Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars

Auditor Focused Training Courses

Overview
Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Forensic Accounting
Frauditing
Managing Change
Managing Audit Quality
Managing Ethics
Procurement Audit
Project Management
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Three Day CPE Training Courses

I/A Basic Course
I/A Advanced Course
Green Book Academy
Using COSO Course
NAIC MAR Course
SSAE SOC Course

 


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA


Internal Audit Basic Training Course

Join us for a unique, interactive course that "walks you through" the Internal Audit process.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

Relax and learn through expert instructor presentations, group discussions, role-playing, audit exercises, white-board diagramming and simulations.

This timely, three-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $1,575.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

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Each attendee will receive 24 Auditing CPE Hours (YB).

Course Duration: 3 Days; CPE Credits: 24; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None.

 Upcoming Internal Audit Basic Training Courses

City Date Timing

San Antonio, TX
Tuesday-Thursday, November 7-9, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
Confirmed Presentation
... Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205

Scottsdale, AZ
Tuesday-Thursday, November 14-16, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Facility, 7272 E. Indian School Road, Suite 540, Scottsdale, Arizona 85251

Nashville, TN
Tuesday-Thursday, November 28-30, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Facility - Fifth Third Center, 424 Church Street, Suite 2000, Nashville, TN 37203

Walnut Creek, CA
Tuesday-Thursday, November 28-30, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Suites, 2121 North California Boulevard, Suite 290, Walnut Creek, CA 94596

Columbus, Ohio
Tuesday-Thursday, December 5-7, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
... ... Regus Office Suites - Crosswoods, 100 E. Campus View Boulevard, Suite #250, Columbus, Ohio 43235

Denver - Tech Center, CO
Tuesday-Thursday, December 12-14, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
...
Regus Office Suites DTC, 4600 South Syracuse, Ninth Floor, Denver, Colorado 80237

Irving, TX
Tuesday-Thursday, December 18-20, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
...
...
Regus Office Suites - Las Colinas - The Urban Towers 222 West Las Colinas Boulevard, Suite 1650, Irving, Texas 75039
Orlando, FL
Wednesday-Friday, January 17-20, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 7380 Sand Lake Road, Suite 500, Orlando, Florida, 32819

San Diego, CA
Wednesday-Friday, January 24-26, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 501 W Broadway, Suite 800, San Diego, California, 92101
Basking Ridge, NJ
Wednesday-Friday, February 7-9, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Dolce Basking Ridge, 300 N Maple Avenue, Basking Ridge, NJ 07920

Woodland Hills, CA
Wednesday-Friday, February 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Warner Center, 6303 Owensmouth Avenue, 10th Floor, Los Angeles, CA 91367-2263

Bloomington, MN
Wednesday-Friday, February 28 - March 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, Bloomington - Normandale Lake (HQ), 8400 Normandale Lake Blvd.; Suite 920, Bloomington, Minnesota 55437

Anaheim, CA
Wednesday-Friday, March 21-23, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Stadium Towers Plaza, 2400 E. Katella Avenue, Suite 800, Anaheim, CA 92806

Indianapolis, IN
Wednesday-Friday, March 21-23, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus/ HQ Office Center, 201 North Illinois Street, Suite 1600 South Tower, Indianapolis, IN 46204

Orlando, FL
Wednesday-Friday, March 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 7380 Sand Lake Road, Suite 500, Orlando, Florida, 32819

Dulles, VA
Wednesday-Friday, April 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Executive Conference & Training Center, 22685 Holiday Park Dr, Sterling, VA 20166
Southfield, MI
Wednesday-Friday, April 18-20, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Town Center, 2000 Town Center, Suite 1900, Southfield, MI 48075
Boston, MA
Wednesday-Friday, April 25-27, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Prudential Tower, 800 Boylston Street, 16th Floor, Boston, MA 02199
New Orleans
Wednesday-Friday, April 25-27, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 201 St. Charles Avenue, Suite 2500, New Orleans, Louisiana 70170

Denver - Downtown, CO
Wednesday-Friday, May 2-4, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Denver - Downtown - Spaces: 2301 Blake Street, Denver, Colorado, 80205

Scottsdale, AZ
Wednesday-Friday, May 9-11, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 7272 E. Indian School Road, Suite 540, Scottsdale, Arizona 85251

Irving, TX
Wednesday-Friday, May 16-18, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
...
...
Regus Office Suites - Las Colinas - The Urban Towers 222 West Las Colinas Boulevard, Suite 1650, Irving, Texas 75039

Atlanta - Buckhead, GA
Wednesday-Friday, May 23-25, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

San Mateo, CA
Wednesday-Friday, June 6-8, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - 951 Mariners Island Blvd, Suite 300, San Mateo CA 94404

Chicago, IL
Wednesday-Friday, June 13-15, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 10 South Riverside Plaza, Suite 875, Chicago, IL 60606

Columbia, MD
Wednesday-Friday, July 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 10320 Little Patuxent Parkway, Suite 200, Columbia, Maryland 21044

Toronto, ON
Wednesday-Friday, July 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Toronto - Regus Office Facility - 100 King Street West, Suite 5600, Toronto, Ontario M5X 1C9

Clayton, MO
Wednesday-Friday, August 8-10, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 7733 Forsyth Boulevard, Suite 1100, Clayton, Missouri 63105

Windsor, CT
Wednesday-Friday, August 8-10, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility 360 Bloomfield Avenue, Suite 301, Windsor, CT 06095

Charlotte, NC
Wednesday-Friday, August 22-25, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 2015 Ayrsley Town Boulevard, Charlotte NC 28273

