Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Academy
Forensic Accounting
Frauditing
Managing Change
Managing Audit Quality
Ethics CIA, CPA
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Multi-Day CPE Training Courses

Internal Control Events

Using COSO Course
COSO Academy
Cybersecurity Programs
Green Book Academy
SSAE SOC Course

Internal Audit Events

I/A Basic Course
I/A Advanced Course

Insurance Industry Events

NAIC MAR Course
NAIC MAR Academy
NAIC CyberSecurity

Other Events

Project Management


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Programs
NAIC CyberSecurity



 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Tom DeRise
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Basking Ridge, NJ
Baton Rouge, LA
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Buffalo, NY
Canonsburg, PA
Charlotte, NC
Chaska, MN
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange County, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Raleigh, NC
Redmond, WA
Richmond, VA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Mateo, CA
San Diego, CA
San Francisco, CA
San Jose, CA
Santa Monica, CA
Sarasota, FL
Savannah, GA
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Springfield, IL
Springfield, MA
St. Paul, MN
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Audit Basic Training Course

Join us for a unique, interactive course that "walks you through" the Internal Audit process.

"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."

This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.

We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.

Relax and learn through expert instructor presentations, group discussions, role-playing, audit exercises, white-board diagramming and simulations.

This timely, three-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.

The retail cost of this CPE seminar is $1,575.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Course Duration: 3 Days; CPE Credits: 24; Knowledge Level: Basic; Field of Study: Auditing; Delivery Format: Group-Live Presentation; Prerequisites: None; Advance Preparation: None.

 Upcoming Internal Audit Basic Training Courses:

City Date Timing

Chicago, IL
Wednesday-Friday, June 13-15, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
...
Confirmed Presentation
Regus Office Suites, 10 South Riverside Plaza, Suite 875, Chicago, IL 60606

Columbia, MD
Wednesday-Friday, July 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 10320 Little Patuxent Parkway, Suite 200, Columbia, Maryland 21044

Toronto, ON
Wednesday-Friday, July 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Toronto - Regus Office Facility - 100 King Street West, Suite 5600, Toronto, Ontario M5X 1C9

Clayton, MO
Wednesday-Friday, August 8-10, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 7733 Forsyth Boulevard, Suite 1100, Clayton, Missouri 63105

Windsor, CT
Wednesday-Friday, August 8-10, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility 360 Bloomfield Avenue, Suite 301, Windsor, CT 06095

Charlotte, NC
Wednesday-Friday, August 22-25, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 2015 Ayrsley Town Boulevard, Charlotte NC 28273

Nashville, TN
Wednesday-Friday, August 29-31, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Fifth Third Center, 424 Church Street, Suite 2000, Nashville, TN 37203

Denver - Tech Center, CO
Wednesday-Friday, September 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites DTC, 7900 East Union Avenue, Suite 1100, Denver, Colorado, 80237

King of Prussia, PA
Wednesday-Friday, September 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... King of Prussia - Regus Office Suites, 201 King of Prussia Road, Suite 650, Radnor, PA 19097

Portland, OR
Wednesday-Friday, September 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Portland - Regus Office Facility, 1001 SW 5th Avenue, Suite 1100, Portland, OR 97204

Los Angeles - Woodland Hills, CA
Wednesday-Friday, September 19-21, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Warner Center, 6303 Owensmouth Avenue, 10th Floor, Los Angeles, CA 91367-2263

Jersey City, NJ
Wednesday-Friday, September 26-28, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 2500 Plaza 5, 25th floor, Harborside Financial Center, Jersey City, New Jersey, 07311
Southfield, MI
Wednesday-Friday, September 26-28, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Town Center, 2000 Town Center, Suite 1900, Southfield, MI 48075

Miami - Airport, FL
Wednesday-Friday, October 3-5, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Miami - Airport, 5201 Blue Lagoon Drive, Suite 800, Miami, FL 33126

