Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Broker Dealer Audits
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Chattanooga, TN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, GA
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Doylestown, PA
Dulles, VA
East Berlin, CT
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Framingham, MA
Franklin, TN
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Manassas, VA
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Myrtle Beach, SC
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Olympia, WA
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tallahassee, FL
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
West Lake Village, CA
West Palm Beach, FL
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Audit Basic Training Workshop

Join us for a unique, interactive course that "walks you through" the Internal Audit process.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

Relax and learn through expert instructor presentations, group discussions, role-playing, audit exercises, white-board diagramming and simulations.

This timely, three-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.

The retail cost of this CPE seminar is $1,575.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $2,990.00 (3) $4,250.00 (4) $5,350.00 (5) $6,300.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

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Course Duration: 3 Days; CPE Credits: 24; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None.

 Upcoming Internal Audit Basic Training Workshops:

City
Date
Timing

Overland Park, KS
Wednesday-Friday, August 21-23, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Event

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Regus Office Facility - Lighton Tower at 7500 College Boulevard, 5th Floor, Overland Park, Kansas 66210
San Antonio - Riverwalk, TX
Wednesday-Friday, September 4-6, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Facility, One Riverwalk Place 700 N St Mary's Street, Suite 1400, San Antonio, Texas, 78205

El Segundo, CA
Wednesday-Friday, September 11-13, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Event

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Regus HQ, 400 Continental Blvd, 6th Floor, El Segundo, CA 90245

Columbia, MD
Wednesday-Friday, September 25-27, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Suites, 10320 Little Patuxent Parkway, Suite 200, Columbia, Maryland 21044

Jersey City, NJ
Wednesday-Friday, October 2-4, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus HQ, 101 Hudson Street, 21st Floor, Jersey City, New Jersey 07302

Irving, CA
Wednesday-Friday, October 9-11, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Facility, 19800 MacArthur Boulevard, Suite 300, Irvine, CA 92612

Washington, DC
Wednesday-Friday, October 9-11, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Suites, 2200 Pennsylvania Avenue, N.W. 4th Floor East, Washington, DC 20037-1701

Atlanta - Buckhead, GA
Wednesday-Friday, October 16-18, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Event

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Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

Chicago - Spaces, IL
Wednesday-Friday, October 23-25, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Spaces Fulton Market, 159 N. Sangamon Street, Suite 200 & 300, Chicago, IL 60607

Pleasanton, CA
Wednesday-Friday, October 23-25, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Suites, 6701 Koll Center Parkway, Suite 250, Pleasanton, CA 94566
Bloomfield Hills, MI
Wednesday-Friday, October 30 - November 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Facility - 41000 Woodward Avenue, Suite 350 East, Bloomfield Hills, MI 48304

Lake Success, NY
Wednesday-Friday, October 30 - November 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Facility - 1979 Marcus Avenue, Suite 210, Lake Success, NY 11042

Frisco, TX
Wednesday-Friday, November 6-8, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Facility, 6136 Frisco Square Blvd, Suite 400, Frisco, TX 75035

Houston, TX
Wednesday-Friday, November 13-15, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
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Regus Office Facility, Downtown - Pennzoil Place, 700 Milam, Suite 1300, Houston, Texas 77002

Los Angeles, CA
Wednesday-Friday, November 13-15, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Facility, 515 South Flower Street, Suite 3600, Los Angeles, CA 90013

Philadelphia, PA
Wednesday-Friday, November 20-22, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus Office Suites at 1500 Market Street, 12th Floor, East Tower, Philadelphia, Pennsylvania, 19102
Orlando, FL
Wednesday-Friday, December 4-6, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

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Regus - Windermere, 9100 Conroy Windermere Road, Suite 200, Windermere, Florida, 34786

Scottsdale, AZ
Wednesday-Friday, December 11-13, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Event

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Regus Office Facility - Fashion Square, 7150 East Camelback Road, Suite 444, Scottsdale, Arizona 85251

