

- Attendees will understand the continuous auditing concepts
- Attendees will see how to improve interperiod controls monitoring
- Attendees will learn how to use a continuous auditing approach
- Attendees will improve cost-effectiveness of their internal audit function

top of page

Key Issues on the Agenda


Introductions

Section 1 - Introduction and Definitions
- Do you use personal continuous auditing & monitoring?
- What is Continuous Monitoring (CM)?
- What is Continuous Auditing (CA)?
- What is assurance?
- What is continuous assurance?
- "The Inverse Relationship"
- COSO 2013 - Seventeen Integrated Principles

Section 2 - Client Examples of CAM Systems
- Monitoring a financial database
- Monitoring a fleet
- Banking regulatory reporing
- Retail dashboards
- IT security administration
- Disbursement fraud
- Call Center operations

Section 3 - Software Market Leaders
- Traditional approach to auditing
- Benefits of a CAM program
- Auditor tools
- Substantive testing
- Internal Control testing
- Challenges and other considerations

Section 4 - Evaluating the "Build" or "Buy" Decision
- If we build it we own it
- General Audit software
- Buy criteria
- Substantive testing
- Internal Control testing
- Challenges and other considerations

Section 5 - Designing the Continuous Auditing Program
- Culture and politics
- Are you ready for continuous auditing? - Challenges of implementation
- Define the objectives
- Project management techniques
- Identity risks, controls and audit tests
- Establish data use requirements
- Pilot the system
- Refine the system
- Report and "manage" results

Section 6 - Implementing Continuous Auditing for Sarbanes-Oxley Act Compliance
- Sarbanes-Oxley Act
- SEC focus on "ICFR"
- SOX Guidance

Section 7 - Implementing Continuous Auditing for Information Technology
- Access security
- Development, change, and implementation
- Operations, backup, restoration and recovery
- IT vendor management

Section 8 - Implementing Continuous Auditing for Financial Control and Fraud
- Occupational Fraud
- Areas of Fraud
- Excluded parties listings
- Financial transactions and fraud

Section 9 - Case Study Example
- IDEA and Monitor
- Usage Examples

Section 10 - Summary and Wrap-up

top of page

Seminar Schedule Experts Providing CPE Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

top of page

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!

Make a Payment After Sign-up

Contact Us

About Us

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Price Comparison


Weekly Virtual Events Calendar


Calendar of Face-to-Face Events


Cities Where We Present Seminars


States with the Cities Where We Present Seminars

Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Auditor 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


 

Corporate Compliance Seminars
     


Group Live seminar presented online due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).