Orlando, FL
Wednesday-Friday, October 3-5, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 9100 Conroy Windermere Road, Suite 200, Windermere, Florida, 34786

Scottsdale, AZ
Wednesday-Friday, October 3-5, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 7150 East Camelback Road, Suite 444, Scottsdale, Arizona, 85251

The Woodlands, TX
Wednesday-Friday, October 3-5, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 9595 Six Pines, Building 8 Level 2, Suite 8210, The Woodlands, TX 77380

Atlanta - Buckhead, GA
Wednesday-Friday, October 17-19, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

Boston, MA
Wednesday-Friday, October 17-19, 2018 8:45 to 4:45
... ... Regus Office Facility - Prudential Tower, 800 Boylston Street, 16th Floor, Boston, MA 02199

Seattle, WA
Wednesday-Friday, October 17-19, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, Columbia Tower, 701 Fifth Avenue, 42nd Floor, Seattle, Washington 98104-5119

Indianapolis, IN
Wednesday-Friday, October 24-26, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus/ HQ Office Center, 201 North Illinois Street, Suite 1600 South Tower, Indianapolis, IN 46204

San Antonio, TX
Wednesday-Friday, October 24-26, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205

San Jose, CA, CA
Wednesday-Friday, October 24-26, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Dolce Hayes Mansion, 200 Edenvale Avenue, San Jose, CA 95136

Arlington, VA
Wednesday-Friday, October 31 - November 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 4250 North Fairfax Drive, Suite 600, Arlington, Virginia 22203

Las Vegas, NV
Wednesday-Friday, October 31 - November 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 3960 Howard Hughes Parkway, Suite 500, Las Vegas, NV 89169

Tampa, FL
Wednesday-Friday, October 31 - November 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 2202 North West Shore Boulevard, Suite 200, Tampa, FL 33607

Irvine, CA
Wednesday-Friday, November 7-9, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 19800 MacArthur Boulevard, Suite 300, Irvine, CA 92612

St. Louis Park, MN
Wednesday-Friday, November 7-9, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 1650 West End Boulevard, Suite 100, St. Louis Park, MN 55416

Columbus, Ohio
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites - Crosswoods, 100 E. Campus View Boulevard, Suite #250, Columbus, Ohio 43235
New Orleans
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 201 St. Charles Avenue, Suite 2500, New Orleans, Louisiana 70170

Princeton, NJ
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites - Carnegie Center, 103 Carnegie Center, Suite 300, Princeton, NJ 08540

Walnut Creek, CA
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 2121 North California Boulevard, Suite 290, Walnut Creek, CA 94596

Chicago, IL
Wednesday-Friday, November 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 10 South Riverside Plaza, Suite 875, Chicago, IL 60606

New York - Forest Hills, NY
Wednesday-Friday, November 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - 118-35 Queens Blvd., Suite 400, Forest Hills, New York 11375

San Diego, CA
Wednesday-Friday, November 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 501 W Broadway, Suite 800, San Diego, California, 92101

Irving, TX
Wednesday-Friday, December 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, Dallas - Downtown Republic Center, 325 N. St. Paul Street, Suite 3100, Dallas, Texas 75201

Glendale, CA
Wednesday-Friday, December 12-14, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus HQ, 450 North Brand Boulevard, Suite 600, Glendale, CA 91203
Austin, TX
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

Boca Raton, FL
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 433 Plaza Real, Suite 275, Boca Raton, FL 33432

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

. What are Auditing Standards
. Understanding Risk Assessment
. Best Practices in conducting audit fieldwork
. Audit reporting defined
. Best Practices in creating Internal Audit reports
. What to include and not include in each audit report
. Essential sections of each type of audit report
. How to properly document credibility determinations
. Principles of clear and concise report writing

