Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is your source for continuing professional education (CPE) credit concerning internal audit, COSO, internal controls and financial audit training courses.


CCS can conduct all our CPE credit courses at your location!!!
Corporate Compliance Seminars Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Auditor Focused Training Courses
Overview
Audit 101 Course
Audit Basic Training
Audit 201 Course
Audit 301 Course
Audit Advanced Training
Audit Committee
Audit Report Writing
Comparison GAAP-IFRS
Continuous Auditing
Cybersecurity Overview
Cybersecurity Programs
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
Frauditing Course
Managing Change
Managing Audit Quality
PCAOB Audits
Procurement Audit
Project Management
PMP Academy
SOX for the CPA
SSAE SOC Audits
XBRL Webinar

 

External Audit Focused Training Seminars
PCAOB Audits
SOX for CPAs
SSAE SOC Training


Multi-Day CPE Training Courses

Internal Control Events

Using COSO Course
COSO Academy
Cybersecurity Programs
Cybersecurity Tools
Green Book Academy
SSAE SOC Course

Internal Audit Events

I/A Basic Course
I/A Advanced Course

Insurance Industry Events

NAIC MAR Course
NAIC MAR Academy
NAIC CyberSecurity

CPA & Other Events

PCAOB Audits
Project Management
SSAE SOC Training


Cybersecurity Focused Training Seminars
Cybersecurity Overview
Cybersecurity Programs
Cybersecurity Tools
NAIC CyberSecurity


 

Internal Auditing Courses


 

Risk Management & Internal Control Courses


 

Information Management Courses


The Instructors

John Blackshire
David Marshall
C.S. Colvin
Tom Derise
Elliot Fisch
Dave Kent
Henry Schneider
Don West
Tom Wickes
 

Business Partners

Infotech Global
The Accountware Group.
 

Cities for Courses

Albany, NY
Albuquerque, NM
Allentown, PA
Ann Arbor, MI
Anaheim, CA
Arlington, VA
Asheville, NC
Atlanta, GA
Austin, TX
Baltimore, MD
Baton Rouge, LA
Basking Ridge, NJ
Bentonville, AR
Bethesda, MD
Bethlehem, PA
Birmingham, AL
Bloomfield Hills, MI
Bloomington, MN
Boca Raton, FL
Boston, MA
Brea, CA
Bridgewater, NJ
Buffalo, NY
Burbank, CA
Canonsburg, PA
Charlestown, SC
Charlotte, NC
Charlottesville, VA
Chaska, MN
Cherry Hill, NJ
Chicago, IL
Cincinnati, OH
Clayton, MO
Cleveland, OH
Colorado Springs, CO
Columbia, MD
Columbia, SC
Columbus, OH
Dallas, TX
Dayton, OH
Deerfield, Il
Denver, CO
Des Moines, IA
Detroit, MI
District of Columbia
Dulles, VA
East Rutherford, NJ
El Paso, TX
El Segundo, CA
Evansville, IN
Fort Myers, FL
Fort Worth, TX
Framingham, MA
Franklin, TN
Frisco, TX
Fulton, MD
Gainesville, FL
Glendale, CA
Grand Rapids, MI
Greensboro, NC
Greenville, SC
Hartford, CT
Harrisburg, PA
Herndon, VA
Honolulu, HI
Houston, TX
Indianapolis, IN
Irvine, CA
Irving, TX
Jackson, MS
Jacksonville, FL
Jersey City, NJ
Kansas City, MO
King of Prussia, PA
Knoxville, TN
Lake Success, NY
Las Vegas, NV
Little Rock, AR
Los Angeles, CA
Louisville, KY
Madison, WI
Melville, NY
Memphis, TN
Mesa, AZ
Miami, FL
Midland, TX
Milwaukee, WI
Minneapolis, MN
Mobile, AL
Morristown, NJ
Nashville, TN
New Orleans, LA
New York City, NY
Norfolk, VA
Norwalk, CT
Oklahoma City, OK
Omaha, NE
Orange, CA
Orlando, FL
Overland Park, KS
Palisades, NY
Paramus, NJ
Pasadena, CA
Philadelphia, PA
Phoenix, AZ
Pittsburgh, PA
Plantation, FL
Pleasanton, CA
Portland, OR
Princeton, NJ
Providence, RI
Radnor, PA
Raleigh, NC
Redmond, WA
Reno, NV
Richmond, VA
Riverside, CA
Roanoke, VA
Rochester, NY
Rye, NY
Sacramento, CA
St. Charles, Il
St. Louis, MO
St. Louis Park, MN
St. Paul, MN
Salt Lake City, UT
San Antonio, TX
San Bernardino, CA
San Diego, CA
San Mateo, CA
San Monica, CA
San Francisco, CA
San Jose, CA
San Mateo, CA
Santa Fe, NM
Santa Monica, CA
Savannah, GA
Sarasota, FL
Schaumburg, IL
Scottsdale, AZ
Seattle, WA
Southfield, MI
Spokane, WA
Springfield, IL
Springfield, MA
Syracuse, NY
Tampa, FL
Troy, MI
The Woodlands, TX
Toledo, OH
Toronto, ON
Tucson, AZ
Tulsa, OK
Valencia, CA
Virginia Beach, VA
Waco, TX
Wakefield, MA
Walnut Creek, CA
Washington, DC
Waltham, MA
Wichita, KS
Williamsville, NY
Wilmington, DE
Windsor, CT
Worcester, MA
Worthington, OH
Woodbridge, NJ
Woodland Hills, CA



Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Internal Audit 101: Introduction to Internal Auditing Training Course

Internal audits are an important requirement for effective corporate governance. The internal auditor is at the front line in evaluating management's internal control, assessing the accuracy of financial information, and ensuring compliance with laws and regulations. Learn how to perform these important duties and comply with the professional auditing standards.

"Internal Audit 101" is the perfect CPE course to provide an introduction to internal auditing to someone new to the field or to someone who has not had formal training. This course provides an overview of the "audit life cycle", including audit planning and risk assessment, conducting fieldwork, interviews, walkthroughs and tests of controls, and audit reporting and follow-up. We provide the latest guidance for a risk-based, top-down audit approach, key audit terminology, audit workpaper documentation, and "selling" the benefits of the audit.

Designed for internal auditors who are new or have limited experience in the audit profession, this seminar will walk the participants through the basics of being an internal auditor. It is ideal for auditors who want to ensure that they follow approved, prescribed audit standards and apply the appropriate audit tools and techniques.

This timely, one-day CPE training seminar is designed for the new internal auditor and others who have to create an effective audit plan, perform the audits, generate workpapers, and effectively communicate the results.

Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda

The retail cost of this CPE seminar is $495.00 per attendee.

To reserve your space, click on the "SIGN-UP NOW!" link in the right margin, complete the registration form, and use the corresponding "Submit Registration Form and Move to Payment Options Page" button for filing the registration and moving to the payment page.

Testimonials:

View All Testimonials

Each attendee will receive 8 Auditing CPE Hours (YB). A certificate of completion will be provided.

 Upcoming Internal Audit 101 Training Courses:

City Day - Date Timing
Paramus, NJ
Monday, December 10, 2018

- Confirmed Presentation

8:45 to 4:45

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Scottsdale, AZ
Monday, December 10, 2018

- Confirmed Presentation

8:45 to 4:45

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Pittsburgh - Downtown, PA
Monday, December 17, 2018 8:45 to 4:45

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Charlotte - North, NC
Monday, December 17, 2018

- Confirmed Presentation

8:45 to 4:45

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Bloomington, MN
Monday, January 7, 2019 8:45 to 4:45

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Greenville, SC
Monday, January 7, 2019 8:45 to 4:45

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Harrisburg, PA
Monday, January 7, 2019 8:45 to 4:45

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Herndon, VA
Monday, January 7, 2019 8:45 to 4:45

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New York City - Penn Center, New York
Monday, January 7, 2019 8:45 to 4:45

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San Bernardino, CA
Monday, January 7, 2019 8:45 to 4:45

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Santa Fe, NM
Monday, January 7, 2019 8:45 to 4:45

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Springfield, IL
Monday, January 7, 2019 8:45 to 4:45

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Albany, NY
Monday, January 14, 2019 8:45 to 4:45

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Des Moines, IA
Monday, January 14, 2019 8:45 to 4:45

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Los Angeles - Downtown, CA
Monday, January 14, 2019 8:45 to 4:45

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The Woodlands, TX
Monday, January 14, 2019
- Confirmed Presentation
8:45 to 4:45

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Williamsville, NY
Monday, January 14, 2019 8:45 to 4:45

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Windsor, CT
Monday, January 14, 2019 8:45 to 4:45

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Asheville, NC
Tuesday, January 22, 2019 8:45 to 4:45

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Bridgewater, NJ
Tuesday, January 22, 2019 8:45 to 4:45

