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Corporate Compliance Seminars - Left Menu, General Pages
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Internal Audit Advanced Training Course
This focused three-day course helps the experienced internal auditor to understand the underlying concepts and principles that drive the practice of internal auditing. The attendees will learn the concepts that are behind audit planning, performance, reporting, and followup. It is ideal for senior auditors, those preparing to be an audit team manager.
"Internal Audit Advanced Training" is the perfect CPE course to provide a focused review of advanced audit techniques. The advanced auditor must have tools in the following areas:
- Essentials of providing internal audits,
- Effective communication of internal audit findings,
- Risk based internal audit planning and execution
- Advanced audit fieldwork and interviewing methodologies,
- Audit issue and audit fieldwork workpaper quality and review,
- Manage corporate cultural change.
This timely, three-day CPE training seminar is designed for the experienced internal auditor and others who have to lead internal audit projects or compliance efforts and then communicate the results to management and the Board.
Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda
The retail cost of this CPE seminar is $1,575.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization.
Each attendee will receive 24 Auditing CPE Hours (YB). A certificate of completion will be provided.
To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page. There is a five percent discount for multiple attendees.
Testimonials:
Upcoming Internal Audit Advanced Training Courses:
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Timing |
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Denver - Downtown, CO |
Wednesday-Friday, July 17-19, 2019 |
Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p |
Signup Now |
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Denver - Downtown - Spaces: 2301 Blake Street, Denver, Colorado, 80205 |
Herndon, VA |
Wednesday-Friday, August 14-16, 2019 |
Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p |
Confirmed Presentation |
Signup Now |
Regus Office Suites, 13800 Coppermine Road, Herndon, Virginia 20171 |
El Segundo, CA |
Wednesday-Friday, September 11-13, 2019 |
Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p |
Signup Now |
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Regus Office Facility - 400 Continental Blvd, 6th Floor, El Segundo, CA 90245 |
Jersey City, NJ |
Wednesday-Friday, October 2-4, 2019 |
Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p |
Signup Now |
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Regus Office Facility at 101 Hudson Street, 21st Floor, Jersey City, NJ 07302 |
Chicago, IL |
Wednesday-Friday, October 23-25, 2019 |
Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p |
Signup Now |
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Spaces Office Facility at 159 N. Sangamon Street, Suite 200 & 300, Chicago, IL 60607 |
San Antonio, TX |
Wednesday-Friday, November 20-22, 2019 |
Wed. & Thurs. 9:00a to 4:45p - Fri. 9:00a to 2:45p |
Signup Now |
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Regus Office Facility, 300 Convent Street, Suite 1330, San Antonio, Texas 78205 |
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Refer to our Seminar Cities Index for a list of our seminar locations. The individual city
pages provide a listing of topics being presented. Our Seminar Cities by Week provides a
guide to the locations during a calendar week.
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Key Issues on the Agenda
Introductions
Section 1. Introduction and Overview
. About Us and About Your Instructor
. Who are You? What are Your Needs?
. Overview of Agenda Tailored to Your Needs
Section 2. Concepts and Definitions
. What is "Internal Auditing"? What are the Objectives?
. What is "Risk"? Can Risk Be Managed?
. What is "Internal Control" and Why Are Controls So Important?
. Guidance from the IIA, COSO and COBIT
. Regulatory Requirements from the SEC, PCAOB and Others
. What is the "Audit Life Cycle"?
Section 3. History Lesson
. Where Did Internal Auditing Start?
. Where is Internal Auditing Today?
. Where is Internal Auditing Going Tomorrow?
Section 4. Roles of the Audit Team
. Audit Committee Responsibilities
. Director of Internal Audit/ CAE
. Audit Manager
. Audit Senior/ Supervisor
. Audit Staff
. Personality Profile
Section 5. Internal and External Auditing
. Responsibilities of Management
. Responsibilities of External Auditors
. What is "Materiality"? "Misstatements"?
. Responsibilities of Internal Auditors
Section 6. "Selling" Internal Audits"
. What is the "Value Proposition?
. Marketing the Internal Audit Function
. SPIN Selling
. Metrics
Section 7. Planning the Internal Audits
. Defining Risk - A Deeper Dive
. Assessing Risk in Your Organization
. Defining Your Auditable Units
. CSAs and ICQs
. Prioritization and Selection
. Mapping Resources to the Audit Plan
. Audit Unit Rotation
. Validating Your Audit Plan
Section 8. Performing the Internal Audits
. Understanding Internal Controls
. Starting the Fieldwork
. Obtaining a Walk-Through
. Defining and Refining the Audit Procedures
. Interviewing Techniques
. Assessing the Segregation of Duties
. Internal Control Testing
. Sampling Techniques
. Using Audit Software
. Documenting Audit Workpapers
Section 9. Producing Quality Workpapers
. Workpaper Key Elements
. Organization Methods
. Documentation Examples
. Workpaper Review Deficiencies
. Audit Software Packages
Section 10. Concluding the Audit
. Components of the Report
. Summarizing for the Executives
. Detailing the Findings
. What is the Root Cause? - Root Cause Analysis (RCA)
. Recommendations and CAPs
. Opinions and Ratings
. Report Optimization and Formats
. Effective Communication of Results
Section 11. Internal Audit Quality Improvement Program
. What is "Audit Quality"?
. Implementing an IA QIP
. IA Quality Metrics - The Good and The Bad
. IA QIP Scorecard
Section 12. Summary and Wrap-Up
. Recap of Internal Audit Advanced Training
. Your Keys to Success!
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Seminar Schedule
Experts Providing CPE Training Seminars
Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.
Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.
Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.
Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.
Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).
Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.
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