Nashville, TN
Wednesday-Friday, August 29-31, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Fifth Third Center, 424 Church Street, Suite 2000, Nashville, TN 37203

King of Prussia, PA
Wednesday-Friday, September 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... King of Prussia - Regus Office Suites, 201 King of Prussia Road, Suite 650, Radnor, PA 19097

Portland, OR
Wednesday-Friday, September 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Portland - Regus Office Facility, 1001 SW 5th Avenue, Suite 1100, Portland, OR 97204

Jersey City, NJ
Wednesday-Friday, September 26-28, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 2500 Plaza 5, 25th floor, Harborside Financial Center, Jersey City, New Jersey, 07311

Miami - Airport, FL
Wednesday-Friday, October 3-5, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Miami - Airport, 5201 Blue Lagoon Drive, Suite 800, Miami, FL 33126

The Woodlands, TX
Wednesday-Friday, October 3-5, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 9595 Six Pines, Building 8 Level 2, Suite 8210, The Woodlands, TX 77380

Seattle, WA
Wednesday-Friday, October 17-19, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, Columbia Tower, 701 Fifth Avenue, 42nd Floor, Seattle, Washington 98104-5119

San Antonio, TX
Wednesday-Friday, October 24-26, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205

Las Vegas, NV
Wednesday-Friday, October 31 - November 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 3960 Howard Hughes Parkway, Suite 500, Las Vegas, NV 89169

Tampa, FL
Wednesday-Friday, October 31 - November 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 2202 North West Shore Boulevard, Suite 200, Tampa, FL 33607

St. Louis Park, MN
Wednesday-Friday, November 7-9, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 1650 West End Boulevard, Suite 100, St. Louis Park, MN 55416

Columbus, Ohio
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites - Crosswoods, 100 E. Campus View Boulevard, Suite #250, Columbus, Ohio 43235

Walnut Creek, CA
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 2121 North California Boulevard, Suite 290, Walnut Creek, CA 94596

New York - Forest Hills, NY
Wednesday-Friday, November 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - 118-35 Queens Blvd., Suite 400, Forest Hills, New York 11375

San Diego, CA
Wednesday-Friday, November 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 501 W Broadway, Suite 800, San Diego, California, 92101

Glendale, CA
Wednesday-Friday, December 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... Regus HQ, 450 North Brand Boulevard, Suite 600, Glendale, CA 91203
Austin, TX
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

. What are Auditing Standards
. Understanding Risk Assessment
. Best Practices in conducting audit fieldwork
. Audit reporting defined
. Best Practices in creating Internal Audit reports
. What to include and not include in each audit report
. Essential sections of each type of audit report
. How to properly document credibility determinations
. Principles of clear and concise report writing

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Learning Objectives

. Attendees will understand how an audit is conducted
. Attendees will learn how to identify risks
. Attendees will learn how to evaluate and document internal controls
. Attendees will discover the best techniques for gathering audit evidence
. Attendees will see the importance of preparing workpapers
. Attendees will discuss interpersonal and team-building skills
. Attendees will understand the audit communication process

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Key Issues on the Agenda


Introductions

Section 1 - Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs

Section 2 - Concepts and Definitions
. What is "Internal Auditing"? What are the Objectives?
. What is "Risk"? Can Risk Be Managed?
. What is "Internal Control" and Why Are Controls So Important?
. Guidance from COSO and COBIT
. Regulatory Requirements from the SEC, PCAOB and Others
. What is the "Audit Life Cycle"?

Section 3 - History Lesson
. Where Did Internal Auditing Start?
. Where is Internal Auditing Today?
. Where is Internal Auditing Going Tomorrow?

Section 4 - Roles of the Audit Team
. Audit Committee Responsibilities
. Director of Internal Audit/ CAE
. Audit Manager
. Audit Senior/ Supervisor
. Audit Staff
. Personality Profile

Section 5 - Internal and External Auditing
. Responsibilities of Management
. Responsibilities of External Auditors
. What is "Materiality"? "Misstatements"?
. Responsibilities of Internal Auditors

Section 6 - "Selling" Internal Audits"
. What is the "Value Proposition?
. Marketing the Internal Audit Function
. SPIN Selling
. Metrics

Section 7 - Planning the Internal Audits
. Defining Risk - A Deeper Dive
. Assessing Risk in Your Organization
. Defining Your Auditable Units
. CSAs and ICQs
. Prioritization and Selection
. Mapping Resources to the Audit Plan
. Audit Unit Rotation
. Validating Your Audit Plan

Section 8 - Performing the Internal Audits
. Understanding Internal Controls
. Starting the Fieldwork
. Obtaining a Walk-Through
. Defining and Refining the Audit Procedures
. Interviewing Techniques
. Assessing the Segregation of Duties
. Internal Control Testing
. Sampling Techniques
. Using Audit Software
. Documenting Audit Workpapers

Section 9 - Concluding the Audits
. Components of the Report
. Summarizing for the Executives
. Detailing the Findings
. What is the Root Cause?
. Recommendations and CAPs
. Opinions and Ratings
. Report Optimization and Formats
. Effective Communication of Results

Section 10 - Summary and Wrap-Up
. Recap of Internal Audit Basic Training
. Your Keys to Success!
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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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Calender of Seminar Cities


Cities Where We Present Seminars


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On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Basic 3 Day


Audit Advanced 3 Day


Audit Reporting


SSAE SOC Audits


COSO 2013


Using COSO 3 Day


Continuous Auditing


Frauditing


The GAO Green Book


The GAO Green Book Academy 3 Day


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
Continuous Auditing
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).