Corporate Compliance Seminars - Left Menu, General Pages
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Virtual Internal Audit Advanced Training Course
This focused 20 hour CPE virtual event helps the experienced internal auditor to understand the underlying concepts and principles that drive the practice of internal auditing. The attendees will learn the concepts that are behind audit planning, performance, reporting, and followup. It is ideal for senior auditors, those preparing to be an audit team manager.
"Internal Audit Advanced Training" is the perfect CPE course to provide a focused review of advanced audit techniques. The advanced auditor must have tools in the following areas:
- Essentials of providing internal audits,
- Effective communication of internal audit findings,
- risk-based internal audit planning and execution
- Advanced audit fieldwork and interviewing methodologies,
- Audit issue and audit fieldwork workpaper quality and review,
- Manage corporate cultural change.
This timely, CPE virtual training event is designed for the experienced internal auditor and others who have to lead internal audit projects or compliance efforts and then communicate the results to management and the Board.
Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda
The retail cost of this CPE seminar is $1,200.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $2,300.00 (3) $3,300.00 (4) $4,300.00 (5) $5,400.00.
Each attendee will receive 20 Auditing CPE Hours (YB). A certificate of completion will be provided.
Testimonials:
Upcoming Virtual Internal Audit Advanced Training Courses:
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October |
19-23 |
2020 |
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Webinar Presentation |
Monday-Friday, October 19-23, 2020 |
Daily 8:45 a.m. - 12:45 p.m. Central Time |
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Webinar Presentation |
Monday-Friday, October 19-23, 2020 |
Daily 8:45 a.m. - 12:45 p.m. Pacific Time |
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November |
16-20 |
2020 |
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Webinar Presentation |
Monday-Friday, November 16-20, 2020 |
Daily 8:45 a.m. - 12:45 p.m. Central Time |
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Webinar Presentation |
Monday-Friday, November 16-20, 2020 |
Daily 8:45 a.m. - 12:45 p.m. Pacific Time |
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December |
14-18 |
2020 |
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Webinar Presentation |
Monday-Friday, December 14-18, 2020 |
Daily 8:45 a.m. - 12:45 p.m. Central Time |
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Webinar Presentation |
Monday-Friday, December 14-18, 2020 |
Daily 8:45 a.m. - 12:45 p.m. Pacific Time |
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Refer to our Seminar Cities Index for a list of our seminar locations. The individual city
pages provide a listing of topics being presented. Our Seminar Cities by Week provides a
guide to the locations during a calendar week.
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Key Issues on the Agenda
Introductions
Section 1. Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs
Section 2. Concepts and Definitions
. What is "Internal Auditing"? What are the Objectives?
. What is "Risk"? Can Risk Be Managed?
. What is "Internal Control" and Why Are Controls So Important?
. Guidance from the IIA, COSO and COBIT
. Regulatory Requirements from the SEC, PCAOB and Others
. What is the "Audit Life Cycle"?
Section 3. History Lesson
. Where Did Internal Auditing Start?
. Where is Internal Auditing Today?
. Where is Internal Auditing Going Tomorrow?
Section 4. Roles of the Audit Team
. Audit Committee Responsibilities
. Director of Internal Audit/ CAE
. Audit Manager
. Audit Senior/ Supervisor
. Audit Staff
. Personality Profile
Section 5. Internal and External Auditing
. Responsibilities of Management
. Responsibilities of External Auditors
. What is "Materiality"? "Misstatements"?
. Responsibilities of Internal Auditors
Section 6. "Selling" Internal Audits"
. What is the "Value Proposition?
. Marketing the Internal Audit Function
. SPIN Selling
. Metrics
Section 7. Planning the Internal Audits
. Defining Risk - A Deeper Dive
. Assessing Risk in Your Organization
. Defining Your Auditable Units
. CSAs and ICQs
. Prioritization and Selection
. Mapping Resources to the Audit Plan
. Audit Unit Rotation
. Validating Your Audit Plan
Section 8. Performing the Internal Audits
. Understanding Internal Controls
. Starting the Fieldwork
. Obtaining a Walk-Through
. Defining and Refining the Audit Procedures
. Interviewing Techniques
. Assessing the Segregation of Duties
. Internal Control Testing
. Sampling Techniques
. Using Audit Software
. Documenting Audit Workpapers
Section 9. Producing Quality Workpapers
. Workpaper Key Elements
. Organization Methods
. Documentation Examples
. Workpaper Review Deficiencies
. Audit Software Packages
Section 10. Concluding the Audit
. Components of the Report
. Summarizing for the Executives
. Detailing the Findings
. What is the Root Cause? - Root Cause Analysis (RCA)
. Recommendations and CAPs
. Opinions and Ratings
. Report Optimization and Formats
. Effective Communication of Results
Section 11. Internal Audit Quality Improvement Program
. What is "Audit Quality"?
. Implementing an IA QIP
. IA Quality Metrics - The Good and The Bad
. IA QIP Scorecard
Section 12. Summary and Wrap-Up
. Recap of Internal Audit Advanced Training
. Your Keys to Success!
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Seminar Schedule
Experts Providing CPE Training Events
Corporate Compliance Seminars (CCS) was created by experts who enjoy providing CPE training events. All our experts have years of experience in providing training courses, workshops and consulting on internal controls, internal auditing, information technology, cybersecurity and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, CMMI, GRC, GAAP, IFRS, AICPA, GAO, NAIC, ISO, and IIA Standards. We are your best source for continuing professional education (CPE).
Our programs, live in-person, webinar and on-demand, provide CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations. CCS is focused on providing the best learning programs in using three distinct distribution channels: live in-person events, virtual webinar events and on-demand self-study e-learning.
Corporate Compliance Seminars presents CPE to a range of professionals, auditors, accountants, finance staff, compliance personnel, information technology (IT) professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule (MAR) compliance, auditing, internal controls, cybersecurity and compliance, and fraud prevention and detection.
Within the U.S.A. marketplace, Corporate Compliance Seminars allows the attendee to earn NASBA CPE credit.
Our events focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards, and NAIC regulatory model regulations and acts .
Our live in-person events are generally presented in a small classroom setting with two to five attendees. Over the last few weeks, we have come to the understand we need to provide distant e-learning events. We are now in the process of moving all our content to an online available status. We have created distant e-learning opportunities using both a virtual webinar event approach and on-demand e-learning self-study modules. These two e-learning approaches: webinars and on-demand self-study with extended web access to our content into the global continuing professional development (CPD) marketplace. In the webinar e-learning events we will limit the number of students to maximize the interaction between the live instructor and attendees. The on-demand self-study e-learning modules will be created and offered to meet the NASBA CPE credit requirements .
Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging internal audit training courses.
Our instructors have had direct experience in the following industries: financial activities, bank, insurance, healthcare, construction, leisure and hospitality, professional and business services, mining and oil & gas extraction, manufacturing, educational, government agencies, transportation, software, technical, hi-tech and agricultural.
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