Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS presents our courses in-person, virtually with an instructor, or by on-demand delivery.
Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Weekly & Biweekly Events Calendar


Auditor Tradecraft Skills Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Auditor Focused Events
Overview
Art of Audit Report Writing
Ask, Get, Perform
Auditing Social Media
Auditor 101
Auditor 201
Audit Advanced Training
Audit Basic Training
Audit Sampling
Conflict Resolution
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
"Frauditing"
IT General Controls
Managing Audit Quality
PCAOB Events
Auditing Procure to Pay
PMP Academy
SOX for the CPA
SSAE SOC Audits
Understanding Cyber Risks

 

Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

PCAOB Auditor Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
Substantive Testing
Control Testing
Dual-Purpose Testing
PCAOB AS 2501

On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Periodic Multi-Day CPE Events

Internal Control Focused Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

PCAOB Tradecraft
Project Management
SSAE SOC Training

Cybersecurity Focused Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management

Banking Industry Virtual Events
AML/BSA Basics
Banking Fraud Prevention
Compliance Failures
Employee Fraud at Banks
FinCEN's CDD Rule
Red Flags & High Risk AML
Identity Issues in Banking


PCAOB Auditor Focused Events Focused Events
Audit Sampling Techniques
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
Substantive Testing
Control Testing
Dual-Purpose Testing
PCAOB AS 2501
SSAE SOC Training

Auditor Focused Events

Internal Control Focused Events

Information Technology Focused Events

Insurance Industry Focused Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
C.S. Colvin
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group.
 

Organizations Attending Seminars




Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUBO
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Auditor Focused Events

Internal Auditor Basic Training - 20 CPEs



Offered periodically on Monday-Friday in 2021

Find Next Event Now

Join us for a unique, interactive course that "walks you through" the Internal Audit process. The instructors focus on bringing out the "tradecraft" needed to be an effective and efficient internal auditor.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

We use this delivery approach to allow for a focus on individual development and learning from our very experienced auditor educators.

This timely, five morning CPE internal audit training course is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $1,200.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $2,300.00 (3) $3,300.00 (4) $4,300.00 (5) $5,400.00.

To reserve your space, click here on "SIGN-UP NOW!". You have to complete the registration form and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Each attendee will receive 20 Auditing CPE Hours (YB). A certificate of completion will be provided.

Program Level of Understanding: Basic
Prerequisites: None
Advance Preparation: None
Delivery Format: Group Internet Based
NASBA Field(s) of Study: Auditing
CPE Credits: 20, based on 50 minutes of instruction per hour

Testimonials:

View All Testimonials

Upcoming Virtual Internal Auditor Basic Training Events

Day - Date
Event Timing
February
22-26
2021
Webinar Presentation
Monday-Friday, February 22-26, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
Confirmed Event

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Lunch 12:00 to 12:30
March
8-12
2021
Webinar Presentation
Monday-Friday, March 8-12, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
Confirmed Event

Signup Now

Lunch 12:00 to 12:30
March
22-26
2021
Webinar Presentation
Monday-Friday, March 22-26, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
Confirmed Event

Signup Now

Lunch 12:00 to 12:30
April
12-16
2021
Webinar Presentation
Monday-Friday, April 12-16, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
April
26-30
2021
Webinar Presentation
Monday-Friday, April 26-30, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
May
10-14
2021
Webinar Presentation
Monday-Friday, May 10-14, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
May
24-28
2021
Webinar Presentation
Monday-Friday, May 24-28, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
June
14-18
2021
Webinar Presentation
Monday-Friday, June 14-18, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
June 28 -
July 2
2021
Webinar Presentation
Monday-Friday, June 28 - July 2, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
July
12-16
2021
Webinar Presentation
Monday-Friday, July 12-16, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
July
26-30
2021
Webinar Presentation
Monday-Friday, July 26-30, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
August
9-13
2021
Webinar Presentation
Monday-Friday, August 9-13, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
August
23-27
2021
Webinar Presentation
Monday-Friday, August 23-27, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
September
13-17
2021
Webinar Presentation
Monday-Friday, September 13-17, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
September 27 -
October 1
2021
Webinar Presentation
Monday-Friday, September 27 - October 1, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
October
4-8
2021
Webinar Presentation
Monday-Friday, October 4-8, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
October
25-29
2021
Webinar Presentation
Monday-Friday, October 25-29, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30
November
8-12
2021
Webinar Presentation
Monday-Friday, November 8-12, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

Signup Now

Lunch 12:00 to 12:30
December
6-10
2021
Webinar Presentation
Monday-Friday, December 6-10, 2021 Daily 10:00 a.m. - 2:45 p.m. Central Time
......

