Corporate Compliance Seminars
HOME ABOUT CCS CONTACT CCS City Schedule by Week
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars

Auditor Focused Training Courses

Overview
Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Forensic Accounting
Frauditing
Managing Change
Managing Audit Quality
Managing Ethics
Procurement Audit
Project Management
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

Three Day CPE Training Courses

I/A Basic Course
I/A Advanced Course
Green Book Academy
Using COSO Course
NAIC MAR Course
SSAE SOC Course

 


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA


Internal Audit Advanced Training Course

This focused three-day course helps the experienced internal auditor to understand the underlying concepts and principles that drive the practice of internal auditing. The attendees will learn the concepts that are behind audit planning, performance, reporting, and followup. It is ideal for senior auditors, those preparing to be an audit team manager.

"Internal Audit Advanced Training" is the perfect CPE course to provide a focused review of advanced audit techniques. The advanced auditor must have tools in the following areas:

- Essentials of providing internal audits,
- Effective communication of internal audit findings,
- Risk based internal audit planning and execution
- Advanced audit fieldwork and interviewing methodologies,
- Audit issue and audit fieldwork workpaper quality and review,
- Manage corporate cultural change.

This timely, three-day CPE training seminar is designed for the experienced internal auditor and others who have to lead internal audit projects or compliance efforts and then communicate the results to management and the Board.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE course is $1,575.00 per attendee. Each attendee will receive 24 Auditing CPE Hours (YB).

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page. There is a five percent discount for multiple attendees.

Testimonials:

View All Testimonials

 Upcoming Internal Audit Advanced Training Course

City Date Timing

San Mateo, CA
Tuesday-Thursday, October 24-26, 2017 T&W 8:45a to 4:45p - TH 8:45a to 2:45p
...
Confirmed Presentation
Regus Office Facility - 951 Mariners Island Blvd, Suite 300, San Mateo CA 94404

Atlanta - Buckhead, GA
Wednesday-Friday, January 31 - February 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 3340 Peachtree Rd, Suite 1800, Atlanta, GA 30326

Scottsdale, AZ
Wednesday-Friday, February 21-23, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 7272 E. Indian School Road, Suite 540, Scottsdale, Arizona 85251

Boston, MA
Wednesday-Friday, February 28 - March 2, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Prudential Tower, 800 Boylston Street, 16th Floor, Boston, MA 02199
Miami - Airport, FL
Wednesday-Friday, March 21-23, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility at 6303 Blue Lagoon Drive, Suite 400, Miami, FL 33126
Irvine, CA
Wednesday-Friday, April 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 19800 MacArthur Boulevard, Suite 300, Irvine, CA 92612

Southfield, MI
Wednesday-Friday, May 9-11, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Town Center, 2000 Town Center, Suite 1900, Southfield, MI 48075

King of Prussia, PA
Wednesday-Friday, June 6-8, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 630 Freedom Business Center, 3rd Floor, King of Prussia, PA 19406
Austin, TX
Wednesday-Friday, June 13-15, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 111 Congress Avenue, Suite 400, Austin, Texas 78701

San Diego
Wednesday-Friday, June 13-15, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 402 West Broadway, Suite 400, San Diego, CA 92101

Columbus, OH
Wednesday-Friday, July 11-13, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites - Crosswoods, 100 E. Campus View Boulevard, Suite #250, Columbus, Ohio 43235
Basking Ridge, NJ
Wednesday-Friday, July 18-20, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Dolce Basking Ridge, 300 N Maple Avenue, Basking Ridge, NJ 07920

Woodland Hills, CA
Wednesday-Friday, August 8-10, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - 21900 Burbank Boulevard, 3rd Floor, Woodland Hills, CA 91367

St. Louis Park, MN
Wednesday-Friday, August 22-24, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, 1650 West End Boulevard, Suite 100, St. Louis Park, MN 55416

Toronto, ON
Wednesday-Friday, August 29-31, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - 100 King Street West, Suite 5600, Toronto, Ontario M5X 1C9

San Mateo, CA
Wednesday-Friday, September 19-21, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - 951 Mariners Island Blvd, Suite 300, San Mateo CA 94404