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Bentonville, AR
Tuesday, January 22, 2019 8:45 to 4:45

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Burbank, CA
Tuesday, January 22, 2019 8:45 to 4:45

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Fort Worth, TX
Tuesday, January 22, 2019 8:45 to 4:45

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Indianapolis, IN
Tuesday, January 22, 2019 8:45 to 4:45

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Memphis, TN
Tuesday, January 22, 2019 8:45 to 4:45

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SAn Antonio - Riverwalk, TX
Tuesday, January 22, 2019 8:45 to 4:45

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Atlanta - Buckhead, GA
Monday, January 28, 2019 8:45 to 4:45

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Charlestown, SC
Monday, January 28, 2019 8:45 to 4:45

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Charlottesville, VA
Monday, January 28, 2019 8:45 to 4:45

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Columbus, OH
Monday, January 28, 2019 8:45 to 4:45

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Irvine, CA
Monday, January 28, 2019 8:45 to 4:45

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Jacksonville, FL
Monday, January 28, 2019 8:45 to 4:45

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Scottsdale, AZ
Monday, January 28, 2019 8:45 to 4:45

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Allentown, PA
Monday, February 4, 2019 8:45 to 4:45

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Augusta, GA
Monday, February 4, 2019 8:45 to 4:45

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Austin - Downtown, TX
Monday, February 4, 2019 8:45 to 4:45

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Boston, MA
Monday, February 4, 2019 8:45 to 4:45

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Las Vegas, NV
Monday, February 4, 2019 8:45 to 4:45

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Overland Park, KS
Monday, February 4, 2019 8:45 to 4:45

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Salt Lake City - Downtown
Monday, February 4, 2019 8:45 to 4:45

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Arlington, VA
Monday, February 11, 2019 8:45 to 4:45

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Greensboro, NC
Monday, February 11, 2019 8:45 to 4:45

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Jackson, MS
Monday, February 11, 2019 8:45 to 4:45

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Pittsburgh, PA
Monday, February 11, 2019 8:45 to 4:45

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Woodland Hills, Los Angeles, CA
Monday, February 11, 2019 8:45 to 4:45

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Cherry Hill, NJ
Tuesday, February 19, 2019 8:45 to 4:45

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Chicago - Loop, IL
Tuesday, February 19, 2019 8:45 to 4:45

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Cincinnati, OH
Tuesday, February 19, 2019 8:45 to 4:45

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El Paso, TX
Tuesday, February 19, 2019 8:45 to 4:45

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Houston - Energy Corridor, TX
Tuesday, February 19, 2019 8:45 to 4:45

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Pleasanton, CA
Tuesday, February 19, 2019 8:45 to 4:45

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Colorado Springs, CO
Monday, February 25, 2019 8:45 to 4:45

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Honolulu, HI
Monday, February 25, 2019 8:45 to 4:45

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Milwaukee, WI
Monday, February 25, 2019 8:45 to 4:45

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Omaha, NE
Monday, February 25, 2019 8:45 to 4:45

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Portland, OR
Monday, February 25, 2019 8:45 to 4:45

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Seattle, WA
Monday, February 25, 2019 8:45 to 4:45

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Savannah, GA
Monday, February 25, 2019 8:45 to 4:45

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Refer to our Seminar Cities Index for a list of our seminar locations. The individual city pages provide a listing of topics being presented. Our Seminar Cities by Week provides a guide to the locations during a calendar week.

top of page

Seminar Highlights

The seminar reviews and answers the following questions:
- What is internal auditing and what are auditing standards?
- How to approach audit risk assessment and indivdual audit planning?
- What are the best practices in conducting audit fieldwork?
- What are the key sections in internal audit reports?

top of page

Learning Objectives

- Attendees will discuss interpersonal and team-building skills
- Attendees will learn how to identify audit risks and plan fieldwork
- Attendees will understand how an audit fieldwork is conducted
- Attendees will learn how to evaluate and document internal controls
- Attendees will discover the best techniques for gathering audit evidence
- Attendees will see the importance of preparing workpapers
- Attendees will understand the audit communication process

top of page

Key Issues on the Agenda


Introductions

Section 1 - Overview of Internal Auditing
- Myths about auditing
- What is internal auditing?
- What is internal control?
- How can auditors manage risks?
- Accounting vs auditing

Section 2 - Internal Auditing - Yesterday, Today and Tomorrow
- History of internal auditing
- Today's internal auditor
- Tomorrow's challenges

