Corporate Compliance Seminars
HOME ABOUT CCS CONTACT CCS City Schedule by Week
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars

Auditor Focused Training Courses

Overview
Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Forensic Accounting
Frauditing
Managing Change
Managing Audit Quality
Managing Ethics
Procurement Audit
Project Management
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Three Day CPE Training Courses

COSO Academy
Green Book Academy
I/A Basic Course
I/A Advanced Course
NAIC MAR Course
SSAE SOC Course
Using COSO Course

 


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Buffalo, NY
Canonsburg, PA
Charlotte, NC
Chaska, MN
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange County, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Raleigh, NC
Redmond, WA
Richmond, VA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Mateo, CA
San Diego, CA
San Francisco, CA
San Jose, CA
Santa Monica, CA
Sarasota, FL
Schaumburg, I
Scottsdale, AZ
Seattle, WA
Southfield, MI
Springfield, IL
Springfield, MA
St. Paul, MN
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Continuous Auditing & Monitoring Seminar

CCS provides CPE training on how to apply continuous auditing and monitoring approach to the appropriate transaction flows and other internal audit assignments. This internal audit approach provides more timely and ongoing assurance concerning detail controls operation.

Continuous auditing has changed the internal auditing paradigm from periodic reviews of a small sample of transactions to ongoing audit testing of volumes of transactions. This CPE seminar focuses on identifying what must be done to make effective use of information technology in support of continuous auditing.

This timely, one-day CPE seminar is designed for internal audit management, compliance managers, controllers, CFO's and others who have to create value within the internal audit function.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 8 Auditing CPE Hours (YB).

 Upcoming Continuous Auditing & Monitoring Seminars

City Date Timing
Southfield, MI
Friday, January 5, 2018 8:45 to 4:45
Birmingham, AL
Wednesday, January 10, 2018 8:45 to 4:45
Chicago - Loop, IL
Thursday, January 11, 2018 8:45 to 4:45
Memphis, TN
Thursday, January 11, 2018 8:45 to 4:45
Sacramento, CA
Thursday, January 11, 2018 8:45 to 4:45
The Woodlands, TX
Thursday, January 11, 2018

- Confirmed Presentation

8:45 to 4:45
Walnut Creek, CA
Thursday, January 11, 2018 8:45 to 4:45
Greensboro, NC
Friday, January 19, 2018

8:45 to 4:45
Denver, CO
Friday, January 19, 2018

8:45 to 4:45
Salt Lake City - Downtown
Friday, January 19, 2018

8:45 to 4:45
Scottsdale, AZ
Monday, January 22, 2018 8:45 to 4:45
Bentonville, AR
Thursday, January 25, 2018 8:45 to 4:45
Frisco, TX
Thursday, January 25, 2018 8:45 to 4:45
Jacksonville, FL
Thursday, January 25, 2018 8:45 to 4:45
Toronto, ON
Thursday, January 25, 2018 8:45 to 4:45
San Diego, CA
Friday, January 26, 2018 8:45 to 4:45
Atlanta, GA
Tuesday, January 30, 2018 8:45 to 4:45
Austin - Downtown, TX
Thursday, February 1, 2018 8:45 to 4:45
Greenville, SC
Thursday, February 1, 2018 8:45 to 4:45
Irvine, CA
Thursday, February 1, 2018 8:45 to 4:45
Milwaukee, WI
Thursday, February 1, 2018 8:45 to 4:45
Rochester, NY
Thursday, February 1, 2018 8:45 to 4:45
Bethesda, MD
Thursday, February 8, 2018 8:45 to 4:45
Houston - Downtown, TX
Thursday, February 8, 2018 8:45 to 4:45
Indianapolis, IN
Thursday, February 8, 2018 8:45 to 4:45
Riverside, CA
Thursday, February 8, 2018 8:45 to 4:45
Seattle - Downtown, WA
Thursday, February 8, 2018 8:45 to 4:45
Wilmington, DE
Thursday, February 8, 2018 8:45 to 4:45
San Antonio, TX
Monday, February 12, 2018 8:45 to 4:45
Columbus, OH
Thursday, February 15, 2018 8:45 to 4:45
Corpus Christi, TX
Thursday, February 15, 2018 8:45 to 4:45
Des Moines, IA
Thursday, February 15, 2018 8:45 to 4:45
Pittsburgh, PA
Thursday, February 15, 2018 8:45 to 4:45
Paramus, NJ
Friday, February 16, 2018 8:45 to 4:45
Irving, TX
Friday, February 23, 2018 8:45 to 4:45
Jackson, MS
Friday, February 23, 2018 8:45 to 4:45
New Orleans, LA
Friday, February 23, 2018 8:45 to 4:45
Reno, NV
Friday, February 23, 2018 8:45 to 4:45
San Jose, CA
Friday, February 23, 2018 8:45 to 4:45
Omaha, NE
Thursday, March 1, 2018 8:45 to 4:45
Portland, OR
Thursday, March 1, 2018 8:45 to 4:45
Windsor, CT
Thursday, March 1, 2018 8:45 to 4:45
Albany, NY
Thursday, March 7, 2018 8:45 to 4:45
Chicago - Loop, IL
Thursday, March 7, 2018 8:45 to 4:45
Fort Worth, TX
Thursday, March 7, 2018 8:45 to 4:45
Las Vegas, NV
Thursday, March 7, 2018 8:45 to 4:45
Oklahoma City
Thursday, March 7, 2018 8:45 to 4:45
St. Louis, MO
Thursday, March 7, 2018 8:45 to 4:45
Boston, MA
Monday, March 12, 2018 8:45 to 4:45
Fort Myers, FL
Thursday, March 15, 2018 8:45 to 4:45
Gainesville, FL
Thursday, March 15, 2018 8:45 to 4:45
Jersey City, NJ
Thursday, March 15, 2018 8:45 to 4:45
Providence, RI
Thursday, March 15, 2018 8:45 to 4:45
Albuquerque, NM
Wednesday, March 21, 2018 8:45 to 4:45
Arlington, VA
Thursday, March 22, 2018 8:45 to 4:45
Los Angeles - Downtown, CA
Thursday, March 22, 2018 8:45 to 4:45
Woodland Hills, CA
Monday, March 26, 2018 8:45 to 4:45
Baltimore, MD
Thursday, March 29, 2018 8:45 to 4:45
Colorado Springs, CO
Thursday, March 29, 2018 8:45 to 4:45
El Paso, TX
Thursday, March 29, 2018 8:45 to 4:45

