Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS can conduct all our CPE credit courses in a virtual environment or in-person at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Auditor 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Auditor 201 Course
Auditor 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Audit Sampling
Broker Dealer Audits
Continuous Auditing
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Auditor Tradecraft Skills Series
Audit Interviewing

Audit Sampling

Auditing Social Media


Weekly Virtual Events
Audit 101
Audit 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procurement
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
GAO Green Book
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

Periodic Multi-day Virtual Events
Auditing Cybersecurity
Using COSO
Assessing COSO
Cybersecurity Tools
Green Book Training
I/A Advanced Training
I/A Basic Training
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity
PCAOB Audits
PCAOB Broker Dealer
Project Management
SSAE SOC Training


External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses



External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Alameda, CA
Albany, NY
Albuquerque, NM
Alexandria, VA
Allentown, PA
Anaheim, CA
Anchorage, AK
Ann Arbor, MI
Annapolis, MD
Appleton, WI
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Bentonville, AR
Bethesda, MD
Biloxi, MS
Birmingham, AL
Bloomfield Hills, MI
Bloomington, IL
Bloomington, MN
Boca Raton, FL
Boise, ID
Boston, MA
Brevard County, FL
Brevard County, FL
Buffalo, NY
Burlington, VT
Cedar Rapids, IA
Charlestown, SC
Charlestown, WV
Charlotte, NC
Charlottesville, VA
Chattanooga, TN
Cherry Hill, NJ
Chicago - Fulton Market, IL
Chicago - Loop, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, MO
Columbia, SC
Columbus, GA
Columbus, OH
Corpus Christi, TX
Dallas, TX
Dayton, OH
Deerfield, Il
Denver - Downtown, CO
Denver - Tech Center, CO
Des Moines, IA
Detroit, MI
Diamond Bar, CA
District of Columbia
Doylestown, PA
Dulles, VA
Duluth, MN
Durham, NC
East Berlin, CT
El Paso, TX
El Segundo, CA
Erie, PA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Garland, TX
Glendale, CA
Grand Rapids, MI
Green Bay, WI
Greensboro, NC
Greenville, SC
Harrisburg, PA
Hartford, CT
Honolulu, HI
Houston - Downtown, TX
Houston - Energy, TX
Huntsville, AL
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Lansing, MI
Laredo, TX
Las Vegas, NV
League City, TX
Lexington, KY
Lincoln, NE
Little Rock, AR
Los Angeles - Downtown, CA
Louisville, KY
Lubbock, TX
Macon, GA
Madison, WI
Manchester, NH
Melbourne, FL
Melville, NY
Memphis, TN
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Montgomery, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City - Forest Hills, NY
New York City - Penn Plaza, NY
Norfolk, VA
Norwalk, CT
Oak Brook, IL
Oakland, CA
Oklahoma City, OK
Olympia, WA
Omaha, NE
Ontario, CA
Orange, CA
Orlando, FL
Overland Park, KS
Ownings Mills, MD
Paramus, NJ
Pensacola, FL
Peoria, AZ
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, ME
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Rehmond, WA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, MN
Rochester, NY
Round Rock, TX
Rye, NY
Sacramento, CA
Salem, OR
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Francisco, CA
San Jose, CA
San Juan, PR
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Scranton, PA
Scottsdale, AZ
Seattle, WA
Sherman Oaks, CA
Shreveport, LA
Souix Falls, SD
South Bend, IN
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Springfield, MO
Stamford, CT
Syracuse, NY
Tacoma, WA
Tallahassee, FL
Tampa, FL
The Woodlands, TX
Toledo, OH
Topeka, KS
Toronto, ON
Trenton, NJ
Tucson, AZ
Tulsa, OK
Virginia Beach, VA
Waco, TX
Walnut Creek, CA
Waltham, MA
Washington, DC
West Conshohocken, PA
West Palm Beach, FL
Westlake Village, CA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Winston-Salem, NC
Worcester, MA
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Auditor Basic Training Workshop

Join us for a unique, interactive course that "walks you through" the Internal Audit process. The instructors focus on bring out the "tradecraft" needed to be an effective and efficient internal auditor.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

We have this delivery approach to allow for a focus on individual development and learning from our very experienced auditor educators.

