Corporate Compliance Seminars
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.

CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars

Auditor Focused Training Courses

Audit 101
Audit Basic Training
Audit 201
Audit 301
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Forensic Accounting
Managing Change
Managing Audit Quality
Managing Ethics
Procurement Audit
Project Management
SOX for the CPA
XBRL Webinar


Three Day CPE Training Courses

COSO Academy
Green Book Academy
I/A Basic Course
I/A Advanced Course
Using COSO Course



Internal Auditing Courses


Risk Management & Internal Control Courses


Information Management Courses

The Instructors

John Blackshire
David Marshall
Sulaiman Afzal
C.S. Colvin
Evans Cottman
Elliot Fisch
Eric Hopkins
Greg Kocek
Louis Martin
Jay Roy
Henry Schneider
Tom Wickes

Business Partners

Infotech Global
The Accountware Group.

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Atlanta, GA
Austin, TX
Baltimore, MD
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Buffalo, NY
Canonsburg, PA
Charlotte, NC
Chaska, MN
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange County, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Raleigh, NC
Redmond, WA
Richmond, VA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Mateo, CA
San Diego, CA
San Francisco, CA
San Jose, CA
Santa Monica, CA
Sarasota, FL
Schaumburg, I
Scottsdale, AZ
Seattle, WA
Southfield, MI
Springfield, IL
Springfield, MA
St. Paul, MN
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodland Hills, CA

Links to Professional Organizations


Internal Audit 301: Audit Manager Seminar

This is the third in our one-day CPE training seminars for skill building within the internal audit function. Do you have an Internal Audit department with the need for manager training?

As a follow-up to Audit 101 and 201, Audit 301: Becoming a Manager helps auditors becoming Management and active leaders for their audit teams. This CPE training course gives Managers oversight on how to review a file, properly budget and forecast projects and actively manage and juggle numerous projects.

Additionally, this CPE training course will give you the interpersonal skills to manage your audit team and your auditee's, even your audit management. Auditors should not get promoted without taking this course. Moving from staff auditor to audit manager calls for expanding the skills set. Not only do managers have to be efficient audit team members but also effective communicators, teachers, and active listeners. This enlightening seminar focuses on providing new managers with the tools they need to lead effectively in an internal auditing environment.

This real world CPE training seminar focuses on providing audit managers with the tools they need to manage effectively within the internal auditing function. This timely, one-day seminar is designed for the new audit manager and others who are responsible for the management of multiple audit teams and the internal audit funciton.

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.


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Each attendee will receive 8 Auditing CPE Hours (YB).

 Upcoming Internal Audit 301: Audit Manager Seminars

City Date Timing
Chicago - Loop, IL
Monday, January 8, 2018 8:45 to 4:45
Dulles, VA
Monday, January 8, 2018 8:45 to 4:45
San Diego, CA
Monday, January 22, 2018 8:45 to 4:45
Irvine, CA
Monday, January 29, 2018 8:45 to 4:45
Bethesda, MD
Monday, February 5, 2018 8:45 to 4:45
Houston - Downtown, TX
Monday, February 5, 2018 8:45 to 4:45
Indianapolis, IN
Monday, February 5, 2018 8:45 to 4:45
Riverside, CA
Monday, February 5, 2018 8:45 to 4:45
Seattle - Downtown, WA
Monday, February 5, 2018 8:45 to 4:45
Wilmington, DE
Monday, February 5, 2018 8:45 to 4:45
Corpus Christi, TX
Monday, February 12, 2018 8:45 to 4:45
Des Moines, IA
Monday, February 12, 2018 8:45 to 4:45
Pittsburgh, PA
Monday, February 12, 2018 8:45 to 4:45
Paramus, NJ
Tuesday, February 13, 2018 8:45 to 4:45
Irving, TX
Tuesday, February 20, 2018 8:45 to 4:45
Jackson, MS
Tuesday, February 20, 2018 8:45 to 4:45
New Orleans, LA
Tuesday, February 20, 2018 8:45 to 4:45
Reno, NV Tuesday, February 20, 2018 8:45 to 4:45
Boston, MA
Monday, February 26, 2018 8:45 to 4:45
Chicago - Loop, IL
Monday, February 26, 2018 8:45 to 4:45
Omaha, NE
Monday, February 26, 2018 8:45 to 4:45
Portland, OR
Monday, February 26, 2018 8:45 to 4:45
Windsor, CT
Monday, February 26, 2018 8:45 to 4:45
Austin - Downtown, TX
Monday, March 5, 2018 8:45 to 4:45
Chicago - Loop, IL
Monday, March 5, 2018 8:45 to 4:45
Woodland Hills, CA
Monday, March 26, 2018 8:45 to 4:45

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

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Seminar Highlights

- Plan, manage, and implement an internal audit from beginning to end.
- Best Practices in identifying and measuring audit risks
- Enhance interpersonal and team-building skills
- Understand the audit communication process
- Learn techniques for managing time and delegating tasks
- Best Practices for documenting and presenting audit results

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Learning Objectives

- Attendees will understand effective audit risk assessment
- Attendees will learn how to identify audit management skills
- Attendees will have insight into team dynamics
- Attendees will learn how to evaluate the creation of audit documentation
- Attendees will discuss interpersonal and team-building skills
- Attendees will understand the management of the audit report creation process
- Attendees will discuss interpersonal and team-building skills
- Attendees will understand how to manage the audit communication process

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Key Issues on the Agenda


Section 1 - Introduction and Background
- Duties & Responsibilities
- Changing Role
- Managerment and Oversight

Section 2 - Risk Assessment
- Building a Risk Assessment
- Factors and Conclusions

Section 3 - Managing People
- Seniors versus Auditors
- Varying Personality Types
- Generation Y

Section 4 - Managing Your Management
- Overcommunication
- Make your Boss not Manage you!

Section 5 - Interpersonal Skills for the Auditor
- Communications
- Oversight of Staff Auditors
- Empowering Staff
- Generation Y
- Positive Commentary

Section 6 - Managing your Constituents
- Who knows more about their job than they do?
- Empowerment of the Auditee

Section 7 - File Review
- What to Look For
- Review Comments

Section 8 - Time Management
- Budgeting and Forecasting
- Adding Back - Value added services

Section 9 - Finalizing Audit Reports
- Classification of Findings
- Timing of Follow-up
- Review and Issuance

Section 10 - Going Forward

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Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.



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Calender of Seminar Cities

Cities Where We Present Seminars

Recent Issues Links

Organizations Attending Seminars

On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

Audit 101

Audit Basic 3 Day

Audit Advanced 3 Day

Audit Reporting


COSO 2013

COSO Academy 3 Day

Using COSO 3 Day

Continuous Auditing


The GAO Green Book

The GAO Green Book Academy 3 Day

ICFR Assessments

IT Controls

NAIC Model Audit Rule

World Class ERM

Human Resource Compliance Seminars


View All

List of All Seminars

Audit Committee
Audit 101
Audit 201
Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COSO 2013
COSO Academy
Continuous Auditing
Ethics for CPAs
Forensic Accounting
Green Book
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
Managing Change
Managing Requirements
OMB A-123
Procurement Audits
Project Management
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
Using COSO
World Class ERM
XBRL Reporting


Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


Corporate Compliance Seminars

  Corporate Compliance Seminars


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site, e-mail Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; and/ or John Blackshire (479-200-4373;