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Seminar Highlights

- Continuous Auditing Methodology Defined
- Best Practices in the Internal Audit Function
- Steps to implement a continuous auditing program
- Value of continuous auditing and monitoring
- Application to Sarbanes-Oxley testing
- Review of automated audit tools: IDEA, ACL, Approva, etc.

top of page

Learning Objectives

- Attendees will understand the continuous auditing concepts
- Attendees will see how to improve interperiod controls monitoring
- Attendees will learn how to use an continuous auditing approach
- Attendees will improve cost effectiveness of their internal audit function

top of page

Key Issues on the Agenda


Introductions

Section 1 - Introduction and Definitions
- Do you use personal continuous auditing & monitoring?
- What is Continuous Monitoring (CM)?
- What is Continuous Auditing (CA)?
- What is assurance?
- What is continuous assurance?
- "The Inverse Relationship"
- COSO 2013 - Seventeen Integrated Principles

Section 2 - Client Examples of CAM Systems
- Monitoring a financial database
- Monitoring a fleet
- Banking regulatory reporing
- Retail dashboards
- IT security administration
- Disbursement fraud
- Call Center operations

Section 3 - Software Market Leaders
- Traditional approach to auditing
- Benefits of a CAM program
- Auditor tools
- Substantive testing
- Internal Control testing
- Challenges and other considerations

Section 4 - Evaluating the "Build" or "Buy" Decision
- If we build it we own it
- General Audit software
- Buy criteria
- Substantive testing
- Internal Control testing
- Challenges and other considerations

Section 5 - Designing the Continuous Auditing Program
- Culture and politics
- Are you ready for continuous auditing? - Challenges of implementation
- Define the objectives
- Project management techniques
- Identity risks, controls and audit tests
- Establish data use requirements
- Pilot the system
- Refine the system
- Report and "manage" results

Section 6 - Implementing Continuous Auditing for Sarbanes-Oxley Act Compliance
- Sarbanes-Oxley Act
- SEC focus on "ICFR"
- SOX Guidance

Section 7 - Implementing Continuous Auditing for Information Technology
- Access security
- Development, change, and implementation
- Operations, backup, restoration and recovery
- IT vendor management

Section 8 - Implementing Continuous Auditing for Financial Control and Fraud
- Occupational Fraud
- Areas of Fraud
- Excluded parties listings
- Financial transactions and fraud

Section 9 - Case Study Example
- IDEA and Monitor
- Usage Examples

Section 10 - Summary and Wrap-up

top of page

Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

ATTENDEE INFO
SIGN-UP NOW!

Make a Payment After Signing up for a Seminar


Seminar CPE Credits, Pricing and Discounts


Join Our Email List


Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Basic 3 Day


Audit Advanced 3 Day


Audit Reporting


SSAE SOC Audits


COSO 2013


COSO Academy 3 Day


Using COSO 3 Day


Continuous Auditing


Frauditing


The GAO Green Book


The GAO Green Book Academy 3 Day


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
COSO Academy
Continuous Auditing
Cyber-Security
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@compliance-seminars.net) and/ or John Blackshire (479-200-4373; jblackshire@compliance-seminars.net).