Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Course
COSO Academy
Cybersecurity Programs
Cybersecurity Tools
Green Book Academy
SSAE SOC Course

Internal Audit Events

I/A Basic Course
I/A Advanced Course

Insurance Industry Events

NAIC MAR Course
NAIC MAR Academy
NAIC CyberSecurity

CPA & Other Events

PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Asheville, NC
Atlanta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Audit Basic Training Course

Join us for a unique, interactive course that "walks you through" the Internal Audit process.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

Relax and learn through expert instructor presentations, group discussions, role-playing, audit exercises, white-board diagramming and simulations.

This timely, three-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.

The retail cost of this CPE seminar is $1,575.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Course Duration: 3 Days; CPE Credits: 24; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None.

 Upcoming Internal Audit Basic Training Courses:

City Date Timing

Dallas, TX
Wednesday-Friday, December 12-14, 2018 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
Confirmed Presentation

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Regus Office Facility, Dallas - Downtown Republic Center, 325 N. St. Paul Street, Suite 3100, Dallas, Texas 75201

Glendale, CA
Wednesday-Friday, December 12-14, 2018 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus HQ, 450 North Brand Boulevard, Suite 600, Glendale, CA 91203
Austin, TX
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

Boca Raton, FL
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Presentation

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Regus Office Suites, 433 Plaza Real, Suite 275, Boca Raton, FL 33432

Herndon, VA
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Presentation

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Regus Office Suites, 13800 Coppermine Road, Herndon, Virginia 20171

Morristown, NJ
Monday-Wednesday, January 7-9, 2019 Monday-Tuesday 9:00a to 4:45p - Wednesday 9:00a to 2:45p

Confirmed Presentation

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Regus Office Facility, 55 Madison Avenue, Suite 400, Morristown, New Jersey 07960

Chicago, IL
Wednesday-Friday, January 9-11, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 30 S. Wacker Drive, 22nd Floor, Chicago Illinois 60606

Orlando, FL
Wednesday-Friday, January 30 - February 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 9100 Conroy Windermere Road, Suite 200, Windermere, Florida, 34786

East Rutherford, NJ
Wednesday-Friday, February 6-8, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 1 Meadowlands Plaza, Suite 200, East Rutherford, NJ 07073

New Orleans, LA
Wednesday-Friday, February 13-15, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus HQ, 201 St. Charles Avenue, Suite 2500, New Orleans, Louisiana 70170

Sacramento, CA
Wednesday-Friday, February 27 - March 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 980 9th Street, 16th Floor, Sacramento, CA 95814

San Diego, CA
Wednesday-Friday, February 27 - March 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus HQ, 501 West Broadway, Suite 800, San Diego, California, 92101

Toronto, ON
Wednesday-Friday, March 6-8, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Toronto - Regus Office Facility - 100 King Street West, Suite 5600, Toronto, Ontario M5X 1C9

Chicago, IL
Wednesday-Friday, March 13-15, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 30 S. Wacker Drive, 22nd Floor, Chicago Illinois 60606

St. Louis Park, MN
Wednesday-Friday, March 20-22, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 1650 West End Boulevard, Suite 100, St. Louis Park, MN 55416

Frisco, TX
Wednesday-Friday, March 20-22, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 6136 Frisco Square Blvd, Suite 400, Frisco, TX 75035

Scottsdale, AZ
Wednesday-Friday, March 20-22, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 7150 East Camelback Road, Suite 444, Scottsdale, Arizona, 85251

Miami - Airport, FL
Wednesday-Friday, March 27-29, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility - Miami - Airport, 5201 Blue Lagoon Drive, Suite 800, Miami, FL 33126

New York - Penn Center, NY
Wednesday-Friday, March 27-29, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility - 5 Penn Plaza, 19th Floor, Manhattan, New York, 10001

Albany, NY
Wednesday-Friday, April 3-5, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Harmony Mills South, 90 State Street, Suite 700, Albany, NY 12207

Princeton, NJ
Wednesday-Friday, April 3-5, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility - Carnegie Center, 103 Carnegie Center, Suite 300, Princeton, NJ 08540

Bethesda, MD
Wednesday-Friday, April 10-12, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites - Bethesda Metro, 3 Bethesda Metro Center, Suite 700, Bethesda, MD 20814

Houston - Energy, TX
Wednesday-Friday, April 10-12, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 1001 South Dairy Ashford, Suite 100, Houston, Texas 77077

