Corporate Compliance Seminars
HOME ABOUT CCS CONTACT CCS City Schedule by Week
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Course
COSO Academy
Cybersecurity Programs
Cybersecurity Tools
Green Book Academy
SSAE SOC Course

Internal Audit Events

I/A Basic Course
I/A Advanced Course

Insurance Industry Events

NAIC MAR Course
NAIC MAR Academy
NAIC CyberSecurity

CPA & Other Events

PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Asheville, NC
Atlanta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Continuous Auditing & Monitoring Training Seminar

Continuous monitoring and auditing involves performing control and risk assessments on a frequent basis, if not virtually in real-time. As technology has improved there has been an increased adoption of continuous auditing as a vital monitoring tool. This seminar walks through the process of continuous auditing from start to finish, and prepares you to create your own customized continuous audit program.

This comprehensive seminar provides unique training on how to design, implement and improve a continuous auditing and monitoring approach for auditors. We present examples from our clients and specific controls to establish for monitoring on a regular basis. This continuous approach provides more timely assessment of the operation of internal controls.

Continuous auditing has changed the internal auditing paradigm from periodic reviews of a small sample of transactions to ongoing audit testing of volumes of transactions. This CPE seminar focuses on identifying what must be done to make effective use of information technology in support of continuous auditing.

This timely, one-day CPE seminar is designed for internal audit management, compliance managers, controllers, CFO's and others who have to create value within the internal audit function.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 8 Auditing CPE Hours (YB). A certificate of completion will be provided.

 Upcoming Continuous Auditing & Monitoring Training Seminars:

City Date Timing
Scottsdale, AZ
Wednesday, December 12, 2018 -
Confirmed Presentation
8:45 to 4:45

Signup Now
Charlotte - North, NC
Thursday, December 20, 2018 8:45 to 4:45

Signup Now
Pittsburgh - Downtown, PA
Thursday, December 20, 2018 8:45 to 4:45

Signup Now
Los Angeles - Downtown, CA
Wednesday, January 16, 2019 8:45 to 4:45

Signup Now
The Woodlands, TX
Wednesday, January 16, 2019 8:45 to 4:45

Signup Now
Williamsville, NY
Wednesday, January 16, 2019 8:45 to 4:45

Signup Now
Windsor, CT
Thursday, January 17, 2019 8:45 to 4:45

Signup Now
Chicago - Loop, IL
Tuesday, January 29, 2019 8:45 to 4:45

Signup Now
Allentown, PA
Wednesday, February 6, 2019 8:45 to 4:45

Signup Now
Austin - Downtown, TX
Wednesday, February 6, 2019 8:45 to 4:45

Signup Now
Boston, MA
Wednesday, February 6, 2019 8:45 to 4:45

Signup Now
Las Vegas, NV
Wednesday, February 6, 2019 8:45 to 4:45

Signup Now
Overland Park, KS
Wednesday, February 6, 2019 8:45 to 4:45

Signup Now
Salt Lake City - Downtown
Wednesday, February 6, 2019 8:45 to 4:45

Signup Now
Radnor, PA
Tuesday, February 12, 2019 8:45 to 4:45

Signup Now
San Antonio - Riverwalk, TX
Tuesday, February 12, 2019 8:45 to 4:45

Signup Now
Cherry Hill, NJ
Thursday, February 21, 2019 8:45 to 4:45

Signup Now
Chicago - Loop, IL
Thursday, February 21, 2019 8:45 to 4:45

Signup Now
Cincinnati, OH
Thursday, February 21, 2019 8:45 to 4:45

Signup Now
El Paso, TX
Thursday, February 21, 2019 8:45 to 4:45

Signup Now
Houston - Energy Corridor, TX
Thursday, February 21, 2019 8:45 to 4:45

Signup Now
Pleasanton, CA
Thursday, February 21, 2019 8:45 to 4:45

Signup Now

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Seminar Highlights

- Continuous Auditing Methodology Defined
- Best Practices in the Internal Audit Function
- Steps to implement a continuous auditing program
- Value of continuous auditing and monitoring
- Application to Sarbanes-Oxley testing
- Review of automated audit tools: IDEA, ACL, Approva, etc.