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Lunch 12:00 to 12:30

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Seminar Highlights

. What are Auditing Standards?
. Understanding Risk Assessment.
. Understanding the elements of an effective organizational culture.
. Best Practices in creating an internal audit function.
. Best Practices in conducting audit fieldwork.
. Best Practices for testing internal controls and business processes.
. Audit verbal and written communications defined.
. Best Practices for testing internal controls.
. Best Practices in creating internal audit reporting tools.
. What to include and not include in each audit report.
. Essential sections of each type of audit report.
. How to properly document credibility determinations.
. Principles of clear and concise reporting.

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Event Learning Objectives

. Understand why the internal audit function exists as a major entity level control.
. Review the different standards that can be applied to the audit function: IIA, PCAOB, Yellow Book, Green Book, COSO, ISACA, ISO, NIST, etc.
. How to identify risks at all levels in the Enterprise Risk Model.
. How to categorize risk and construct an effective internal audit plan that has both strategic and tactical goals.
. Understand how auditors are not the managers of an organization.
. Learn the Dr. Kotter's Eight Stage Process to guide the internal audit functions role in creating positive changes in an organization.
. Understand how an audit is conducted.
. Understand how to use the S.P.I.N (Situation - Problem - Implication - Need) in interviewing and documenting audit findings.
. Understand how to create mature business and administrative processes using the elements of a maturity model.
. How to evaluate and document internal controls.
. Knowledge of the best techniques for gathering audit evidence.
. See the importance of preparing quality workpapers.
. Discuss interpersonal and team-building skills.
. Understand how to motivate management to create effective "Management Action Plans" concerning audit findings.
. Review how to create an effective executive summary that calls for executive action concerning audit findings.
. Understand how to create effective communication elements.

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Key Issues on the Agenda



Section 1 Introduction and Overview of the Internal Auditing
Section 2 Internal Auditing - Yesterday, Today and Tomorrow
Section 3 Auditor Guidance
Section 4 Roles of the Audit Team
Section 5 Internal vs. External Auditing
Section 6 Planning the Audit and Assessing Risk
Section 7 Detailed Audit Planning
Section 8 Conducting the Audit Fieldwork
Section 9 The Fine Art of the Audit Interview and "Soft" Skills
Section 10 Testing the Controls
Section 11 Internal Controls for Business
Section 12 Workpaper Documentation
Section 13 Using Audit Software
Section 14 Concluding the Audit
Section 15 Summary of the Audit Cycle
Section 16 Operational Auditing
Section 17 EH&S Auditing
Section 18 Auditing the Revenue Process
Section 19 Auditing the Disbursement Process
Section 20 Compliance, Performance and Process Audits
Section 21 Frauditing - Auditing for Fraud
Section 22 Information Technology Auditing
Section 23 Root Cause Analysis
Section 24 Improving Audit Effectiveness
Section 25 Introduction and Overview of Audit Communications
Section 26 Effective Audit Communications
Section 27 Components of the Audit Report
Section 28 The High Level Focus: Executive Summary
Section 29 The Hard Facts: Audit Findings
Section 30 Recommendations and Corrective Actions
Section 31 Audit Opinions and Ratings
Section 32 Audit Report Formatting
Section 33 Optimizing the Audit Report
Section 34 Summary and Wrap-Up

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Seminar Schedule

Experts Providing CPE Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

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About Us

Seminar CPE Credits,

Pricing and Discounts

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Price Comparison


Weekly Virtual Events Calendar


Forensic & Investigative Accounting


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Auditor 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Testimonials


View All


List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
Medicaid Cost Reporting
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Auditing Procure to Pay
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).