Section 3 - Auditor Guidance
- Auditor's guidance sources
- IIA International Professional Practices Framework (IPPF)
- How to use the "Code of Ethics"
- COSO 2013 guidance
- Sarbanes-Oxley Act
- Guidance for the external auditor

Section 4 - Role of the Audit Team
- Increasing responsibilities
- Auditor skills
- Auditor personality profile

Section 5 - Internal vs. External Auditing
- Responsibilities
- Financial audits
- Materiality and misstatements
- Financial statement assertions

Section 6 - Planning the Audit and Assessing Audit Risk
- Internal Audit "Life Cycle"
- Internal Audit "Risk Assessment"
- The focus on risk management
- Money In
- Money Out
- Risk - Control - Objective
- Planning the individual audit
- Audit procedures

Section 7 - Conducting Audit Fieldwork
- Recognize the important internal controls
- Conducting an "audit walkthrough"
- "Fieldwork" skills
- Audit interviewing
- Effective questioning technique (S.P.I.N.)
- Active listening skills
- Audit evidence
- Testing internal controls
- Sample size
- Examples
- Workpaper characteristics
- Workpaper review

Section 8 - Using Audit Software
- Data analysis
- Audit management
- Flowcharting
- Risk management
- Reporting and content management

Section 9 - Concluding the Audit
- Document the exceptions and findings
- Documents in the audit reporting process
- Audit exit meetings
- Building rapport

Section 10 - Summary

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Seminar Schedule

Experts Providing CPE Training Seminars

Corporate Compliance Seminars has been created by experts who enjoy providing CPE classroom training, workshops and consulting on internal controls, internal auditing and accounting related subjects. We have focused on SOX, COSO, PCAOB, COBIT, GRC, IFRS, AICPA, GAO and IIA Standards.

Our programs are CPE for professionals with CPA, CGA, CIA, CFE, CISA, CMA and CA designations.

Corporate Compliance Seminars presents CPE to auditors, compliance and IT professionals, Boards of Directors and Audit Committees. We examine the details of risk management, Sarbanes-Oxley Act compliance, Model Audit Rule compliance, auditing, internal controls, IT security and compliance, and fraud prevention and detection.

Corporate Compliance Seminars allows the attendee to earn Official NASBA CPE credit.

Our seminars focus on the details of the Sarbanes-Oxley Act of 2002 (SOX), Internal Controls over Financial Reporting (ICFR), Committee of Sponsoring Organizations of the Treadway Commission (COSO) Internal Control Frameworks, ISACA's Control Objectives over Information Technology (COBIT), Information Technology Infrastructure Library (ITIL), Open Compliance & Ethics Group's (OCEG) Governance, Risk & Compliance (GRC) methodology, PCAOB's Auditing Standard 5 (AS5), AICPA auditing standards and the future conversion from GAAP to the International Financial Reporting Standards (IFRS).

Our seminars provide CPE for the CPA, CFE, CIA, CISA, auditors and others with effective and engaging training.

 

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Seminar CPE Credits,

Pricing and Discounts

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Calender of Seminar Cities


Cities Where We Present Seminars


Recent Issues Links


Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

Internal Audit 101 Course


Internal Audit 201 Training Course


Interanl Audit 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Understanding Cybersecurity Risk Training


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


NAIC Model Audit Rule Course


NAIC Model Audit Rule Academy


SSAE SOC Audit Course


World Class ERM Training


Human Resource Compliance Seminars


Testimonials


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List of All Seminars

Audit Committee
Internal Audit 101
Internal Audit 201
Internal Audit 301
Audit Quality
Auditing Basics
Advanced Auditing
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IFRS Conversions
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
NAIC Cybersecurity
NAIC MAR Course
MAR Academy
OMB A-123 Course
Procurement Audits
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Understanding Cyber
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.