top of page

Learning Objectives

- Attendees will understand the continuous auditing concepts
- Attendees will see how to improve interperiod controls monitoring
- Attendees will learn how to use an continuous auditing approach
- Attendees will improve cost effectiveness of their internal audit function

top of page

Key Issues on the Agenda


Introductions

Section 1 - Introduction and Definitions
- Do you use personal continuous auditing & monitoring?
- What is Continuous Monitoring (CM)?
- What is Continuous Auditing (CA)?
- What is assurance?
- What is continuous assurance?
- "The Inverse Relationship"
- COSO 2013 - Seventeen Integrated Principles

Section 2 - Client Examples of CAM Systems
- Monitoring a financial database
- Monitoring a fleet
- Banking regulatory reporing
- Retail dashboards
- IT security administration
- Disbursement fraud
- Call Center operations

Section 3 - Software Market Leaders
- Traditional approach to auditing
- Benefits of a CAM program
- Auditor tools
- Substantive testing
- Internal Control testing
- Challenges and other considerations

Section 4 - Evaluating the "Build" or "Buy" Decision
- If we build it we own it
- General Audit software
- Buy criteria
- Substantive testing
- Internal Control testing
- Challenges and other considerations

Section 5 - Designing the Continuous Auditing Program
- Culture and politics
- Are you ready for continuous auditing? - Challenges of implementation
- Define the objectives
- Project management techniques
- Identity risks, controls and audit tests
- Establish data use requirements
- Pilot the system
- Refine the system
- Report and "manage" results

Section 6 - Implementing Continuous Auditing for Sarbanes-Oxley Act Compliance
- Sarbanes-Oxley Act
- SEC focus on "ICFR"
- SOX Guidance

Section 7 - Implementing Continuous Auditing for Information Technology
- Access security
- Development, change, and implementation
- Operations, backup, restoration and recovery
- IT vendor management

Section 8 - Implementing Continuous Auditing for Financial Control and Fraud
- Occupational Fraud
- Areas of Fraud
- Excluded parties listings
- Financial transactions and fraud

Section 9 - Case Study Example
- IDEA and Monitor
- Usage Examples

Section 10 - Summary and Wrap-up

top of page

Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!

Make a Payment After Sign-up

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Internal Audit 101 Course


Internal Audit 201 Training Course


Interanl Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC Model Audit Rule Course


NAIC Model Audit Rule Academy


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Course
MAR Academy
OMB A-123 Course
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR

Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ

California

- Anaheim, CA

- Brea, CA

- Burbank, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange, CA

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Valencia, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- Hartford, CT

- Norwalk, CT

- Windsor, CT

Delaware

- Wilmington, DE

District of Columbia

- Washington, DC

Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tampa, FL

Georgia

- Atlanta, GA

- Savannah, GA

Hawaii

- Honolulu, HI

Illinois

- Chicago, IL

- Deerfield, IL

- Schaumburg, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA

Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS

Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Wakefield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI

Minnesota

- Bloomington, MN

- Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN

Mississippi

- Jackson, MS

Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO

Nebraska

- Omaha, NE

Nevada

- Las Vegas, NV

- Reno, NV

New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Bridgewater, NJ

- Cherry Hill, NJ

- East Rutherford, NJ

- Jersey City, NJ

- Hamilton, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

- Woodbridge, NJ

New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City, NY

- Palisades, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

- Santa Fe, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Cleveland, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH

Oklahoma

- Oklahoma City, OK

- Tulsa, OK

Ontario

- Toronto, ON

Oregon

- Portland, OR

Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

Tennessee

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN

Texas

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- Midland, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX

Utah

- Salt Lake City, UT

Virginia

- Arlington, VA

- Charlottesville, VA

- Dulles, VA

- Herndon, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

- Virginia Beach, VA

Washington

- Redmond, WA

- Seattle, WA

- Spokane, WA

Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@ccseminars.net) and/ or John Blackshire (479-200-4373; johnb@ccseminars.net).