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Learning Objectives

. Attendees will understand how an audit is conducted
. Attendees will learn how to identify risks
. Attendees will learn how to evaluate and document internal controls
. Attendees will discover the best techniques for gathering audit evidence
. Attendees will see the importance of preparing workpapers
. Attendees will discuss interpersonal and team-building skills
. Attendees will understand the audit communication process

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Key Issues on the Agenda


Introductions

Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs

Section 1 - Overview of Internal Auditing
. Myths About Auditing
. How the World Works!
. What is "Moores's Law"?
. What is "Internal Auditing"?
. How can auditors manage risk?
. What type of internal audits do we conduct?
. Internal Audit Questions and Answers
. Audit Committee Expectations
. Accounting vs Auditing
. What should an internal auditor do?
. Dr. Kotter's Steps for Change

Section 2 - Internal Auditing - Yesterday, Today and Tomorrow
. History of Auditing
. Traditional Internal Auditing
. Today's Internal Auditors
. Tomorrow's Challenge

Section 3 - Auditor Guidance
. Numerous Audit Guidance Available


. Institute of Internal Auditor's IPPF

. IIA Code of Ethics
. Four Stages of Competence
. IIA Attribute Standards
. IIA Performance Standards
. IIA Practice Guides
. COSO 2013
. Federal Legislation
. Sarbanes-Oxley Act
. GAAP - IFRS - GAAS - PCAOB
>
Section 4 - Roles of the Internal Audit Team
. Chief Audit Executive
. Audit Manager
. Audit Senior
. Audit Staff
. What skills should auditors possess?
. Personality?

Section 5 - Internal Audit vs. External Audit
. What is "Materiality"? "Misstatements"?
. Financial Auditing
. GAAS Compliance

Section 6 - Planning the Internal Audit and Assessing Business Risks
. Internal Audit "Life Cycle"
. Risk Guidance from COSO Enterprise Risk Management Framework
. Three Layers of Residual Risk
. COSO Focus on Risk
. Development of a Risk-based audit plan
. Assess the Areas of Audit Risk
. Risk Management and Audits are not perfect
. Maintain an "Audit Trail"
. How do we plan an internal audit?
. Detailed planning of audits
. Where can we obtain audit procedures?
. Better Audit Management
. Conducting an audit risk assessment
. Development of an "Audit Program"
. Deliverables from the Audit Planning Process

Section 7 - Conducting Interviews

. What does internal audit mean?
. What false assumptions get in the way?
. Different types of interviews
. Different personality types
. The Audit Interview
. S.P.I.N. Selling Interviews
. Situation Questions
. Open Ended Problem Questions
. Implication Questions
. What needs to be done?
. Establishing a "Fact"
. Sequencing to get to the "Facts"

Section 8 - Concluding Audit Fieldwork
. "Kick-Off" meeting
. Deliverables Reviews
. Recognizing the important internal controls
. Conducting a "Audit Walkthroughs"
. Procedures Reliability Attributes
. Fieldwork Skills
. What is being heard??
. Obstacles that get in the way.
. Categories of lies
. What deception sound like
. What deception looks like
. Sort through the interview
. Assess the segregation of duties
. Quality of Audit Evidence
. Methods of testing
. Testing financial transactions
. Control testing
. Sample sizes
. Examples of Internal Controls in business processes
. Examples of Information Technology General Controls
. Examples of entity level controls
. Organizing and documenting work in audit workpapers
. Workpaper key elements
. Workpaper reviews
. Essential workpaper characteristics

Section 9 - Using Audit Software
. Audit Software Categories - Brands
. Data analysis
. Flowcharting

Section 10 - Audit Findings & Concluding the Audit
. Holding an "Audit Exit" meeting
. Confirmation of the audit findings
. Audit reporting writing magnificent seven
. Evaluate the severity of findings

Section 11 - Audit Report Writing
. How to write a "Bad Audit Report"
. Maintain the "Audit Trail"
. lIA Vision of an Audit Report
. Format, Organization and Content
. IIA Audit Guidance
. Why do we write audit reports?
. Limitations

