Corporate Compliance Seminars
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Corporate Compliance Seminars
Corporate Compliance Seminars (CCS) is the source for continuing professional education (CPE) credits concerning internal auditing, external auditing, internal controls, Cybersecurity programs, COSO frameworks, PCAOB audit issues and project management training events.

CCS presents our courses in-person, virtually with an instructor, or by on-demand delivery.
Corporate Compliance Seminars Corporate Compliance Seminars - Left Menu, General Pages

Weekly & Biweekly Events Calendar


Auditor Tradecraft Skills Events
Active Listening
Ask, Get, Perform
Audit Sampling
Auditing Social Media
Auditors Know IT
Awesomeness
Conflict Resolution
Ethics
Talent Management
Remote Auditing

Auditor Focused Events
Overview
Art of Audit Report Writing
Ask, Get, Perform
Auditing Social Media
Auditor 101
Auditor 201
Audit Advanced Training
Audit Basic Training
Audit Sampling
Conflict Resolution
Continuous Auditing
Cybersecurity Tools
Ethics CIA, CPA, CFE
Forensic Accounting
"Frauditing"
IT General Controls
Managing Audit Quality
PCAOB Events
Auditing Procure to Pay
PMP Academy
SOX for the CPA
SSAE SOC Audits
Understanding Cyber Risks

 

Weekly & Biweekly Events
Auditor 101
Auditor 201
Audit Committee
Audit Report Writing
Audit Sampling
Auditing Procure to Pay
Conflict Resolution
Continuous Auditing
COSO ICFR
Ethics
Forensic Accounting
"Frauditing"
Green Book Standards
Improving Risk ID
IT General Controls
Managing Audit Quality
Risk ID
Project Management
SOX for CPAs
Understanding Cyber Risks
Understanding COSO
World Class ERM

PCAOB Auditor Focused Events
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
Substantive Testing
Control Testing
Dual-Purpose Testing
PCAOB AS 2501

On-Demand Events
PCAOB Inspection Recap PCAOB AS 2501

Periodic Multi-Day CPE Events

Internal Control Focused Events

Using COSO Training
COSO Training
Cybersecurity Tools
Green Book Training
SSAE SOC Training

Auditor Focused Events

I/A Basic Training
I/A Advanced Training
SSAE SOC Training

Insurance Industry Events

NAIC MAR Programs
NAIC MAR Compliance
NAIC CyberSecurity

CPA & Other Events

PCAOB Tradecraft
Project Management
SSAE SOC Training

Cybersecurity Focused Events
Understanding Cyber
Cybersecurity Tools
NAIC CyberSecurity
Project Management

Banking Industry Virtual Events
AML/BSA Basics
Banking Fraud Prevention
Compliance Failures
Employee Fraud at Banks
FinCEN's CDD Rule
Red Flags & High Risk AML
Identity Issues in Banking


PCAOB Auditor Focused Events Focused Events
Audit Sampling Techniques
PCAOB Inspection Recap
PCAOB Inspections B-D
PCAOB Tradecraft
PCAOB Standards
PCAOB AS 2315
Substantive Testing
Control Testing
Dual-Purpose Testing
PCAOB AS 2501
SSAE SOC Training

Auditor Focused Events

Internal Control Focused Events

Information Technology Focused Events

Insurance Industry Focused Events


Events in the Archives
Auditor 301
Auditing Cyber
Broker Dealer Audits
Cyber Assessments Banks
COSO 2013: The Sequel
Cyber Programs
FCPA
I/A Basics for Banks
I/A Basics for Insurance
Inspection Reviews
Managing Requirements
OMB A-123
Quality-Audits

The Instructors

John Blackshire
David Marshall
Robert Berry
C.S. Colvin
Tom Derise
Elliot Fisch
Jim George
Dave Kent
Amar Saini
Henry Schneider
Don West
Tom Wickes
Stanley I. Yaker

Business Partners

Infotech Global
The Accountware Group.
 

