Corporate Compliance Seminars
HOME ABOUT CCS CONTACT CCS City Schedule by Week
Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit Basic Banks
Audit Basic Insurance
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Audit Sampling
Broker Dealer Audits
Continuous Auditing
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Training
COSO Training
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Internal Audit Events

I/A Basic Training
I/A Advanced Training

Banking Industry Events

Cybersecurity Assessment
I/A Basic Banks

Insurance Industry Events

I/A Basic Insurance
NAIC MAR Program
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

Broker Dealer Audits
PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Assessment
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity
Project Management


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses



External Audit Focused Training Seminars
Audit Sampling Techniques
Broker Dealer Audits
PCAOB Audits
SOX for CPAs
SSAE SOC Training

The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, TX
Arlington, VA
Asheville, NC
Atlanta, GA
Augusta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Chattanooga, TN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, GA
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Doylestown, PA
Dulles, VA
East Berlin, CT
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Washington, PA
Fort Worth, TX
Framingham, MA
Franklin, TN
Fredericksburg, VA
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Huntsville, AL
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Manassas, VA
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Myrtle Beach, SC
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Olympia, WA
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Reston, VA
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tallahassee, FL
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
West Lake Village, CA
West Palm Beach, FL
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Auditor 301: Audit Management

This is the third in our one-day CPE training seminars for skill building within the internal audit function. Do you have an Internal Audit department with the need for manager training?

As a follow-up to Auditor 101 and 201, Auditor 301: Becoming a Manager helps auditors becoming Management and active leaders for their audit teams. This CPE training course gives Managers oversight on how to review a file, properly budget and forecast projects and actively manage and juggle numerous projects.

Additionally, this CPE training course will give you the interpersonal skills to manage your audit team and your auditee's, even your audit management. Auditors should not get promoted without taking this course. Moving from staff auditor to audit manager calls for expanding the skills set. Not only do managers have to be efficient audit team members but also effective communicators, teachers, and active listeners. This enlightening seminar focuses on providing new managers with the tools they need to lead effectively in an internal auditing environment.

This real-world CPE training seminar focuses on providing audit managers with the tools they need to manage effectively within the internal auditing function. This timely, one-day seminar is designed for the new audit manager and others who are responsible for the management of multiple audit teams and the internal audit funciton.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 for the first attendee from a single organization. Discounts are available for more than one attendee from each organization: (2) $940.00 (3) $1,340.00 (4) $1,680.00 (5) $1,980.00.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 8 Auditing CPE Hours (YB). A certificate of completion will be provided.

 Upcoming Internal Auditor 301: Audit Management Seminars:

City
Day - Date
Event Timing
San Antonio, TX
Monday, November 18, 2019 8:45 to 4:45
Confirmed Event

Signup Now
Atlanta, GA
Monday, December 2, 2019 8:45 to 4:45

Signup Now
Bethesda, MD
Monday, December 2, 2019 8:45 to 4:45

Signup Now
Jersey City, NJ
Monday, December 2, 2019 8:45 to 4:45

Signup Now
St. Louis Park, MN
Monday, December 2, 2019 8:45 to 4:45

Signup Now
Walnut Creek, CA
Monday, December 2, 2019 8:45 to 4:45

Signup Now
Miami - Airport, FL
Monday, December 9, 2019 8:45 to 4:45

Signup Now
Overland Park, KS
Monday, December 9, 2019 8:45 to 4:45

Signup Now
Seattle - Downtown, WA
Monday, December 9, 2019 8:45 to 4:45

Signup Now
San Diego, CA
Monday, December 9, 2019 8:45 to 4:45

Signup Now
Austin - Downtown, TX
Monday, December 16, 2019 8:45 to 4:45

Signup Now
Bloomfield Hills, MI
Monday, December 16, 2019 8:45 to 4:45

Signup Now
Charlotte, NC
Monday, December 16, 2019 8:45 to 4:45

Signup Now
Chicago - Loop, IL
Monday, December 16, 2019 8:45 to 4:45

Signup Now
Princeton, NJ
Monday, December 16, 2019 8:45 to 4:45

Signup Now
Woodland Hills, CA
Monday, December 16, 2019 8:45 to 4:45

Signup Now
January
13-17
2020
Bloomington, MN
Tuesday, January 14, 2020 8:45 to 4:45