Portland, OR
Wednesday-Friday, April 10-12, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Portland - Regus Office Facility, 1001 SW 5th Avenue, Suite 1100, Portland, OR 97204

Cincinnati, OH
Wednesday-Friday, April 24-26, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 201 East Fifth Street, 19th Floor, Cincinnati, Ohio 45202

Walnut Creek, CA
Wednesday-Friday, April 24-26, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 2121 North California Boulevard, Suite 290, Walnut Creek, CA 94596

Boston, MA
Wednesday-Friday, May 1-3, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Spaces Newbury Street, 359 Newbury Street, 3rd/4th/5th Floor, Boston, MA 02115

San Antonio, TX
Wednesday-Friday, May 1-3, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205

Los Angeles - Woodland Hills, CA
Wednesday-Friday, May 1-3, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility - Warner Center, 6303 Owensmouth Avenue, 10th Floor, Los Angeles, CA 91367-2263

Irving, TX
Wednesday-Friday, May 8-10, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites - Las Colinas - The Urban Towers 222 West Las Colinas Boulevard, Suite 1650, Irving, Texas 75039

Radnor, PA
Wednesday-Friday, May 8-10, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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King of Prussia - Regus Office Suites, 201 King of Prussia Road, Suite 650, Radnor, PA 19097

Seattle, WA
Wednesday-Friday, May 8-10, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, Columbia Tower, 701 Fifth Avenue, 42nd Floor, Seattle, Washington 98104-5119

Chicago, IL
Wednesday-Friday, May 15-17, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 30 S. Wacker Drive, 22nd Floor, Chicago Illinois 60606
Austin, TX
Wednesday-Friday, May 29-31, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

Orange, CA
Wednesday-Friday, June 5-7, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility - 1100 Town & Country Road, Suite 1250, Orange, CA 92868
Richmond, VA
Wednesday-Friday, June 5-7, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 7400 Beaufont Springs Drive, Suite 300, Richmond, Virginia 23225

Indianapolis, IN
Wednesday-Friday, June 12-14, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus/ HQ Office Center, 201 North Illinois Street, Suite 1600 South Tower, Indianapolis, IN 46204

Denver - Downtown, CO
Wednesday-Friday, June 12-14, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Denver - Downtown - Spaces: 2301 Blake Street, Denver, Colorado, 80205

Atlanta - Buckhead, GA
Wednesday-Friday, June 19-21, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

. What are Auditing Standards
. Understanding Risk Assessment
. Best Practices in conducting audit fieldwork
. Audit reporting defined
. Best Practices in creating Internal Audit reports
. What to include and not include in each audit report
. Essential sections of each type of audit report
. How to properly document credibility determinations
. Principles of clear and concise report writing

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Learning Objectives

. Attendees will understand how an audit is conducted
. Attendees will learn how to identify risks
. Attendees will learn how to evaluate and document internal controls
. Attendees will discover the best techniques for gathering audit evidence
. Attendees will see the importance of preparing workpapers
. Attendees will discuss interpersonal and team-building skills
. Attendees will understand the audit communication process

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Key Issues on the Agenda


Introductions

Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs

Section 1 - Overview of Internal Auditing
. Myths About Auditing
. How the World Works!
. What is "Moores's Law"?
. What is "Internal Auditing"?
. How can auditors manage risk?
. What type of internal audits do we conduct?
. Internal Audit Questions and Answers
. Audit Committee Expectations
. Accounting vs Auditing
. What should an internal auditor do?
. Dr. Kotter's Steps for Change

Section 2 - Internal Auditing - Yesterday, Today and Tomorrow
. History of Auditing
. Traditional Internal Auditing
. Today's Internal Auditors
. Tomorrow's Challenge

Section 3 - Auditor Guidance
. Numerous Audit Guidance Available


. Institute of Internal Auditor's IPPF

. IIA Code of Ethics
. Four Stages of Competence
. IIA Attribute Standards
. IIA Performance Standards
. IIA Practice Guides
. COSO 2013
. Federal Legislation
. Sarbanes-Oxley Act
. GAAP - IFRS - GAAS - PCAOB
>
Section 4 - Roles of the Internal Audit Team
. Chief Audit Executive
. Audit Manager
. Audit Senior
. Audit Staff
. What skills should auditors possess?
. Personality?

