Corporate Compliance Seminars
HOME ABOUT CCS CONTACT CCS City Schedule by Week
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Broker Dealer Audits
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Training
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Chattanooga, TN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Doylestown, PA
Dulles, VA
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Framingham, MA
Franklin, TN
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Manassas, VA
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Myrtle Beach, SC
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Olympia, WA
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tallahassee, FL
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
West Lake Village, CA
West Palm Beach, FL
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Audit Basic Training Workshop

Join us for a unique, interactive course that "walks you through" the Internal Audit process.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

Relax and learn through expert instructor presentations, group discussions, role-playing, audit exercises, white-board diagramming and simulations.

This timely, three-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.

The retail cost of this CPE seminar is $1,575.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $2,990.00 (3) $4,250.00 (4) $5,350.00 (5) $6,300.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Course Duration: 3 Days; CPE Credits: 24; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None.

 Upcoming Internal Audit Basic Training Workshops:

City
Date
Timing

Atlanta - Buckhead, GA
Wednesday-Friday, June 19-21, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Presentation

Signup Now

Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

San Antonio, TX
Wednesday-Friday, July 10-12, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205

Columbus, Ohio
Wednesday-Friday, July 10-12, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites - Crosswoods, 100 E. Campus View Boulevard, Suite #250, Columbus, Ohio 43235

St. Louis, MO
Wednesday-Friday, July 17-19, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
... ... Regus Office Facility, 111 West Port Plaza, 6th Floor, St. Louis, MO 63146

San Jose, CA
Wednesday-Friday, July 17-19, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites, 2033 Gateway Place, 5th Floor, San Jose, California 95110
Orlando, FL
Wednesday-Friday, July 24-26, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus - Windermere, 9100 Conroy Windermere Road, Suite 200, Windermere, Florida, 34786
Austin, TX
Wednesday-Friday, July 31 - August 2, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Confirmed Presentation

Signup Now

Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701
Nashville, TN
Wednesday-Friday, July 31 - August 2, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility - Fifth Three Center at 424 Church Street, Suite 2000, Nashville, TN 37203

Windsor, CT
Wednesday-Friday, July 31 - August 2, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Signup Now

Regus Office Facility 360 Bloomfield Avenue, Suite 301, Windsor, CT 06095
Cherry Hill, NJ
Wednesday-Friday, August 7-9, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, 923 Haddonfield Rd., Suite 300, Cherry Hill, New Jersey, 08002

Charlotte, NC
Wednesday-Friday, August 14-16, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites, 525 North Tryon Street, Suite 1600, Charlotte, North Carolina, 28202

Reston, VA
Wednesday-Friday, August 14-16, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Signup Now

Regus Office Suites, Two Fountain Square, Suite 550, Reston, Virginia, 20190

Little Rock, AR
Wednesday-Friday, August 21-23, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Signup Now

Wingate by Wyndham Little Rock, 1212 South Shackleford Road, Little Rock, AR 72211

Overland Park, KS
Wednesday-Friday, August 21-23, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p

Signup Now

Regus Office Facility - Lighton Tower at 7500 College Boulevard, 5th Floor, Overland Park, Kansas 66210
Austin, TX
Wednesday-Friday, September 4-6, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

El Segundo, CA
Wednesday-Friday, September 11-13, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus HQ, 400 Continental Blvd, 6th Floor, El Segundo, CA 90245

San Antonio, TX
Wednesday-Friday, September 11-13, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205

Columbia, MD
Wednesday-Friday, September 25-27, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites, 10320 Little Patuxent Parkway, Suite 200, Columbia, Maryland 21044

Jersey City, NJ
Wednesday-Friday, October 2-4, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus HQ, 101 Hudson Street, 21st Floor, Jersey City, New Jersey 07302

Irving, CA
Wednesday-Friday, October 9-11, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, 19800 MacArthur Boulevard, Suite 300, Irvine, CA 92612

Washington, DC
Wednesday-Friday, October 9-11, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites, 2200 Pennsylvania Avenue, N.W. 4th Floor East, Washington, DC 20037-1701

Chicago - Spaces, IL
Wednesday-Friday, October 23-25, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Spaces Fulton Market, 159 N. Sangamon Street, Suite 200 & 300, Chicago, IL 60607

Pleasanton, CA
Wednesday-Friday, October 23-25, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites, 6701 Koll Center Parkway, Suite 250, Pleasanton, CA 94566
Bloomfield Hills, MI
Wednesday-Friday, October 30 - November 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility - 41000 Woodward Avenue, Suite 350 East, Bloomfield Hills, MI 48304

Lake Success, NY
Wednesday-Friday, October 30 - November 1, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility - 1979 Marcus Avenue, Suite 210, Lake Success, NY 11042