Signup Now
Chicago, IL
Tuesday, January 14, 2020 8:45 to 4:45

Signup Now
January
20-24
2020
Los Angeles, CA
Tuesday, January 21, 2020 8:45 to 4:45

Signup Now
San Antonio, TX
Tuesday, January 21, 2020 8:45 to 4:45

Signup Now
February
3-7
2020
Houston, TX
Tuesday, February 4, 2020 8:45 to 4:45

Signup Now
Walnut Creek, CA
Tuesday, February 4, 2020

Signup Now

Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Seminar Highlights

- Plan, manage, and implement an internal audit from beginning to end.
- Best Practices in identifying and measuring audit risks
- Enhance interpersonal and team-building skills
- Understand the audit communication process
- Learn techniques for managing time and delegating tasks
- Best Practices for documenting and presenting audit results

top of page

Learning Objectives

- Attendees will understand effective audit risk assessment
- Attendees will learn how to identify audit management skills
- Attendees will have insight into team dynamics
- Attendees will learn how to evaluate the creation of audit documentation
- Attendees will discuss interpersonal and team-building skills
- Attendees will understand the management of the audit report creation process
- Attendees will discuss interpersonal and team-building skills
- Attendees will understand how to manage the audit communication process

top of page

Key Issues on the Agenda


Registration

Section 1 - Introduction and Background
- Duties & Responsibilities
- Changing Role
- Managerment and Oversight

Section 2 - Risk Assessment
- Building a Risk Assessment
- Factors and Conclusions

Section 3 - Managing People
- Seniors versus Auditors
- Varying Personality Types
- Generation Y

Section 4 - Managing Your Management
- Overcommunication
- Make your Boss not Manage you!

Section 5 - Interpersonal Skills for the Auditor
- Communications
- Oversight of Staff Auditors
- Empowering Staff
- Generation Y
- Positive Commentary

Section 6 - Managing your Constituents
- Who knows more about their job than they do?
- Empowerment of the Auditee

Section 7 - File Review
- What to Look For
- Review Comments

Section 8 - Time Management
- Budgeting and Forecasting
- Adding Back - Value added services

Section 9 - Finalizing Audit Reports
- Classification of Findings
- Timing of Follow-up
- Review and Issuance

Section 10 - Going Forward

top of page

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

Signup Today!!!!
Registration Form
SIGN-UP NOW!

Make a Payment After Sign-up

Seminar CPE Credits,

Pricing and Discounts

Join Our Email List


Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Audit 101 Course


Internal Audit 201 Training Course


Internal Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


View All


List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses


Alabama

- Birmingham, AL

- Huntsville, AL

- Mobile, AL

- Montgomery, AL


Alaska

- Anchorge, AK


Arkansas

- Bentonville, AR

- Little Rock, AR


Arizona

- Peoria, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ


California

- Alameda, CA

- Anaheim, CA

- Diamond Bar, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles - Downtown, CA

- Oakland, CA

- Ontario, CA

- Orange, CA

- Pleasanton, CA

- Riverside, CA

- Sacramento, CA

- San Bernardino, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- San Mateo, CA

- Santa Monica, CA

- Sherman Oaks, CA

- Walnut Creek, CA

- Westlake Village, CA

- Woodland Hills, CA


Colorado

- Colorado Springs, CO

- Denver, CO


Connecticut

- East Berlin, CT

- Hartford, CT

- Stamford, CT

- Windsor, CT


Delaware

- Wilmington, DE


District of Columbia

- District of Columbia

- Washington, DC


Florida

- Boca Raton, FL

- Brevard County, FL

- Fort Lauderdale, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Melbourne, FL