This timely, five morning CPE internal audit training course is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 20 Auditing CPE Hours (YB). A certificate of completion will be provided.

The retail cost of this CPE seminar is $1,200.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $2,300.00 (3) $3,300.00 (4) $4,300.00 (5) $5,400.00.

Testimonials:

View All Testimonials

Course Duration: 5 mornings; CPE Credits: 20; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation either on-site or public event; Prerequisites: None; Advance Preparation: None.

Virtual Internal Auditor Basic Training Events

July
13-17
2020
Webinar Presentation
Monday-Friday, July 13-17, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Webinar Presentation
Monday-Friday, July 13-17, 2020 Daily 8:45 a.m. - 12:45 p.m. Pacific Time
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July
20-24
2020
Webinar Presentation
Monday-Friday, July 20-24, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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August
10-14
2020
Webinar Presentation
Monday-Friday, August 10-14, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Webinar Presentation
Monday-Friday, August 10-14, 2020 Daily 8:45 a.m. - 12:45 p.m. Pacific Time
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August
17-21
2020
Webinar Presentation
Monday-Friday, August 17-21, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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September
14-18
2020
Webinar Presentation
Monday-Friday, September 14-18, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Webinar Presentation
Monday-Friday, September 14-18, 2020 Daily 8:45 a.m. - 12:45 p.m. Pacific Time
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September
21-25
2020
Webinar Presentation
Monday-Friday, September 21-25, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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October
5-9
2020
Webinar Presentation
Monday-Friday, October 5-9, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Webinar Presentation
Monday-Friday, October 5-9, 2020 Daily 8:45 a.m. - 12:45 p.m. Pacific Time
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October
19-23
2020
Webinar Presentation
Monday-Friday, October 19-23, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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November
9-13
2020
Webinar Presentation
Monday-Friday, November 9-13, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Webinar Presentation
Monday-Friday, November 9-13, 2020 Daily 8:45 a.m. - 12:45 p.m. Pacific Time
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November
16-20
2020
Webinar Presentation
Monday-Friday, November 16-20, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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December
7-11
2020
Webinar Presentation
Monday-Friday, December 7-11, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Webinar Presentation
Monday-Friday, December 7-11, 2020 Daily 8:45 a.m. - 12:45 p.m. Pacific Time
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December
14-18
2020
Webinar Presentation
Monday-Friday, December 14-18, 2020 Daily 8:45 a.m. - 12:45 p.m. Central Time
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Seminar Highlights

. What are Auditing Standards?
. Understanding Risk Assessment.
. Understanding the elements of an effective organizational culture.
. Best Practices in creating an internal audit function.
. Best Practices in conducting audit fieldwork.
. Best Practices for testing internal controls and business processes.
. Audit verbal and written communications defined.
. Best Practices for testing internal controls.
. Best Practices in creating internal audit reporting tools.
. What to include and not include in each audit report.
. Essential sections of each type of audit report.
. How to properly document credibility determinations.
. Principles of clear and concise reporting.