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

. What are Auditing Standards
. Understanding Risk Assessment
. Best Practices in conducting audit fieldwork
. Audit reporting defined
. Best Practices in creating Internal Audit reports
. What to include and not include in each audit report
. Essential sections of each type of audit report
. How to properly document credibility determinations
. Principles of clear and concise report writing

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Learning Objectives

. Attendees will understand how an audit is conducted
. Attendees will learn how to identify risks
. Attendees will learn how to evaluate and document internal controls
. Attendees will discover the best techniques for gathering audit evidence
. Attendees will see the importance of preparing workpapers
. Attendees will discuss interpersonal and team-building skills
. Attendees will understand the audit communication process

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Key Issues on the Agenda



Introduction
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Three Lines of Defense
. The Individual Audit Life Cycle
. Tradecraft for the Internal Auditor

Section 1 - Overview of Internal Audit Function
. History of Auditing
. Today's Internal Auditors
. What is "Internal Auditing"?
. The Effective Internal Audit Function
. Predictions for the Next Ten Years
. Professional Guidance Sources
. The "Thing" About Standards
. Guidance from the IIA
. IIA Code of Ethics
. Legislative Guidance: Sarbanes-Oxley Act
. What is "Internal Control"?
. COSO 2013 Guidance
. Major Internal Control Regulations
. Why Do Organizations Need Internal Controls?
. Information Technology Framework - COBIT
. What I/A Serivces Should Be Provided?
. What Types of Internal Audits Are Conducted?
. Accounting vs Auditing
. Dr. Kotter's Eight Steps to Organizational Change

Section 2 - Understanding Risk Management
. Myth's About Auditing
. What is Risk?
. Layers of Risk Management
. Dimensions of Risk at All Levels
. Business Objective - Risk - Control - Residual Risk
. What is the Maturity of the ERM Program
. Recognise the Categoies of Internal Control
. COSO Risk Assessment Principles
. COSO Control Environment Principles
. COSO Control Activities Principles
. COSO Information and Communication Principles
. COSO Monitoring Activities Principles
. "Heat Map" the Risks
. Pareto's Principle - The 80% 15% 5% Rule

. How Does the SEC Look at Deficiencies

Section 3 - Inside the Internal Audit Function
. Responsibilities - Management - External Audit - Internal Audit
. Internal Audit Department "Situation"
. What is the Hierarchy?
. Audit Committee Expectations
. What Skills Should Auditors Possess?
. Auditor Personality Profile
. Audit Software
. Flowchart the Process?
. Internal Audit vs. External Audit
. Does Your Orgnization Have a Financial Statement Audit?
. External Auditors Focus on "Materiality" and "Misstatements" in Financial Reports
. How to calculate what is "Materiality"?
. To Comply with GAAS, the External Auditor Must.
. To Comply with GAAS, the External Auditor Must.

Section 4 - Planning the Audit Function Coverage and Assessing Risk
. The Internal Audit "Life Cycle"
. Internal Audit Must Look into the Future.
. Conduct an "Internal Audit Risk Assessment"
. COSO's Focus is on Risk Management
. What are Management's Responses to Risks?
. Strategic Audit Planning
. Assess the Areas of Audit Risk
. So.How can controls fail? Why?

Section 5 - Detailed Individual Audit Planning
. Individual Internal Audit Planning Process
. Detailed Planning of Individual Audits
. Review the "Business Process Narratives"?
. Business Process Documentation
. Control Self Assessment Questionnaires
. Business Process Assertions
. Recognize the Important Internal Controls
. How Can Auditors Manage Risk?
. Where Can We Obtain Audit Procedures?
. Document Audit Procedures
. Tailor Your Audit Procedures based on the.
. Example of an Audit Procedure
. Audit Planning Memorandum
. Deliverables from the Planning Phase

Section 6 - Conducting the Internal Audit Fieldwork
. What Does "Audit" Mean"?
. Start the Audit Fieldwork
. Establish Fieldwork Guidelines
. The Auditee Needs to Present Their "Heat-Map"
. Conduct a "Walk-Through"
. Obtain Departmental Procedures
. Business Process Maturity
. How Should We Communicate with Audit Clients?
. Is the Interviewee Being Honest?
. The Deception Detection Obstacle Course
. What Deception Sounds Like
. What Deception Looks Like
. What "Fieldwork" Skills are Important?
. The Effective Audit Interviews
. "S.P.I.N." Audit Interviewing
. "S" - Situation Questions
. "P" - Open Ended Problem Questions
. "I" - Implication Questions
. "N" - What needs to be done?
. Sort Through the Interview