- Miami, FL

- Orlando, FL

- Pensacola, FL

- Plantation, FL

- Tallahassee, FL

- Tampa, FL

- West Palm Beach, FL


Georgia

- Atlanta, GA

- Augusta, GA

- Columbus, GA

- Macon, GA

- Savannah, GA


Hawaii

- Honolulu, HI


Idaho

- Boise, ID


Illinois

- Bloomington, IL

- Chicago - Fulton Market, IL

- Chicago - Loop, IL

- Deerfield, Il

- Oak Brook, IL

- Springfield, IL


Indiana

- Evansville, IN

- Fort Wayne, IN

- Indianapolis, IN

- South Bend, IN


Iowa

- Cedar Rapids, IA

- Des Moines, IA


Kansas

- Overland Park, KS

- Topeka, KS

- Wichita, KS

Kentucky

- Lexington, KY

- Louisville, KY


Louisiana

- Baton Rouge, LA

- New Orleans, LA

- Shreveport, LA


Maine

- Portland, ME


Maryland

- Annapolis, MD

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

- Ownings Mills, MD


Massachusetts

- Boston, MA

- Springfield, MA

- Waltham, MA

- Worcester, MA


Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Lansing, MI


Minnesota

- Bloomington, MN

- Duluth, MN

- Minneapolis, MN

- Rochester, MN

- St. Louis Park, MN

- St. Paul, MN


Mississippi

- Biloxi, MS

- Jackson, MS


Missouri

- Clayton, MO

- Columbia, MO

- Kansas City, MO

- St. Louis, MO

- Springfield, MO


Nebraska

- Lincoln, NE

- Omaha, NE


Nevada

- Las Vegas, NV

- Reno, NV


New Hampshire

- Manchester, NH


New Jersey

- Cherry Hill, NJ

- Jersey City, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ


New Mexico

- Albuquerque, NM

- Santa Fe, NM


New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City - Forest Hills, NY

- New York City - Penn Plaza, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

- Williamsville, NY


North Carolina

- Asheville, NC

- Charlotte, NC

- Greensboro, NC

- Raleigh-Durham, NC

- Winston-Salem, NC


North Dakota

- Fargo, ND


Ohio

- Cincinnati, OH

- Cleveland, OH

- Columbus, OH

- Dayton, OH

- Toledo, OH


Oklahoma

- Oklahoma City, OK

- Tulsa, OK


Ontario

- Toronto, ON


Oregon

- Portland, OR

- Salem, OR


Pennsylvania

- Allentown, PA

- Doylestown, PA

- Erie, PA

- Fort Washington, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

- Scranton, PA

- West Conshohocken, PA


Puerto Rico

- San Juan, PR


Rhode Island

- Providence, RI


South Carlina

- Charleston, SC

- Columbia, SC

- Greenville, SC


South Dakota

- Souix Falls, SD


Tennessee

- Chattanooga, TN

- Johnson City, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN


Texas

- Arlington, TX

- Austin, TX

- Bryan, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Garland, TX

- Houston, TX

- Houston - Energy Corridor, TX

- Irving, TX

- Laredo, TX

- League City, TX

- Lubbock, TX

- Midland, TX

- Round Rock, TX

- San Antonio, TX

- The Woodlands, TX

- Waco, TX


Utah

- Salt Lake City, UT


Vermont

- Burlington, VT


Virginia

- Alexandria, VA

- Arlington, VA

- Charlottsville, VA

- Fredericksburg. VA

- Norfolk, VA

- Reston, VA

- Richmond, VA

- Roanoke, VA


Washington

- Olympia, WA

- Redmond, WA

- Richland, WA

- Seattle, WA

- Spokane, WA

- Tacoma, WA


West Virginia

- Charleston, WV


Wisconsin

- Green Bay, WI

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     

  Corporate Compliance Seminars

     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).