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Event Learning Objectives

. Understand why the internal audit function exists as a major entity level control.
. Review the different standards that can be applied to the audit function: IIA, PCAOB, Yellow Book, Green Book, COSO, ISACA, ISO, NIST, etc.
. How to identify risks at all levels in the Enterprise Risk Model.
. How to categorize risk and construct an effective internal audit plan that has both strategic and tactical goals.
. Understand how auditors are not the managers of an organization.
. Learn the Dr. Kotter's Eight Stage Process to guide the internal audit functions role in creating positive changes in an organization.
. Understand how an audit is conducted.
. Understand how to use the S.P.I.N (Situation - Problem - Implication - Need) in interviewing and documenting audit findings.
. Understand how to create mature business and administrative processes using the elements of a maturity model.
. How to evaluate and document internal controls.
. Knowledge of the best techniques for gathering audit evidence.
. See the importance of preparing quality workpapers.
. Discuss interpersonal and team-building skills.
. Understand how to motivate management to create effective "Management Action Plans" concerning audit findings.
. Review how to create an effective executive summary that calls for executive action concerning audit findings.
. Understand how to create effective communication elements.

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Key Issues on the Agenda



Introduction
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Three Lines of Defense
. The Individual Audit Life Cycle
. Tradecraft for the Internal Auditor

Section 1 - Overview of Internal Audit Function
. History of Auditing
. Today's Internal Auditors
. What is "Internal Auditing"?
. The Effective Internal Audit Function
. Predictions for the Next Ten Years
. Professional Guidance Sources
. The "Thing" About Standards
. Guidance from the IIA
. IIA Code of Ethics
. Legislative Guidance: Sarbanes-Oxley Act
. What is "Internal Control"?
. COSO 2013 Guidance
. Major Internal Control Regulations
. Why Do Organizations Need Internal Controls?
. Information Technology Framework - COBIT
. What I/A Serivces Should Be Provided?
. What Types of Internal Audits Are Conducted?
. Accounting vs Auditing
. Dr. Kotter's Eight Steps to Organizational Change

Section 2 - Understanding Risk Management
. Myth's About Auditing
. What is Risk?
. Layers of Risk Management
. Dimensions of Risk at All Levels
. Business Objective - Risk - Control - Residual Risk
. What is the Maturity of the ERM Program
. Recognise the Categoies of Internal Control
. COSO Risk Assessment Principles
. COSO Control Environment Principles
. COSO Control Activities Principles
. COSO Information and Communication Principles
. COSO Monitoring Activities Principles
. "Heat Map" the Risks
. Pareto's Principle - The 80% 15% 5% Rule

. How Does the SEC Look at Deficiencies

Section 3 - Inside the Internal Audit Function
. Responsibilities - Management - External Audit - Internal Audit
. Internal Audit Department "Situation"
. What is the Hierarchy?
. Audit Committee Expectations
. What Skills Should Auditors Possess?
. Auditor Personality Profile
. Audit Software
. Flowchart the Process?
. Internal Audit vs. External Audit
. Does Your Orgnization Have a Financial Statement Audit?
. External Auditors Focus on "Materiality" and "Misstatements" in Financial Reports
. How to calculate what is "Materiality"?
. To Comply with GAAS, the External Auditor Must.
. To Comply with GAAS, the External Auditor Must.

Section 4 - Planning the Audit Function Coverage and Assessing Risk
. The Internal Audit "Life Cycle"
. Internal Audit Must Look into the Future.
. Conduct an "Internal Audit Risk Assessment"
. COSO's Focus is on Risk Management
. What are Management's Responses to Risks?
. Strategic Audit Planning
. Assess the Areas of Audit Risk
. So.How can controls fail? Why?

Section 5 - Detailed Individual Audit Planning
. Individual Internal Audit Planning Process
. Detailed Planning of Individual Audits
. Review the "Business Process Narratives"?
. Business Process Documentation
. Control Self Assessment Questionnaires
. Business Process Assertions
. Recognize the Important Internal Controls
. How Can Auditors Manage Risk?
. Where Can We Obtain Audit Procedures?
. Document Audit Procedures
. Tailor Your Audit Procedures based on the.
. Example of an Audit Procedure
. Audit Planning Memorandum
. Deliverables from the Planning Phase