Organizations Attending Seminars




Links to Professional Organizations

IIA
AICPA
ISACA
COSO
AAA
ACFEI
ACT
ASMC
AFWA
ASQ
AWSCPA
ACAMA
ACAUS
ACUA
ACUIA
AGA
AHIA
ALGA
APPFA
BAI
BAP
CIMA
CCIA
CHEIA
CUIAA
DSP
GFOA
HFMA
IMA
IAFCI
INTOSAI
ISO
NABA
NACA
NASBA
NCCPAP
NACUBO
NACUSAC
NASBO
NASACT
NISAPA
NSA
SCCE


Corporate Compliance Seminars presents auditor professional continuing education (CPE) seminars in the following areas:

Banking Industry Focused Events

COSO 2013 Framework Events

Cybersecurity & Information Technology Events

Internal Auditor Events

Insurance Industry Events

PCAOB Auditor Skills Events

We provide CPE training base on the standards published by the IIA, COSO, COBIT, AICPA, PCAOB, SEC, ISACA, PMBOK, FASB, and IAASB. We are your best source for quality compliance training workshops.

Insurance Industry Focused Events

This page summaries the Insurance Industry focused training seminars which are being presented in virtual format in 2021.

Cybersecurity Technical Excellence Event

Presented the last week of each month - 20 CPEs

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The retail cost of this 20 CPE event is $1,900 per attendee.

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Information Technology General Controls - 8 CPEs

Presented weekly on Thursday-Fridays - 8 CPEs

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The retail cost of this 8 CPE event is $495 per attendee.

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NAIC Cybersecurity Model Law Training

Presented the first week of each month.

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The retail cost of this 12 CPE event is $645 per attendee.

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NAIC Model Audit Rule Compliance

Presented six times per year - 16 CPEs

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The retail cost of this 16 CPE event is $1,200 per attendee.

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NAIC Model Audit Rule Programs

Presented six times per year - 20 CPEs

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The retail cost of this 20 CPE event is $1,575 per attendee.

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Project Management Excellence Training Event

Presented the last week of each month.

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The retail cost of this 20 CPE event is $1,200 per attendee.

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SOX for the External Auditor Training

Presented Biweekly on Thursdays - 4 CPEs

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The retail cost of this 4 CPE event is $240 per attendee.

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SSAE SOC Audits: Auditee - Auditor - Assessor Training

Presented ten times per year.

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The retail cost of this 20 CPE event is $1,900 per attendee.

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Understanding COSO 2013 Compliance - 2 CPEs

Presented Biweekly on Wednesdays - 2 CPEs

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The retail cost of this 2 CPE event is $120 per attendee.

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You can request any event for any day at any time with two attendees

The public events will be 4 hours on each day.

Starting on January 4, 2021 most events will start at 10:00 a.m. Central Time.

We also offer private, on-site seminars that can be tailored to your specific training requirements. See the "Custom Seminars" page for further details.

Our training seminars provide CPE For CPAs, CFEs, CIAs, CISAs, auditors and others with effective and engaging training.

Prices for individual attendance are detailed on the training seminar specific web pages or via the Buy Now Buttons on the payment page. Call us for special offers and group pricing.

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This family of seminars are constructed to provide guidance in compliance with the following NAIC and New York State Requirements:

NAIC Annual Financial Reporting Model Regulation (Model Audit Rule)
NAIC Corporate Governance Annual Disclosure Model Act
NAIC Insurance Data Security Model Law
New York State Department of Financial Services 23 NYCRR 500

Insurance Industry and NAIC Background Materials

In preparing the materials have been used by our staff to create the CPE events that are focuse on NAIC compliance programs:

- NAIC Annual Financial Reporting Model Regulation - Click here to move to this document.

- NAIC Solvency Modernization Initiative - Click here to move to the NAIC's Website for a downloadable documents.

- NAIC Existing U.S. Corporate Governance Requirements - Click here to move to the NAIC's Website for a downloadable documents.