Section 12 - Effective Audit Communications
. Feelings
. Do you know your audience?
. Organize your content for the audience
. Visual learners

Section 13 - Components of the Audit Report
. Sections of the Audit Report
. Cover page
. Auditor's summary
. Findings and recommendations
. Appendices

Section 14 - The High Level Executive Summary vs Audit Summaries
. What to tell the "Executive"?
. Executive Summary Section of the Audit Report
. Risk Communication
. Build the Relationship
. Management Action Linkage
. Audit Summary - Protection for the audit team
. Summarize the findings
. Identify the audit objectives
. Scope Limitations
. Opinions

Section 15 - The Hard Facts: Audit Findings
. What is an "Audit Finding"?
. Risk Ranked Findings
. More effective audit findings
. Conditions - 50,000 feet to "Ground Zero"
. Criteria
. Cause - Proximate - Intermediate - Root Cause
. Risk Ranks
. Common Risk Categories

Section 16 - Recommendations and Corrective Action Plans
. The IIA Standard
. How to make a management action plan S.M.A.R.T.
. Best Practices

Section 17 - Audit Opinion and Ratings
. What is an audit opinion?
. Ratings - Scores - Grades
. Maturity Models

Section 18 - Audit Report Formatting
. Font Type and Size
. Text Justification
. Formatting Recommendations
. Format accounting to the audit type
. Special reports

Section 19 - Optimizing the Audit Report
. Optimizing the Report
. Optimize the Visual Presentation
. Cover Page
. Optimize the Report Structure
. Optimize Content
. Optimize Flow
. Optimize Wording
. Optimize the Paragraph
. Optimize the Sentences
. Optimize the Content
. Clarity
. Coherence
. Word Economy
. Verb Tense
. Using Tone for Advantage
. Proof Reading
. Report Review
. Optimize Format to Visual People

Section 20 - Summary and Wrap-Up
. 10 Keys to successful internal auditing
. Communication is the end product
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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Audit 101


Audit 201


Audit 301


Audit Basic 3 Day


Audit Advanced 3 Day


Audit Reporting


Understanding Cybersecurity


Cybersecurity Programs


NAIC Cybersecurity Compliance


COSO 2013


COSO Academy 3 Day


Using COSO 3 Day


Continuous Auditing


Ethics for the CIA, CPA, CFE and CISA


Frauditing


The GAO Green Book


The GAO Green Book Academy 3 Day


ICFR Assessments


IT Controls


NAIC Model Audit Rule


NAIC Model Audit Rule Academy


SSAE SOC Audits


World Class ERM


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
COSO Academy
Using COSO
Continuous Auditing
Cybersecurity 2 Day
Ethics CIA CPA
Forensic Accounting
FCPA
Frauditing
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR
MAR Academy
OMB A-123
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR

Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ

California

- Anaheim, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange County

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- Hartford, CT

- Norwalk, CT

- Windsor, CT

Delaware

- Wilmington, DE

District of Columbia

- Washington, DC

Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tampa, FL

Georgia

- Atlanta, GA

- Savannah, GA

Hawaii

- Honolulu, HI

Illinois

- Chicago, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA

Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS

Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI

Minnesota

Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN

Mississippi

- Jackson, MS

Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO

Nebraska

- Omaha, NE

Nevada

- Las Vegas, NV

New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Jersey City, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

New York

- Albany, NY

- Buffalo, NY

- Melville, NY

- New York City, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH

Oklahoma

- Oklahoma City, OK

- Tulsa, OK

Ontario

- Toronto, ON

Oregon

- Portland, OR

Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

Tennessee

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN

Texas

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX

Utah

- Salt Lake City, UT

Virginia

- Arlington County

- Dulles, VA

- Herndon, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

Washington

- Redmond, WA

- Seattle, WA

Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).