Section 6 - Conducting the Internal Audit Fieldwork
. What Does "Audit" Mean"?
. Start the Audit Fieldwork
. Establish Fieldwork Guidelines
. The Auditee Needs to Present Their "Heat-Map"
. Conduct a "Walk-Through"
. Obtain Departmental Procedures
. Business Process Maturity
. How Should We Communicate with Audit Clients?
. Is the Interviewee Being Honest?
. The Deception Detection Obstacle Course
. What Deception Sounds Like
. What Deception Looks Like
. What "Fieldwork" Skills are Important?
. The Effective Audit Interviews
. "S.P.I.N." Audit Interviewing
. "S" - Situation Questions
. "P" - Open Ended Problem Questions
. "I" - Implication Questions
. "N" - What needs to be done?
. Sort Through the Interview

Section 7 - Testing the Controls in Business and Administrative Processes

. Business Processes are Grouped into "Cycles"
. Examples of Internal Controls for Business Processes
. Examples of "Entity-Level" Controls
. Fieldwork: Gather "Audit Evidence"
. Quality of "Audit Evidence"
. What are the Methods of Internal Control Testing?
. How "Effective" is the Control?
. How "Mature" is the Business Process
. What is the Sample Size for Testing Controls?
. Audit "Workpapers"
. Key Elements for Workpapers
. Essential Workpaper Characteristics
. Check Your Workpapers
. Workpaper Review - Common Issues

Section 8 - Workpapers Concerning Internal Audit Findings
. What is Professional Skepticism!
. What is the "Criteria" to Define the Finding?
. Document the Exceptions/ Findings
. Describe the Issue - The "Six Cs"
. Observations, Findings and Action Matrix
. What is the "Condition" of the Finding?
. Obtain a Confirmation of the Audit Findings
. Getting to the "Facts"
. Sample Workpaper: Summary of Findings
. What are the SEC Deficiencies?
. Examples of Risk-Ranked Findings
. What is the "Cause" of the Finding?
. Sample Workpaper: Summary of Causes
. What are the Root Cause Analysis Methods?
. The Five Whys
. What is the "Consequence" of the Finding?
. Sample Workpaper: Consequence
. Consequence - What is the Risk?
. Make the Recommendation SMART!
. Management Action Plans (MAPs)
. Findings Summary Table
. Ending the Fieldwork
. Deliverables from the "Doing" Phase

Section 9 - Individual Internal Audit Project Examples
. Operational Auditing
. How Do We Perform Operational Audits?
. Revenue Cycle
. P2P and Supply Chain Risk
. What are Compliance and Performance Audits?
. Fraud Audits..Where Do We Start?
. Categories of IT Controls
. Documentation and Testing of IT Controls

Section 10 - The Audit Communications Phase
. How to Write a BAD Audit Report
. What is a "Report"?
. How Effective are your Audit Reports?
. What is an "Status Report"?
. Auditor Guidance for Report Writing
. IIA Guidance on Internal Audit Reporting
. So.Why Do We Write Audit Reports?
. Change the Organization!

Section 11 - Making Audit Communications Effective
. Feelings
. How Can We Improve Our Audit Communication Skills?
. Say It Better!
. Who are the Recipients of Our Audit Reports?
. Write for Your Audience
. Organize the Content for Your Audience
. Is This Acceptable for Your Audience?
. Improving "Audience Adaptation"?

Section 12 - Components of the Audit Report
. The Internal Audit "Life Cycle"
. The "Audit Trail" to the Report
. Sections of the Audit Report
. Example of Dave's Cover Page
. Executive Summary
. Internal Audit Summary
. Audit Findings
. Management Action Plans
. Appendices

Section 13 - The High Level Focus: Executive Summary - Audit Summa
. Summary Sections
. Value Creator Executive Summaries
. Executive Summary - Section One - Focus the message on Risk, Governance and Strategy
. Executive Summary - Section Two - Focus the message on strengths, compliance and challenges
. Executive Summary - Section Three - Focus the message on Action!
. Summary Table of the Issues
. Audit Summary
. Identify the Audit Objectives
. Audit Scope Limitations
. Opinion Statement
. How Can We Write Effective Summaries?