Section 7 - Testing the Controls in Business and Administrative Processes

. Business Processes are Grouped into "Cycles"
. Examples of Internal Controls for Business Processes
. Examples of "Entity-Level" Controls
. Fieldwork: Gather "Audit Evidence"
. Quality of "Audit Evidence"
. What are the Methods of Internal Control Testing?
. How "Effective" is the Control?
. How "Mature" is the Business Process
. What is the Sample Size for Testing Controls?
. Audit "Workpapers"
. Key Elements for Workpapers
. Essential Workpaper Characteristics
. Check Your Workpapers
. Workpaper Review - Common Issues

Section 8 - Workpapers Concerning Internal Audit Findings
. What is Professional Skepticism!
. What is the "Criteria" to Define the Finding?
. Document the Exceptions/ Findings
. Describe the Issue - The "Six Cs"
. Observations, Findings and Action Matrix
. What is the "Condition" of the Finding?
. Obtain a Confirmation of the Audit Findings
. Getting to the "Facts"
. Sample Workpaper: Summary of Findings
. What are the SEC Deficiencies?
. Examples of Risk-Ranked Findings
. What is the "Cause" of the Finding?
. Sample Workpaper: Summary of Causes
. What are the Root Cause Analysis Methods?
. The Five Whys
. What is the "Consequence" of the Finding?
. Sample Workpaper: Consequence
. Consequence - What is the Risk?
. Make the Recommendation SMART!
. Management Action Plans (MAPs)
. Findings Summary Table
. Ending the Fieldwork
. Deliverables from the "Doing" Phase

Section 9 - Individual Internal Audit Project Examples
. Operational Auditing
. How Do We Perform Operational Audits?
. Revenue Cycle
. P2P and Supply Chain Risk
. What are Compliance and Performance Audits?
. Fraud Audits..Where Do We Start?
. Categories of IT Controls
. Documentation and Testing of IT Controls

Section 10 - The Audit Communications Phase
. How to Write a BAD Audit Report
. What is a "Report"?
. How Effective are your Audit Reports?
. What is an "Status Report"?
. Auditor Guidance for Report Writing
. IIA Guidance on Internal Audit Reporting
. So.Why Do We Write Audit Reports?
. Change the Organization!

Section 11 - Making Audit Communications Effective
. Feelings
. How Can We Improve Our Audit Communication Skills?
. Say It Better!
. Who are the Recipients of Our Audit Reports?
. Write for Your Audience
. Organize the Content for Your Audience
. Is This Acceptable for Your Audience?
. Improving "Audience Adaptation"?

Section 12 - Components of the Audit Report
. The Internal Audit "Life Cycle"
. The "Audit Trail" to the Report
. Sections of the Audit Report
. Example of Dave's Cover Page
. Executive Summary
. Internal Audit Summary
. Audit Findings
. Management Action Plans
. Appendices

Section 13 - The High Level Focus: Executive Summary - Audit Summa
. Summary Sections
. Value Creator Executive Summaries
. Executive Summary - Section One - Focus the message on Risk, Governance and Strategy
. Executive Summary - Section Two - Focus the message on strengths, compliance and challenges
. Executive Summary - Section Three - Focus the message on Action!
. Summary Table of the Issues
. Audit Summary
. Identify the Audit Objectives
. Audit Scope Limitations
. Opinion Statement
. How Can We Write Effective Summaries?