Dulles, VA
Wednesday-Friday, October 24-26, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Executive Conference & Training Center, 22685 Holiday Park Dr, Sterling, VA 20166

Walnut Creek, CA
Wednesday-Friday, November 14-16, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 2121 North California Boulevard, Suite 290, Walnut Creek, CA 94596

Irving, TX
Wednesday-Friday, November 28-30, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility, Las Colinas - The Urban Towers 222 West Las Colinas Boulevard, Suite 1650, Irving, Texas 75039

Chicago, IL
Wednesday-Friday, December 5-7, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Suites, 30 S. Wacker Drive, 22nd Floor, Chicago Illinois 60606

Miami - Airport, FL
Wednesday-Friday, December 19-21, 2018 Wed. & Thurs. 8:45a to 4:45p - Fri. 8:45a to 2:45p
... ... Regus Office Facility - Miami - Airport, 5201 Blue Lagoon Drive, Suite 800, Miami, FL 33126

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Key Issues on the Agenda


Introductions

Section 1. Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs

Section 2. Concepts and Definitions
. What is "Internal Auditing"? What are the Objectives?
. What is "Risk"? Can Risk Be Managed?
. What is "Internal Control" and Why Are Controls So Important?
. Guidance from the IIA, COSO and COBIT
. Regulatory Requirements from the SEC, PCAOB and Others
. What is the "Audit Life Cycle"?

Section 3. History Lesson
. Where Did Internal Auditing Start?
. Where is Internal Auditing Today?
. Where is Internal Auditing Going Tomorrow?

Section 4. Roles of the Audit Team
. Audit Committee Responsibilities
. Director of Internal Audit/ CAE
. Audit Manager
. Audit Senior/ Supervisor
. Audit Staff
. Personality Profile

Section 5. Internal and External Auditing
. Responsibilities of Management
. Responsibilities of External Auditors
. What is "Materiality"? "Misstatements"?
. Responsibilities of Internal Auditors

Section 6. "Selling" Internal Audits"
. What is the "Value Proposition?
. Marketing the Internal Audit Function
. SPIN Selling
. Metrics

Section 7. Planning the Internal Audits
. Defining Risk - A Deeper Dive
. Assessing Risk in Your Organization
. Defining Your Auditable Units
. CSAs and ICQs
. Prioritization and Selection
. Mapping Resources to the Audit Plan
. Audit Unit Rotation
. Validating Your Audit Plan

Section 8. Performing the Internal Audits
. Understanding Internal Controls
. Starting the Fieldwork
. Obtaining a Walk-Through
. Defining and Refining the Audit Procedures
. Interviewing Techniques
. Assessing the Segregation of Duties
. Internal Control Testing
. Sampling Techniques
. Using Audit Software
. Documenting Audit Workpapers

Section 9. Producing Quality Workpapers
. Workpaper Key Elements
. Organization Methods
. Documentation Examples
. Workpaper Review Deficiencies
. Audit Software Packages

Section 10. Concluding the Audit
. Components of the Report
. Summarizing for the Executives
. Detailing the Findings
. What is the Root Cause? - Root Cause Analysis (RCA)
. Recommendations and CAPs
. Opinions and Ratings
. Report Optimization and Formats
. Effective Communication of Results

Section 11. Internal Audit Quality Improvement Program
. What is "Audit Quality"?
. Implementing an IA QIP
. IA Quality Metrics - The Good and The Bad
. IA QIP Scorecard

Section 12. Summary and Wrap-Up
. Recap of Internal Audit Basic Training
. Your Keys to Success!
top of page

Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

ATTENDEE INFO
SIGN-UP NOW!

Make a Payment After Signing up for a Seminar


Seminar CPE Credits, Pricing and Discounts


Join Our Email List


Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101


Audit Basic 3 Day


Audit Advanced 3 Day


Audit Reporting


SSAE SOC Audits


COSO 2013


Using COSO 3 Day


Continuous Auditing


Frauditing


The GAO Green Book


The GAO Green Book Academy 3 Day


ICFR Assessments


IT Controls


NAIC Model Audit Rule


World Class ERM


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT
COSO 2013
Continuous Auditing
Ethics for CPAs
Forensic Accounting
FCPA
Frauditing
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC
Managing Change
Managing Requirements
NAIC MAR
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).