- NAIC Own Risk and Solvency Assessment (ORSA) Model Act - Click here to move to the NAIC's Website for a downloadable copies of the Act and Guidance Manual documents.

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NAIC - Annual Financial Reporting Model Regulation

Links are provided to each Section of the Model Audit Rule Template

Section 1. Authority
Section 2. Purpose and Scope
Section 3. Definitions
Section 4. General Requirements Related to Filing and Extensions for Filing of Annual Audited Financial Report and Audit Committee Appointment
Section 5. Contents of Annual Audited Financial Report
Section 6. Designation of Independent Certified Public Accountant
Section 7. Qualifications of Independent Certified Public Accountan
Section 8. Consolidated or Combined Audits
Section 9. Scope of Audit and Report of Independent Certified Public Accountan
Section 10. Notification of Adverse Financial Condition
Section 11. Communication of Internal Control Related Matters Noted in an Audit
Section 12. Accountant's Letter of Qualifications
Section 13. Definition, Availability and Maintenance of Independent Certified Public Accountant Work Papers
Section 14. Requirements for Audit Committees
Section 15. Internal Audit Function Requirements
Section 16. Conduct of Insurer in Connection with the Preparation of Required Reports and Documents
Section 17. Management's Report of Internal Control over Financial Reporting
Section 18. Exemptions and Effective Dates
Section 19. Canadian and British Companies
Section 20. Severability Provision

NAIC CORPORATE GOVERNANCE ANNUAL DISCLOSURE MODEL ACT

NAIC Model Laws, Regulations, Guidelines and Other Resources-4th Quarter 2014

Links are provided to each Section of the Corporate Governance Annual Disclosure Model Act

Section 1. Purpose and Scope
Section 2. Definitions
Section 3. Disclosure Requirements
Section 4. Rules and Regulations
Section 5. Contents of Corporate Governance Annual Disclosure
Section 6. Confidentiality
Section 7. Third-party Consultants
Section 8. Sanctions
Section 9. Severability Clause
Section 10. Effective Date

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Tables of Contents for the Regulations

Insurance Data Security Model Law

Section 1. Title
Section 2. Purpose and Intent
Section 3. Definitions
Section 4. Information Security Program
Section 5. Investigation of a Cybersecurity Event
Section 6. Notification of a Cybersecurity Event
Section 7. Power of Commissioner
Section 8. Confidentiality
Section 9. Exceptions
Section 10.Penalties
Section 11.Rules and Regulations [OPTIONAL]
Section 12.Severability
Section 13.Effective Date

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New York State Department of Financial Services 23 NYCRR 500

Section 500.00 Introduction.
Section 500.01 Definitions.
Section 500.02 Cybersecurity Program.
Section 500.03 Cybersecurity Policy.
Section 500.04 Chief Information Security Officer.
Section 500.05 Penetration Testing and Vulnerability Assessments.
Section 500.06 Audit Trail.
Section 500.07 Access Privileges.
Section 500.08 Application Security.
Section 500.09 Risk Assessment.
Section 500.10 Cybersecurity Personnel and Intelligence.
Section 500.11 Third Party Service Provider Security Policy.
Section 500.12 Multi-Factor Authentication.
Section 500.13 Limitations on Data Retention.
Section 500.14 Training and Monitoring.
Section 500.15 Encryption of Nonpublic Information.
Section 500.16 Incident Response Plan.
Section 500.17 Notices to Superintendent.
Section 500.18 Confidentiality.
Section 500.19 Exemptions.
Section 500.20 Enforcement.
Section 500.21 Effective Date.
Section 500.22 Transitional Periods.
Section 500.23 Severability.
APPENDIX A Certification of Compliance
APPENDIX B Notice of Exemption

Providing the best continuing professional education (CPE) courses for the CPA, CIA, CISA, CFE, CMA, CGMA, CA, CB, EA, CFP, PFS, CFA, CFF, ASA, ABV, CEIV, CVA, AVA, CITP, CSCA, RSSA, CBPC, CPFP, CTC, FPC, CPP and PMP

Local Professional Organizations in West Virginia

We provide training seminars in Charleston, West Virginia and Cleveland, Cincinnati, Columbus, Dayton and Toledo, Ohio.