Links to Pages by State For Courses

Alabama

- Birmingham, AL

- Mobile, AL

Arkansas

- Bentonville, AR

- Little Rock, AR

Arizona

- Mesa, AZ

- Phoenix, AZ

- Scottsdale, AZ

- Tucson, AZ

California

- Anaheim, CA

- Brea, CA

- Burbank, CA

- El Segundo, CA

- Glendale, CA

- Irvine, CA

- Los Angeles, CA

- Orange, CA

- Pasadena, CA

- Pleasanton, CA

- Riverside, CA

- San Bernardino

- Sacramento, CA

- San Mateo, CA

- San Diego, CA

- San Francisco, CA

- San Jose, CA

- Santa Monica, CA

- Valencia, CA

- Walnut Creek, CA

- Woodland Hills, CA

Colorado

- Colorado Springs

- Denver, CO

Connecticut

- Hartford, CT

- Norwalk, CT

- Windsor, CT

Delaware

- Wilmington, DE

District of Columbia

- Washington, DC

Florida

- Boca Raton, FL

- Fort Myers, FL

- Gainesville, FL

- Jacksonville, FL

- Miami, FL

- Orlando, FL

- Plantation, FL

- Sarasota, FL

- Tampa, FL

Georgia

- Atlanta, GA

- Savannah, GA

Hawaii

- Honolulu, HI

Illinois

- Chicago, IL

- Deerfield, IL

- Schaumburg, IL

- St. Charles, Il

- Springfield, IL

Indiana

- Evansville, IN

- Indianapolis, IN

Iowa

- Des Moines, IA

Kansas

- Kansas City, KS

- Overland Park, KS

- Wichita, KS

Kentucky

- Louisville, KY

Louisiana

- Baton Rouge, LA

- New Orleans, LA

Maryland

- Baltimore, MD

- Bethesda, MD

- Columbia, MD

- Fulton, MD

Massachusetts

- Boston, MA

- Framingham, MA

- Springfield, MA

- Wakefield, MA

- Walthem, MA

Worcester, MA

Michigan

- Ann Arbor, MI

- Bloomfield Hills, MI

- Detroit, MI

- Grand Rapids, MI

- Southfield, MI

- Troy, MI

Minnesota

- Bloomington, MN

- Chaska, MN

- Minneapolis, MN

- St. Louis Park, MN

- St. Paul, MN

Mississippi

- Jackson, MS

Missouri

- Clayton, MO

- Kansas City, MO

- St. Louis, MO

Nebraska

- Omaha, NE

Nevada

- Las Vegas, NV

- Reno, NV

New Jersey

- Basking Ridge, NJ

- Bedminster, NJ

- Bridgewater, NJ

- Cherry Hill, NJ

- East Rutherford, NJ

- Jersey City, NJ

- Hamilton, NJ

- Morristown, NJ

- Paramus, NJ

- Princeton, NJ

- Woodbridge, NJ

New York

- Albany, NY

- Buffalo, NY

- Lake Success, NY

- Melville, NY

- New York City, NY

- Palisades, NY

- Rochester, NY

- Rye, NY

- Syracuse, NY

New Mexico

- Albuquerque, NM

- Santa Fe, NM

North Carolina

- Charlotte, NC

- Greensboro, NC

- Raleigh, NC

Ohio

- Cincinnati, OH

- Columbus, OH

- Cleveland, OH

- Dayton, OH

- Toledo, OH

- Worthington, OH

Oklahoma

- Oklahoma City, OK

- Tulsa, OK

Ontario

- Toronto, ON

Oregon

- Portland, OR

Pennsylvania

- Allentown, PA

- Bethlehem, PA

- Canonsburg, PA

- Harrisburg, PA

- King of Prussia, PA

- Philadelphia, PA

- Pittsburgh, PA

- Radnor, PA

Rhode Island

- Providence, RI

South Carolina

- Charleston, SC

- Columbia, SC

- Greenville, SC

Tennessee

- Franklin, TN

- Knoxville, TN

- Memphis, TN

- Nashville, TN

Texas

- Austin, TX

- Dallas, TX

- El Paso, TX

- Fort Worth, TX

- Frisco, TX

- Houston, TX

- Irving, TX

- Midland, TX

- San Antonio, TX

- Waco, TX

- The Woodlands, TX

Utah

- Salt Lake City, UT

Virginia

- Arlington, VA

- Charlottesville, VA

- Dulles, VA

- Herndon, VA

- Norfolk, VA

- Richmond, VA

- Roanoke, VA

- Virginia Beach, VA

Washington

- Redmond, WA

- Seattle, WA

- Spokane, WA

Wisconsin

- Madison, WI

- Milwaukee, WI



 

Corporate Compliance Seminars
     


Corporate Compliance Seminars is registered with the National Association of the State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our NASBA identification number is 108983. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Please check with the governing body of your license and your state for specific CPE requirements. Complaints regarding registered sponsors and grievances may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417; telephone 615-880-4200; web site www.nasba.org, e-mail cpe@nasba.org. Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; dmarshall@infotech-global.com) and/ or John Blackshire (479-200-4373; jblackshire@accountwaregroup.com).