Section 5 - Internal Audit vs. External Audit
. What is "Materiality"? "Misstatements"?
. Financial Auditing
. GAAS Compliance

Section 6 - Planning the Internal Audit and Assessing Business Risks
. Internal Audit "Life Cycle"
. Risk Guidance from COSO Enterprise Risk Management Framework
. Three Layers of Residual Risk
. COSO Focus on Risk
. Development of a Risk-based audit plan
. Assess the Areas of Audit Risk
. Risk Management and Audits are not perfect
. Maintain an "Audit Trail"
. How do we plan an internal audit?
. Detailed planning of audits
. Where can we obtain audit procedures?
. Better Audit Management
. Conducting an audit risk assessment
. Development of an "Audit Program"
. Deliverables from the Audit Planning Process

Section 7 - Conducting Interviews

. What does internal audit mean?
. What false assumptions get in the way?
. Different types of interviews
. Different personality types
. The Audit Interview
. S.P.I.N. Selling Interviews
. Situation Questions
. Open Ended Problem Questions
. Implication Questions
. What needs to be done?
. Establishing a "Fact"
. Sequencing to get to the "Facts"

Section 8 - Concluding Audit Fieldwork
. "Kick-Off" meeting
. Deliverables Reviews
. Recognizing the important internal controls
. Conducting a "Audit Walkthroughs"
. Procedures Reliability Attributes
. Fieldwork Skills
. What is being heard??
. Obstacles that get in the way.
. Categories of lies
. What deception sound like
. What deception looks like
. Sort through the interview
. Assess the segregation of duties
. Quality of Audit Evidence
. Methods of testing
. Testing financial transactions
. Control testing
. Sample sizes
. Examples of Internal Controls in business processes
. Examples of Information Technology General Controls
. Examples of entity level controls
. Organizing and documenting work in audit workpapers
. Workpaper key elements
. Workpaper reviews
. Essential workpaper characteristics

Section 9 - Using Audit Software
. Audit Software Categories - Brands
. Data analysis
. Flowcharting

Section 10 - Audit Findings & Concluding the Audit
. Holding an "Audit Exit" meeting
. Confirmation of the audit findings
. Audit reporting writing magnificent seven
. Evaluate the severity of findings

Section 11 - Audit Report Writing
. How to write a "Bad Audit Report"
. Maintain the "Audit Trail"
. lIA Vision of an Audit Report
. Format, Organization and Content
. IIA Audit Guidance
. Why do we write audit reports?
. Limitations

Section 12 - Effective Audit Communications
. Feelings
. Do you know your audience?
. Organize your content for the audience
. Visual learners

Section 13 - Components of the Audit Report
. Sections of the Audit Report
. Cover page
. Auditor's summary
. Findings and recommendations
. Appendices

Section 14 - The High Level Executive Summary vs Audit Summaries
. What to tell the "Executive"?
. Executive Summary Section of the Audit Report
. Risk Communication
. Build the Relationship
. Management Action Linkage
. Audit Summary - Protection for the audit team
. Summarize the findings
. Identify the audit objectives
. Scope Limitations
. Opinions

Section 15 - The Hard Facts: Audit Findings
. What is an "Audit Finding"?
. Risk Ranked Findings
. More effective audit findings
. Conditions - 50,000 feet to "Ground Zero"
. Criteria
. Cause - Proximate - Intermediate - Root Cause
. Risk Ranks
. Common Risk Categories

Section 16 - Recommendations and Corrective Action Plans
. The IIA Standard
. How to make a management action plan S.M.A.R.T.
. Best Practices

Section 17 - Audit Opinion and Ratings
. What is an audit opinion?
. Ratings - Scores - Grades
. Maturity Models

Section 18 - Audit Report Formatting
. Font Type and Size
. Text Justification
. Formatting Recommendations
. Format accounting to the audit type
. Special reports

Section 19 - Optimizing the Audit Report
. Optimizing the Report
. Optimize the Visual Presentation
. Cover Page
. Optimize the Report Structure
. Optimize Content
. Optimize Flow
. Optimize Wording
. Optimize the Paragraph
. Optimize the Sentences
. Optimize the Content
. Clarity
. Coherence
. Word Economy
. Verb Tense
. Using Tone for Advantage
. Proof Reading
. Report Review
. Optimize Format to Visual People

Section 20 - Summary and Wrap-Up
. 10 Keys to successful internal auditing
. Communication is the end product
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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Internal Audit 101 Course


Internal Audit 201 Training Course


Interanl Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC Model Audit Rule Course


NAIC Model Audit Rule Academy


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
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Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).