We cover external audit, internal auditing, human resource management and other topics. We use guidance from the AICPA, IIA, COSO, COBIT, ITIL, OCG SEC and PCAOB. We have attendees that have CPA, CIA, CISA, CFE and IC certificates. We teach Continuous Auditing & Monitoring, Audit Report Writing, Ethics, Audit Committee, Compliance, Principles, Techniques and numerous standards. Our instructors are members of the AICPA, IIA, ISACA, ACFE and other professional groups.

The following professional organizations have chapters in West Virginia:

Association of Certified Fraud Examiners - ACFE

Charleston WV Chapter of the Association of Government Accountants - AGA

Virginia Society of Certified Public Accountants - VSCPA

West Virginia Board of Accountancy

West Virginia Society of CPAs - WVSCPA

Providing the best continuing professional education (CPE) courses for the CPA, CIA, CISA, CFE, CMA, CGMA, CA, CB, EA, CFP, PFS, CFA, CFF, ASA, ABV, CEIV, CVA, AVA, CITP, CSCA, RSSA, CBPC, CPFP, CTC, FPC, CPP and PMP

Nationwide Professional Organizations

Our CPE courses are recognized by the National Association of State Boards of Accountancy (NASBA) which allows the following professional groups to accept them for continuing professional education (CPE) credits:

Institute of Internal Auditors - IIA

American Institute of Certified Public Accountants - AICPA

Information Systems Audit and Control Association - ISACA

AccountingEDU.org

American Accounting Association - AAA

American College of Forensic Examiners Institute - ACFEI

The Association of Corporate Treasurers - ACT

American Society of Military Comptrollers - ASMC

Accounting & Financial Women's Alliance - AFWA

American Society for Quality - ASQ

American Woman's Society of CPA's - AWSCPA

Association of Certified Anti-Money Laundering Specialists - ACAMA

Association of Chartered Accountants in the United States - ACAUS

Association of College and University Auditors - ACUA

Association of Credit Union Internal Auditors - ACUIA

Association of Government Accountants - AGA

Association of Healthcare Internal Auditors - AHIA

Association of Local Government Auditors - ALGA

Association of Public Pension Fund Auditors - APPFA

Bank Administration Institute - BAI

Beta Alpha Psi - BAP

Chartered Global Management Accountant - CGMA

Chartered Institute of Management Accountants - CIMA

Chartered Professional Accountants of Canada (CPA Canada)

Community College Internal Auditors - CCIA

Council of Higher Education Internal Auditors - CHEIA

Credit Union Internal Auditors Association - CUIAA

Delta Sigma Pi - DSP

Government Finance Officers Association - GFOA

Healthcare Financial Management Association - HFMA

Institute of Management Accountants - IMA

Insurance Accounting and Systems Association - IASA

International Association of Financial Crimes Investigators - IAFCI

International Federation of Accountants - IFAC

Life Office Management Association - LOMA

National Association of Black Accountants - NABA

National Association of Construction Auditors - NACA

National Association of State Boards of Accountancy - NASBA

National Conference of CPA Practitioners - NCCPAP

National Association of College and University Business Officers - NACUBO

National Association of Credit Union Supervisory and Auditing Committeess - NACUSAC

National Association of State Budget Officers - NASBO

National Association of State Auditors, Comptrollers and Treasurers - NASACT

National Society of Insurance Premium Auditors - NISAPA

National Society of Accountants - NSA

PBA Society of Canada

Society of Corporate Compliance and Ethics - SCCE

Providing the best continuing professional education (CPE) courses for the CPA, CIA, CISA, CFE, CMA, CGMA, CA, CB, EA, CFP, PFS, CFA, CFF, ASA, ABV, CEIV, CVA, AVA, CITP, CSCA, RSSA, CBPC, CPFP, CTC, FPC, CPP and PMP