Section 14 - The Hard Facts: Audit Findings
. What is an "Audit Finding"?
. Is the Finding Feasible?
. How "Effective" is the Control?
. What are the Deficiencies?
. Examples of Risk-Ranked Findings
. "We Have a Finding!"
. How Can We Write More Effective Audit Findings?
. "Condition" Statements
. What is the "Condition" of the Finding?
. Detailed Description of "Condition"
. How Can We Write STRONGER "Condition" Statements?
. What is the "Criteria" of the Finding?
. What is the "Cause" of the Finding?
. Proximate - Intermediate - Root Cause
. What is the "Consequence" of the Finding?
. Consequence - What is the Risk?
. "Consequence"; "Effect"
. The Root Cause Groupings Lead to Corporate Cultural Issues

Section 15 - Audit Opinion and Ratings
. What is an Audit Opinion?
. Audit Rating, Score or Grade
. Should Each Finding Be Risk-Rated?
. "CMMI" Levels of Maturity
. We Can Measure "Control Maturity"?
. "CMMI" Levels of Maturity
. Internal Control Reliability Model
. Rating with the "Internal Control Maturity Model"

Section 16 - Audit Report Formatting
. Do We Have Audit Report Format Standards?
. Font Type and Size
. Text Justification
. Format for the "Findings and Recommendations" Section
. "Paragraph" Formal
. "Mapped" Format?
. "Matrix" Format
. "Bullet" Format
. Format According to the Audit Type
. Special Reports

Section 19 - Optimizing the Audit Report
. Optimizing the Report
. Apply the IPPF Guidance
. Optimize the Visual Presentation
. Optimize the Cover Page
. Optimize the Report Structure
. Optimize the Readability
. Optimize the "Sequencing"
. Optimize the Flow
. Optimize the Wording
. Optimize the Paragraphs
. Optimize the Sentences
. Optimize the Content
. Clarity
. Clarity and Conciseness
. Coherence
. Conciseness and Word Economy
. Report Optimization - Verb Tense
. Optimize the Tone
. Proof Read Carefully!
. Peer-Review the Report
. Optimize Format to the Visual Person
. Finalize the Report
. Do We Formally Follow Up?
. 10 Things Internal Auditors Should Not Say.

Section 18 - Summary and Wrap-Up
. The "Audit Life Cycle"
. Dave's Keys to Being a Successful Auditor
. 10 Keys to successful internal auditing
. The Audit Report.
. 10 Keys to Successful Audit Reporting
. Stay "On Top of Your Game"
. The Auditing Profession
. Do We Maintain Ongoing Relationships?
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Seminar Schedule Experts Providing CPE Training Events

Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).

Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.

Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.

Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.

Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .

Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.

Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.

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Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Auditor 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


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List of All Seminars

Audit Committee
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Audit Sampling
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

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Colorado

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Connecticut

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Delaware

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District of Columbia

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Florida

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Georgia

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Hawaii

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Idaho

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Illinois

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Indiana

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Iowa

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Kansas

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Kentucky

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Louisiana

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Maine

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Maryland

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Massachusetts

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Michigan

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Minnesota

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Mississippi

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Missouri

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Nebraska

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Nevada

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New Hampshire

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New Jersey

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New Mexico

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New York

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- New York City - Forest Hills, NY

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- Rochester, NY

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North Carolina

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North Dakota

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Ohio

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Oklahoma

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Ontario

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Oregon

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Pennsylvania

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Puerto Rico

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Rhode Island

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South Carolina

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South Dakota

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Tennessee

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Texas

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Utah

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Vermont

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Virginia

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Washington

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- Richland, WA

- Seattle, WA

- Spokane, WA

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West Virginia

- Charleston, WV


Wisconsin

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- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).