Frisco, TX
Wednesday-Friday, November 6-8, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, 6136 Frisco Square Blvd, Suite 400, Frisco, TX 75035

Houston, TX
Wednesday-Friday, November 13-15, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, Downtown - Pennzoil Place, 700 Milam, Suite 1300, Houston, Texas 77002

Los Angeles, CA
Wednesday-Friday, November 13-15, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility, 515 South Flower Street, Suite 3600, Los Angeles, CA 90013

Philadelphia, PA
Wednesday-Friday, November 20-22, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Suites at 1500 Market Street, 12th Floor, East Tower, Philadelphia, Pennsylvania, 19102
Orlando, FL
Wednesday-Friday, December 4-6, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus - Windermere, 9100 Conroy Windermere Road, Suite 200, Windermere, Florida, 34786

Scottsdale, AZ
Wednesday-Friday, December 11-13, 2019 Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p
...

Signup Now

Regus Office Facility - Fashion Square, 7150 East Camelback Road, Suite 444, Scottsdale, Arizona 85251

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Seminar Highlights

. What are Auditing Standards
. Understanding Risk Assessment
. Best Practices in conducting audit fieldwork
. Audit reporting defined
. Best Practices in creating Internal Audit reports
. What to include and not include in each audit report
. Essential sections of each type of audit report
. How to properly document credibility determinations
. Principles of clear and concise report writing

top of page

Learning Objectives

. Attendees will understand how an audit is conducted
. Attendees will learn how to identify risks
. Attendees will learn how to evaluate and document internal controls
. Attendees will discover the best techniques for gathering audit evidence
. Attendees will see the importance of preparing workpapers
. Attendees will discuss interpersonal and team-building skills
. Attendees will understand the audit communication process

top of page

Key Issues on the Agenda


Introductions

Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs

Section 1 - Overview of Internal Auditing
. Myths About Auditing
. How the World Works!
. What is "Moore's Law"?
. What is "Internal Auditing"?
. How can auditors manage risk?
. What type of internal audits do we conduct?
. Internal Audit Questions and Answers
. Audit Committee Expectations
. Accounting vs Auditing
. What should an internal auditor do?
. Dr. Kotter's Steps for Change

Section 2 - Internal Auditing - Yesterday, Today and Tomorrow
. History of Auditing
. Traditional Internal Auditing
. Today's Internal Auditors
. Tomorrow's Challenge

Section 3 - Auditor Guidance
. Numerous Audit Guidance Available


. Institute of Internal Auditor's IPPF

. IIA Code of Ethics
. Four Stages of Competence
. IIA Attribute Standards
. IIA Performance Standards
. IIA Practice Guides
. COSO 2013
. Federal Legislation
. Sarbanes-Oxley Act
. GAAP - IFRS - GAAS - PCAOB
>
Section 4 - Roles of the Internal Audit Team
. Chief Audit Executive
. Audit Manager
. Audit Senior
. Audit Staff
. What skills should auditors possess?
. Personality?

Section 5 - Internal Audit vs. External Audit
. What is "Materiality"? "Misstatements"?
. Financial Auditing
. GAAS Compliance

Section 6 - Planning the Internal Audit and Assessing Business Risks
. Internal Audit "Life Cycle"
. Risk Guidance from COSO Enterprise Risk Management Framework
. Three Layers of Residual Risk
. COSO Focus on Risk
. Development of a Risk-based audit plan
. Assess the Areas of Audit Risk
. Risk Management and Audits are not perfect
. Maintain an "Audit Trail"
. How do we plan an internal audit?
. Detailed planning of audits
. Where can we obtain audit procedures?
. Better Audit Management
. Conducting an audit risk assessment
. Development of an "Audit Program"
. Deliverables from the Audit Planning Process

Section 7 - Conducting Interviews

. What does internal audit mean?
. What false assumptions get in the way?
. Different types of interviews
. Different personality types
. The Audit Interview
. S.P.I.N. Selling Interviews
. Situation Questions
. Open Ended Problem Questions
. Implication Questions
. What needs to be done?
. Establishing a "Fact"
. Sequencing to get to the "Facts"

Section 8 - Concluding Audit Fieldwork
. "Kick-Off" meeting
. Deliverables Reviews
. Recognizing the important internal controls
. Conducting an "Audit Walkthroughs"
. Procedures Reliability Attributes
. Fieldwork Skills
. What is being heard??
. Obstacles that get in the way.
. Categories of lies
. What deception sound like
. What deception looks like
. Sort through the interview
. Assess the segregation of duties
. Quality of Audit Evidence
. Methods of testing
. Testing financial transactions
. Control testing
. Sample sizes
. Examples of Internal Controls in business processes
. Examples of Information Technology General Controls
. Examples of entity level controls
. Organizing and documenting work in audit workpapers
. Workpaper key elements
. Workpaper reviews
. Essential workpaper characteristics