Organizations That Provide Standards

Our CPE courses are based on standards that our expert instructors and event developers are extremely familiar with. Here is a list of the standard providers that are the basis of our educational events:

Institute of Internal Auditors - IIA

American Institute of Certified Public Accountants - AICPA

Information Systems Audit and Control Association - ISACA

Committee of Sponsoring Organizations of the Treadway Commission - COSO

Federal Accounting Standards Advisory Board - FASAB

Financial Accounting Standards Board - FASB

U.S. Governmental Accountablity Office - GAO

Governmental Accounting Standards Board - GASB

International Accounting Standards Board (IASB) (IFRS)

International Organization of Supreme Audit Institutions - INTOSAI

International Organization for Standardization - ISO

National Institute of Standards and Technology - NIST

 

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Forensic & Investigative Accounting


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Organizations Attending Seminars


On-Site/Custom Seminars

On-Site/Custom Training
We can provide training seminars at your company's location. Contact us for details.

NASBA Member

Corporate Compliance Seminars

CCS Terms & Conditions


Audit Sampling


Internal Auditor 101 Course


Internal Auditor 201 Training Course


Internal Auditor 301 Course


Internal Audit Basic 3 Day Course


Internal Audit Advanced 3 Day Course


Internal Audit Report Training Course


Cybersecurity Risk Programs Training


Cybersecurity Risk Tools Training


NAIC Cybersecurity Risk Compliance


COSO 2013 Training Course


COSO Academy 3 Day Course


Using COSO 3 Day Course


Continuous Auditing Training Course


Ethics for the CIA, CPA, CFE and CISA


Frauditing Training Course


The GAO Green Book Training


The GAO Green Book Academy 3 Day


ICFR Assessments Training Course


IT General Controls Training Course


Medicaid Cost Reporting - Texas


NAIC MAR Program


NAIC MAR Compliance


SSAE SOC Audit Course


World Class ERM Training


Testimonials


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List of All Seminars

Audit Committee
Audit Quality
Audit Sampling
Internal Auditor 101
Internal Auditor 201
Internal Auditor 301
Audit Quality
Internal Audit Basics
IA Basics - Banking
IA Basics - Insurance
Advanced Auditing
Broker Dealer Audits
Business Restructuring
CFO Challenges
COBIT Framework
COSO 2013 Training
COSO Academy
Using COSO
Continuous Auditing
Cyber Assessments
Cyber Risk Programs
Cyber Program Tools
Ethics CIA CPA
Forensic Accounting
FCPA Course
Frauditing Training
Green Book Course
Green Book Academy
ICFR Assessments
IT Quality Audits
ITGC Course
Managing Change
Managing Requirements
Medicaid Cost Reporting
NAIC Cybersecurity
NAIC MAR Program
NAIC MAR Compliance
PCAOB Audits
Auditing Procure to Pay
Project Management
PMP 5 Day
Quality Audits
Report Writing
Reviews & Inspections
Risk Identification
SOX Compliance
SOX for the CPA
SSAE SOC Audits
Using COSO
World Class ERM
XBRL Reporting

Resources

Resources for Auditors
Recent Issues Links
Click to view top businesses offering compliance resources.


 

Corporate Compliance Seminars
     


Instructor-lead virtual seminars are presented via live internet connections due to COVID-19

Corporate Compliance Seminars is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

In accordance with the standards of the National Registry of CPE Sponsors, CPE credits have been granted based on a 50-minute hour.

National Registry of CPE Sponsors ID #108983

Complaints may also be forwarded to the company principals, David S. Marshall (708-205-2366; davem@cseminars.com) and/ or John Blackshire (479-200-4373; johnb@cseminars.com).