Section 14 - The Hard Facts: Audit Findings
. What is an "Audit Finding"?
. Is the Finding Feasible?
. How "Effective" is the Control?
. What are the Deficiencies?
. Examples of Risk-Ranked Findings
. "We Have a Finding!"
. How Can We Write More Effective Audit Findings?
. "Condition" Statements
. What is the "Condition" of the Finding?
. Detailed Description of "Condition"
. How Can We Write STRONGER "Condition" Statements?
. What is the "Criteria" of the Finding?
. What is the "Cause" of the Finding?
. Proximate - Intermediate - Root Cause
. What is the "Consequence" of the Finding?
. Consequence - What is the Risk?
. "Consequence"; "Effect"
. The Root Cause Groupings Lead to Corporate Cultural Issues

Section 15 - Audit Opinion and Ratings
. What is an Audit Opinion?
. Audit Rating, Score or Grade
. Should Each Finding Be Risk-Rated?
. "CMMI" Levels of Maturity
. We Can Measure "Control Maturity"?
. "CMMI" Levels of Maturity
. Internal Control Reliability Model
. Rating with the "Internal Control Maturity Model"

Section 16 - Audit Report Formatting
. Do We Have Audit Report Format Standards?
. Font Type and Size
. Text Justification
. Format for the "Findings and Recommendations" Section
. "Paragraph" Formal
. "Mapped" Format?
. "Matrix" Format
. "Bullet" Format
. Format According to the Audit Type
. Special Reports

Section 19 - Optimizing the Audit Report
. Optimizing the Report
. Apply the IPPF Guidance
. Optimize the Visual Presentation
. Optimize the Cover Page
. Optimize the Report Structure
. Optimize the Readability
. Optimize the "Sequencing"
. Optimize the Flow
. Optimize the Wording
. Optimize the Paragraphs
. Optimize the Sentences
. Optimize the Content
. Clarity
. Clarity and Conciseness
. Coherence
. Conciseness and Word Economy
. Report Optimization - Verb Tense
. Optimize the Tone
. Proof Read Carefully!
. Peer-Review the Report
. Optimize Format to the Visual Person
. Finalize the Report
. Do We Formally Follow Up?
. 10 Things Internal Auditors Should Not Say.

Section 18 - Summary and Wrap-Up
. The "Audit Life Cycle"
. Dave's Keys to Being a Successful Auditor
. 10 Keys to successful internal auditing
. The Audit Report.
. 10 Keys to Successful Audit Reporting
. Stay "On Top of Your Game"
. The Auditing Profession
. Do We Maintain Ongoing Relationships?
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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Internal Audit 101 Course


Internal Audit 201 Training Course


Internal Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit Quality
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
OMB A-123 Course
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR


Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


California

- Anaheim, CA

- Brea, CA

- Burbank, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange, CA

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Valencia, CA

- West Lake Village, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- East Berlin, CT

- Hartford, CT

- Norwalk, CT

- Windsor, CT


Delaware

- Wilmington, DE

District of Columbia

- Washington, DC


Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tallahassee, FL

- Tampa, FL

- West Palm Beach, FL

Georgia

- Atlanta, GA

- Augusta, GA

- Columbus, GA

- Savannah, GA

Hawaii

- Honolulu, HI


Illinois

- Chicago, IL

- Deerfield, IL

- Schaumburg, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA


Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS


Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Wakefield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI


Minnesota

- Bloomington, MN

- Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN


Mississippi

- Jackson, MS


Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO


Nebraska

- Omaha, NE


Nevada

- Las Vegas, NV

- Reno, NV


New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Bridgewater, NJ

- Cherry Hill, NJ

- East Rutherford, NJ

- Jersey City, NJ

- Hamilton, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

- Woodbridge, NJ


New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City, NY

- Palisades, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

- Santa Fe, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Cleveland, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH


Oklahoma

- Oklahoma City, OK

- Tulsa, OK


Ontario

- Toronto, ON


Oregon

- Portland, OR


Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- Doylestown, PA

- Fort Washington, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA


Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

- Myrtle Beach, SC


Tennessee

- Chattanooga, TN

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN


Texas

- Arlington, TX

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- Midland, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX


Utah

- Salt Lake City, UT


Virginia

- Arlington, VA

- Charlottesville, VA

- Dulles, VA

- Herndon, VA

- Fredericksburg, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

- Virginia Beach, VA


Washington

- Olympia, WA

- Redmond, WA

- Seattle, WA

- Spokane, WA


Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).