Section 9 - Using Audit Software
. Audit Software Categories - Brands
. Data analysis
. Flowcharting

Section 10 - Audit Findings & Concluding the Audit
. Holding an "Audit Exit" meeting
. Confirmation of the audit findings
. Audit reporting writing magnificent seven
. Evaluate the severity of findings

Section 11 - Audit Report Writing
. How to write a "Bad Audit Report"
. Maintain the "Audit Trail"
. lIA Vision of an Audit Report
. Format, Organization and Content
. IIA Audit Guidance
. Why do we write audit reports?
. Limitations

Section 12 - Effective Audit Communications
. Feelings
. Do you know your audience?
. Organize your content for the audience
. Visual learners

Section 13 - Components of the Audit Report
. Sections of the Audit Report
. Cover page
. Auditor's summary
. Findings and recommendations
. Appendices

Section 14 - The High-Level Executive Summary vs Audit Summaries
. What to tell the "Executive"?
. Executive Summary Section of the Audit Report
. Risk Communication
. Build the Relationship
. Management Action Linkage
. Audit Summary - Protection for the audit team
. Summarize the findings
. Identify the audit objectives
. Scope Limitations
. Opinions

Section 15 - The Hard Facts: Audit Findings
. What is an "Audit Finding"?
. Risk Ranked Findings
. More effective audit findings
. Conditions - 50,000 feet to "Ground Zero"
. Criteria
. Cause - Proximate - Intermediate - Root Cause
. Risk Ranks
. Common Risk Categories

Section 16 - Recommendations and Corrective Action Plans
. The IIA Standard
. How to make a management action plan S.M.A.R.T.
. Best Practices

Section 17 - Audit Opinion and Ratings
. What is an audit opinion?
. Ratings - Scores - Grades
. Maturity Models

Section 18 - Audit Report Formatting
. Font Type and Size
. Text Justification
. Formatting Recommendations
. Format accounting to the audit type
. Special reports

Section 19 - Optimizing the Audit Report
. Optimizing the Report
. Optimize the Visual Presentation
. Cover Page
. Optimize the Report Structure
. Optimize Content
. Optimize Flow
. Optimize Wording
. Optimize the Paragraph
. Optimize the Sentences
. Optimize the Content
. Clarity
. Coherence
. Word Economy
. Verb Tense
. Using Tone for Advantage
. Proof Reading
. Report Review
. Optimize Format to Visual People

Section 20 - Summary and Wrap-Up
. 10 Keys to successful internal auditing
. Communication is the end product
top of page

Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!

Make a Payment After Sign-up

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Internal Audit 101 Course


Internal Audit 201 Training Course


Internal Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC Model Audit Rule Course


NAIC Model Audit Rule Academy


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Audit Quality
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Course
MAR Academy
OMB A-123 Course
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR

Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ

California

- Anaheim, CA

- Brea, CA

- Burbank, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange, CA

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Valencia, CA

- West Lake Village, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- Hartford, CT

- Norwalk, CT

- Windsor, CT

Delaware

- Wilmington, DE

District of Columbia

- Washington, DC

Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tallahassee, FL

- Tampa, FL

- West Palm Beach, FL

Georgia

- Atlanta, GA

Augusta, GA

- Savannah, GA

Hawaii

- Honolulu, HI

Illinois

- Chicago, IL

- Deerfield, IL

- Schaumburg, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA

Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS

Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Wakefield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI

Minnesota

- Bloomington, MN

- Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN

Mississippi

- Jackson, MS

Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO

Nebraska

- Omaha, NE

Nevada

- Las Vegas, NV

- Reno, NV

New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Bridgewater, NJ

- Cherry Hill, NJ

- East Rutherford, NJ

- Jersey City, NJ

- Hamilton, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

- Woodbridge, NJ

New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City, NY

- Palisades, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

- Santa Fe, NM

North Carolina

- Asheville, NC

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Cleveland, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH

Oklahoma

- Oklahoma City, OK

- Tulsa, OK

Ontario

- Toronto, ON

Oregon

- Portland, OR

Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- Doylestown, PA

- Fort Washington, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

- Myrtle Beach, SC

Tennessee

- Chattanooga, TN

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN

Texas

- Arlington, TX

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- Midland, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX

Utah

- Salt Lake City, UT

Virginia

- Arlington, VA

- Charlottesville, VA

- Dulles, VA

- Fredericksburg, VA

- Herndon, VA

- Manassas, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

- Virginia Beach, VA

Washington

- Olympia, WA

- Redmond, WA

- Seattle, WA

- Spokane, WA

Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).